0001562180-21-004516.txt : 20210628 0001562180-21-004516.hdr.sgml : 20210628 20210628160322 ACCESSION NUMBER: 0001562180-21-004516 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210624 FILED AS OF DATE: 20210628 DATE AS OF CHANGE: 20210628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Koenig Bradford C. CENTRAL INDEX KEY: 0001634656 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 211053320 MAIL ADDRESS: STREET 1: C/O GSV CAPITAL CORP. STREET 2: 2925 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2021-06-24 false 0001280784 Hercules Capital, Inc. HTGC 0001634656 Koenig Bradford C. 400 HAMILTON AVENUE SUITE 310 PALO ALTO CA 94301 true false false false Common Stock 2021-06-24 4 A false 3472.00 17.28 A 23806.00 D Restricted Stock issued as an automatic grant upon re-election to the board of directors pursuant to the 2018 Non-Employee Director Plan and subject to forfeiture restrictions. One-third vests on the anniversary of the grant over three years. /s/ /Melanie Grace, Attorney-in-Fact for Bradford C. Koenig 2021-06-28