0001209191-13-058592.txt : 20131224 0001209191-13-058592.hdr.sgml : 20131224 20131224170044 ACCESSION NUMBER: 0001209191-13-058592 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131224 FILED AS OF DATE: 20131224 DATE AS OF CHANGE: 20131224 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baron Jessica T CENTRAL INDEX KEY: 0001522682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 131297776 MAIL ADDRESS: STREET 1: C/O HERCULES TECHNOLOGY GROWTH CAPITAL STREET 2: 400 HAMILTON AVENUE, SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-12-24 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001522682 Baron Jessica T C/O HERCULES TECHNOLOGY GROWTH CAPITAL, 400 HAMILTON AVE., SUITE 310 PALO ALTO, CA 94301 0 1 0 0 CFO Common Stock 2013-12-24 4 F 0 16 16.83 D 116853 D Common Stock 2013-12-24 4 S 0 3276 16.81 D 113577 D Common Stock 2013-12-24 4 S 0 1524 16.80 D 112053 D Common Stock 2013-12-24 4 S 0 200 16.85 D 111853 D Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on December 24, 2013. /s/ Michael Penney, Attorney-in-Fact for Jessica Baron 2013-12-24