0001209191-14-064673.txt : 20141024
0001209191-14-064673.hdr.sgml : 20141024
20141024140642
ACCESSION NUMBER: 0001209191-14-064673
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141023
FILED AS OF DATE: 20141024
DATE AS OF CHANGE: 20141024
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC
CENTRAL INDEX KEY: 0001280784
IRS NUMBER: 743113410
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
BUSINESS PHONE: 650-289-3060
MAIL ADDRESS:
STREET 1: 400 HAMILTON AVE
STREET 2: SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baron Jessica T
CENTRAL INDEX KEY: 0001522682
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00702
FILM NUMBER: 141171985
MAIL ADDRESS:
STREET 1: C/O HERCULES TECHNOLOGY GROWTH CAPITAL
STREET 2: 400 HAMILTON AVENUE, SUITE 310
CITY: PALO ALTO
STATE: CA
ZIP: 94301
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-10-23
0
0001280784
HERCULES TECHNOLOGY GROWTH CAPITAL INC
HTGC
0001522682
Baron Jessica T
C/O HERCULES TECHNOLOGY GROWTH CAPITAL,
400 HAMILTON AVE., SUITE 310
PALO ALTO,
CA
94301
0
1
0
0
CFO
Common Stock
2014-10-23
4
S
0
2000
15.14
D
116184
D
Pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.09 to $15.24,
inclusive. The reporting person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and
Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote.
/s/ Michael L. Butler, Attorney-in-Fact for Jessica Baron
2014-10-24