0001209191-13-040448.txt : 20130813 0001209191-13-040448.hdr.sgml : 20130813 20130813162632 ACCESSION NUMBER: 0001209191-13-040448 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130809 FILED AS OF DATE: 20130813 DATE AS OF CHANGE: 20130813 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bluestein Scott CENTRAL INDEX KEY: 0001505910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 131033419 MAIL ADDRESS: STREET 1: 303 COLUMBUS AVENUE STREET 2: APT 506 CITY: BOSTON STATE: MA ZIP: 02116 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-08-09 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001505910 Bluestein Scott C/O HERCULES TECHNOLOGY GROWTH CAPITAL, 31 ST. JAMES AVENUE, SUITE 790 BOSTON MA 02116 0 1 0 0 Chief Credit Officer Common Stock 2013-08-09 4 F 0 232 14.55 D 132965 D Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on August 9, 2013. Includes 1,343 shares acquired through the Hercules Technology Growth Capital, Inc.'s Dividend Reinvestment Plan. /s/ K. Nicholas Martitsch, Attorney-in-Fact for Scott Bluestein 2013-08-13