-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DkQ8yaDbSTcoYAnrHnZM316KQa6erPEuu6oaBzu5S15HaoMySmrhWnlSB4JbozkU Quj9FETCGsHIhzgGPQILQw== 0001209191-10-057074.txt : 20101129 0001209191-10-057074.hdr.sgml : 20101129 20101129144757 ACCESSION NUMBER: 0001209191-10-057074 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101123 FILED AS OF DATE: 20101129 DATE AS OF CHANGE: 20101129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bluestein Scott CENTRAL INDEX KEY: 0001505910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 101218544 MAIL ADDRESS: STREET 1: 303 COLUMBUS AVENUE STREET 2: APT 506 CITY: BOSTON STATE: MA ZIP: 02116 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2010-11-23 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001505910 Bluestein Scott C/O HERCULES TECHNOLOGY GROWTH CAPITAL 31 ST. JAMES AVENUE, SUITE 790 BOSTON MA 02116 0 1 0 0 Chief Credit Officer Option to Purchase Common Stock 9.90 2010-11-23 4 A 0 125000 0.00 A 2017-11-23 Common Stock 125000 125000 D One-third of the options vest on 11/23/2011 and two-thirds of the options vest prorata over the following twenty four months ending 11/23/2013. /s/Scott Harvey, Attorney-in-Fact for Scott Bluestein 2010-11-29 -----END PRIVACY-ENHANCED MESSAGE-----