0001437749-20-021332.txt : 20201020
0001437749-20-021332.hdr.sgml : 20201020
20201020160639
ACCESSION NUMBER: 0001437749-20-021332
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201017
FILED AS OF DATE: 20201020
DATE AS OF CHANGE: 20201020
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bluestein Scott
CENTRAL INDEX KEY: 0001505910
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 201248349
MAIL ADDRESS:
STREET 1: 303 COLUMBUS AVENUE
STREET 2: APT 506
CITY: BOSTON
STATE: MA
ZIP: 02116
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Hercules Capital, Inc.
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
FORMER COMPANY:
FORMER CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
DATE OF NAME CHANGE: 20040219
4
1
rdgdoc.xml
FORM 4
X0306
4
2020-10-17
0001280784
Hercules Capital, Inc.
HTGC
0001505910
Bluestein Scott
C/O HERCULES CAPITAL, INC.
31 ST. JAMES AVENUE, SUITE 790
BOSTON
MA
02116
1
Chief Executive Officer
Common Stock
2020-10-17
4
F
0
2844
11.63
D
671915
D
Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on October 17, 2020.
/s/ /Melanie Grace, Attorney-in-Fact for Scott Bluestein
2020-10-20