0001209191-13-014593.txt : 20130306 0001209191-13-014593.hdr.sgml : 20130306 20130306165814 ACCESSION NUMBER: 0001209191-13-014593 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130304 FILED AS OF DATE: 20130306 DATE AS OF CHANGE: 20130306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bluestein Scott CENTRAL INDEX KEY: 0001505910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 13670258 MAIL ADDRESS: STREET 1: 303 COLUMBUS AVENUE STREET 2: APT 506 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-03-04 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001505910 Bluestein Scott C/O HERCULES TECHNOLOGY GROWTH CAPITAL 31 ST. JAMES AVENUE, SUITE 790 BOSTON MA 02116 0 1 0 0 Chief Credit Officer Common Stock $0.001 par value 2013-03-04 4 A 0 15723 12.72 A 72324 D Common Stock $0.001 par value 2013-03-04 4 A 0 39308 12.72 A 111632 D Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-half vesting on March 4, 2014 followed by quarterly vesting over the following 12 months. Restricted stock issued as a grant pursuant to the Amended and Restated Equity Incentive Plan and subject to forfeiture restrictions of one-fourth vesting on March 4, 2014 followed by quarterly vesting over the following 36 months. /s/K. Nicholas Martitsch, Attorney-in-Fact for Scott Bluestein 2013-03-06