0001209191-14-074904.txt : 20141212 0001209191-14-074904.hdr.sgml : 20141212 20141212150057 ACCESSION NUMBER: 0001209191-14-074904 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141209 FILED AS OF DATE: 20141212 DATE AS OF CHANGE: 20141212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baron Jessica T CENTRAL INDEX KEY: 0001522682 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 141283359 MAIL ADDRESS: STREET 1: C/O HERCULES TECHNOLOGY GROWTH CAPITAL STREET 2: 400 HAMILTON AVENUE, SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2014-12-09 2014-12-11 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001522682 Baron Jessica T C/O HERCULES TECHNOLOGY GROWTH CAPITAL, 400 HAMILTON AVE., SUITE 310 PALO ALTO, CA 94301 0 1 0 0 CFO Common Stock 2014-12-09 4 F 0 274 15.04 D 111891 D Common Stock 2014-12-10 4 S 0 10000 15.02 D 101891 D Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 9, 2014. To correct the number of securities sold as reported on Form 4 filed on December 11, 2014. /s/ Michael L. Butler, Attorney-in-Fact for Jessica Baron 2014-12-12