0001209191-13-019211.txt : 20130401 0001209191-13-019211.hdr.sgml : 20130401 20130401164014 ACCESSION NUMBER: 0001209191-13-019211 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130330 FILED AS OF DATE: 20130401 DATE AS OF CHANGE: 20130401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Parag CENTRAL INDEX KEY: 0001395073 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 13731679 MAIL ADDRESS: STREET 1: 2 OLIVER STREET STREET 2: SUITE 611 CITY: BOSTON STATE: MA ZIP: 02110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-30 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001395073 Shah Parag C/O HERCULES TECHNOLOGY GROWTH CAPITAL 31 ST. JAMES AVE., SUITE 790 BOSTON MA 02116 0 1 0 0 Senior Managing Director Common Stock $0.001 par value 2013-03-30 4 F 0 414 12.25 D 305508 D Represents shares of common stock withheld to pay taxes applicable to the vesting of restricted stock on March 30, 2013. /s/K. Nicholas Martitsch, Attorney-in-Fact for Parag Shah 2013-04-01