-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RIqBKz8WGxEhNBNNjExrUB9xjr0dBiyfStTCK3Gu9IheWyROI4zZmBR/t9nDiTz+ LuU1R504TeQ/5dB6tbgbzQ== 0001209191-08-013802.txt : 20080227 0001209191-08-013802.hdr.sgml : 20080227 20080227172141 ACCESSION NUMBER: 0001209191-08-013802 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080225 FILED AS OF DATE: 20080227 DATE AS OF CHANGE: 20080227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HERCULES TECHNOLOGY GROWTH CAPITAL INC CENTRAL INDEX KEY: 0001280784 IRS NUMBER: 743113410 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 BUSINESS PHONE: 650-289-3060 MAIL ADDRESS: STREET 1: 400 HAMILTON AVE STREET 2: SUITE 310 CITY: PALO ALTO STATE: CA ZIP: 94301 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shah Parag CENTRAL INDEX KEY: 0001395073 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00702 FILM NUMBER: 08647556 BUSINESS ADDRESS: BUSINESS PHONE: (617) 261-6552 MAIL ADDRESS: STREET 1: 2 OLIVER STREET STREET 2: SUITE 611 CITY: BOSTON STATE: MA ZIP: 02110 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2008-02-25 0 0001280784 HERCULES TECHNOLOGY GROWTH CAPITAL INC HTGC 0001395073 Shah Parag 8 WINTER PLACE, APT. #6H BOSTON MA 02114 0 1 0 0 Senior Managing Director Common Stock $0.001 par value 2008-02-25 4 A 0 36000 A 51440 D Options to Purchase Common Stock 12.20 2008-02-25 4 A 0 204155 0.00 A 2015-02-24 Common Stock $0.001 par value 204155 422055 D Shares issued as an automatic grant pursuant to the Amended and Restated 2007 Equity Incentive Plan and are subject to forfeiture restrictions of 1/4 lapsing on 2/25/09 and the remaining 3/4 lapsing prorata over the following 36 months ending 2/25/2012. One-third of the options vest on 02/25/09 and two-thirds of the options vest prorata over the following twenty four months ending 02/25/11. /s/Scott Harvey, Attorney-in-Fact for Parag Shah 2008-02-27 -----END PRIVACY-ENHANCED MESSAGE-----