0001437749-20-022401.txt : 20201103
0001437749-20-022401.hdr.sgml : 20201103
20201103164735
ACCESSION NUMBER: 0001437749-20-022401
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201031
FILED AS OF DATE: 20201103
DATE AS OF CHANGE: 20201103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Grace Melanie
CENTRAL INDEX KEY: 0001653448
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 201284115
MAIL ADDRESS:
STREET 1: C/O HERCULES TECHNOLOGY GROWTH CAPITAL
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-10-31
0001280784
Hercules Capital, Inc.
HTGC
0001653448
Grace Melanie
C/O HERCULES CAPITAL INC.
400 HAMILTON AVENUE SUITE 310
PALO ALTO
CA
94301
1
General Counsel & CCO
Restricted Stock Units
2020-10-31
4
D
0
1358
11.20
D
54250
D
Common Stock
2020-10-31
4
A
0
1358
11.20
A
35985
D
Common Stock
2020-10-31
4
F
0
462
11.20
D
35523
D
Represents vested restricted stock units and dividend equivalent shares converted to Hercules Capital, Inc. common stock on October 31, 2020.
Represents Hercules, Inc. common stock received from vested restricted stock units and dividend equivalent shares on October 31, 2020.
Represents Hercules, Inc. common stock withheld to pay taxes applicable to the vesting of restricted stock units and dividend equivalent shares on October 31, 2020.
/s/ /Melanie Grace
2020-11-03