0001209191-13-014597.txt : 20130306 0001209191-13-014597.hdr.sgml : 20130306 20130306165908 ACCESSION NUMBER: 0001209191-13-014597 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130304 FILED AS OF DATE: 20130306 DATE AS OF CHANGE: 20130306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaquez-Fissori Todd CENTRAL INDEX KEY: 0001532547 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 13670301 MAIL ADDRESS: STREET 1: C/O HERCULES TECHNOLOGY GROWTH CAPITAL STREET 2: 400 HAMILTON AVE., SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-04 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001532547 Jaquez-Fissori Todd C/O HERCULES TECHNOLOGY GROWTH CAPITAL 400 HAMILTON AVE., SUITE 310 PALO ALTO CA 94301 0 1 0 0 Senior Managing Director Common Stock $0.001 par value 2013-03-04 4 A 0 13267 12.72 A 61330 D Common Stock $0.001 par value 2013-03-04 4 A 0 9827 12.72 A 71157 D Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-half vesting on March 4, 2014 followed by quarterly vesting over the following 12 months. Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-fourth vesting on March 4, 2014 followed by quarterly vesting over the following 36 months. /s/K. Nicholas Martitsch, Attorney in Fact for Todd Jaquez-Fissori 2013-03-06