-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GEOgJP99/+qF3LrtGKmXpJOebR6b4lBD9CQ5Q2IJaLkZvvd8N0JO/udZ5TAx7mMS qbn/Pcj9LlkH/hQOKZjQwQ== 0001209191-09-015969.txt : 20090313 0001209191-09-015969.hdr.sgml : 20090313 20090313102227 ACCESSION NUMBER: 0001209191-09-015969 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090312 FILED AS OF DATE: 20090313 DATE AS OF CHANGE: 20090313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Henriquez Manuel A CENTRAL INDEX KEY: 0001329390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 09677877 BUSINESS ADDRESS: BUSINESS PHONE: 650-566-1018 MAIL ADDRESS: STREET 1: 170 HANNA WAY CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-03-12 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001329390 Henriquez Manuel A C/O HERCULES TECHNOLOGY GROWTH CAPITAL 400 HAMILTON AVE, SUITE 310 PALO ALTO CA 94301 1 1 0 0 President & CEO Common Stock $0.001 2009-03-12 4 P 0 100 3.71 A 653971 D Common Stock $0.001 2009-03-12 4 P 0 100 3.74 A 654071 D Common Stock $0.001 2009-03-12 4 P 0 1800 3.77 A 655871 D Common Stock $0.001 2009-03-12 4 P 0 700 3.69 A 656571 D Common Stock $0.001 2009-03-12 4 P 0 800 3.70 A 657371 D /s/ Scott Harvey, Attorney-in-Fact for Manuel Henriquez 2009-03-13 -----END PRIVACY-ENHANCED MESSAGE-----