0001280776-18-000070.txt : 20180611
0001280776-18-000070.hdr.sgml : 20180611
20180611192259
ACCESSION NUMBER: 0001280776-18-000070
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180609
FILED AS OF DATE: 20180611
DATE AS OF CHANGE: 20180611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Swanson Michael V.
CENTRAL INDEX KEY: 0001591694
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36201
FILM NUMBER: 18893241
MAIL ADDRESS:
STREET 1: C/O VITAL THERAPIES, INC.
STREET 2: 15010 AVENUE OF SCIENCE, SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VITAL THERAPIES INC
CENTRAL INDEX KEY: 0001280776
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 15010 AVENUE OF SCIENCE
STREET 2: STE. 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92128
BUSINESS PHONE: 858-673-6840
MAIL ADDRESS:
STREET 1: 15010 AVENUE OF SCIENCE
STREET 2: STE. 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92128
4
1
wf-form4_152875936106799.xml
FORM 4
X0306
4
2018-06-09
0
0001280776
VITAL THERAPIES INC
VTL
0001591694
Swanson Michael V.
C/O VITAL THERAPIES, INC.
15010 AVENUE OF SCIENCE, SUITE 200
SAN DIEGO
CA
92128
0
1
0
0
Chief Financial Officer, EVP
Stock Option (right to buy)
5.0
2018-06-09
4
A
0
75000
0
A
2028-06-08
Common Stock
75000.0
75000
D
One forty-eighth (1/48th) of the shares of common stock subject to the option shall vest monthly beginning on July 9, 2018, such that all of the shares of common stock subject to the option are vested by June 9, 2022, subject to the reporting person's continuing to be a Service Provider (as defined in the 2014 Equity Incentive Plan (the "Plan")) through each vesting date; provided, that, 100% of the unvested portion of the option, if any, shall vest in the event of a termination without cause following a Change in Control (as defined in the Plan).
/s/ Michael V. Swanson
2018-06-11