0001437749-21-001308.txt : 20210126
0001437749-21-001308.hdr.sgml : 20210126
20210126180126
ACCESSION NUMBER: 0001437749-21-001308
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210124
FILED AS OF DATE: 20210126
DATE AS OF CHANGE: 20210126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grace Melanie
CENTRAL INDEX KEY: 0001653448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 21555737
MAIL ADDRESS:
STREET 1: C/O HERCULES TECHNOLOGY GROWTH CAPITAL
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-01-24
0001280784
Hercules Capital, Inc.
HTGC
0001653448
Grace Melanie
C/O HERCULES CAPITAL INC.
400 HAMILTON AVENUE SUITE 310
PALO ALTO
CA
94301
1
General Counsel & CCO
Restricted Stock Units
2021-01-24
4
F
0
10655
15.28
D
44779
D
Restricted Stock Units
2021-01-24
4
D
0
20715
15.28
D
24064
D
Common Stock
2021-01-24
4
A
0
20715
15.28
A
63837
D
Represents restricted stock units withheld to pay taxes applicable to the release of restricted stock units and dividend equivalent shares on January 24, 2021.
Represents released restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on January 24, 2021.
Acquired pursuant to the vesting and release of shares pursuant to a restricted stock award granted on January 24, 2017.
/s/ /Melanie Grace
2021-01-26