0001209191-11-020710.txt : 20110401 0001209191-11-020710.hdr.sgml : 20110401 20110401173816 ACCESSION NUMBER: 0001209191-11-020710 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110330 FILED AS OF DATE: 20110401 DATE AS OF CHANGE: 20110401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bluestein Scott CENTRAL INDEX KEY: 0001505910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 11732837 MAIL ADDRESS: STREET 1: 303 COLUMBUS AVENUE STREET 2: APT 506 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-03-30 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001505910 Bluestein Scott C/O HERCULES TECHNOLOGY GROWTH CAPITAL 31 ST. JAMES AVENUE, SUITE 790 BOSTON MA 02116 0 1 0 0 Chief Credit Officer Common Stock $0.001 par value 2011-03-30 4 A 0 7500 A 7500 D Restricted stock issued as a grant pursuant to the Amended and Restated 2004 Equity Incentive Plan and subject to forfeiture restrictions of one-fourth lapsing on 3/30/2012 followed by prorata monthly lapsing over 36 months. /s/Scott Harvey, Attorney-in-Fact for Scott Bluestein 2011-04-01