<SEC-DOCUMENT>0001437749-20-022557-index.html : 20201104 <SEC-HEADER>0001437749-20-022557.hdr.sgml : 20201104 <ACCEPTANCE-DATETIME>20201104171126 ACCESSION NUMBER: 0001437749-20-022557 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20201104 ITEM INFORMATION: Entry into a Material Definitive Agreement ITEM INFORMATION: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20201104 DATE AS OF CHANGE: 20201104 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hercules Capital, Inc. CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 201287538 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 FORMER COMPANY: FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC DATE OF NAME CHANGE: 20040219 </SEC-HEADER> <DOCUMENT> <TYPE>8-K <SEQUENCE>1 <FILENAME>herc20201104_8k.htm <DESCRIPTION>FORM 8-K <TEXT> Document 1 - file: herc20201104_8k.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-10.2 <SEQUENCE>2 <FILENAME>ex_211725.htm <DESCRIPTION>EXHIBIT 10.2 <TEXT> Document 2 - file: ex_211725.htm
</DOCUMENT> <DOCUMENT> <TYPE>EX-99.1 <SEQUENCE>3 <FILENAME>ex_211726.htm <DESCRIPTION>EXHIBIT 99.1 <TEXT> Document 3 - file: ex_211726.htm
</DOCUMENT> <DOCUMENT> <TYPE>GRAPHIC <SEQUENCE>4 <FILENAME>logo.jpg <TEXT> Document 4 - file: logo.jpg
</DOCUMENT> </SEC-DOCUMENT>