0000891804-15-000821.txt : 20151110 0000891804-15-000821.hdr.sgml : 20151110 20151109160307 ACCESSION NUMBER: 0000891804-15-000821 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151109 EFFECTIVENESS DATE: 20151109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC CENTRAL INDEX KEY: 0001280782 IRS NUMBER: 841631676 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-11097 FILM NUMBER: 151215556 BUSINESS ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-827-0100 MAIL ADDRESS: STREET 1: 227 WEST MONROE STREET CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: CLAYMORE ADVISORS LLC DATE OF NAME CHANGE: 20040219 13F-NT 1 primary_doc.xml 13F-NT LIVE false false false 0001280782 XXXXXXXX 09-30-2015 09-30-2015 false GUGGENHEIM FUNDS INVESTMENT ADVISORS, LLC

227 West Monroe Street Chicago IL 60606

13F NOTICE 028-11097 0001097278 028-05049 ADVENT CAPITAL MANAGEMENT /DE/ 0000902584 028-05637 ADVISORY RESEARCH INC 0001283072 028-12836 GUGGENHEIM CAPITAL LLC 0001299351 028-10986 Madison Asset Management, LLC N Elisabeth Miller 312-357-0287 /s/ Elisabeth Miller Rockville MD 11-09-2015