0001280577-17-000011.txt : 20171106
0001280577-17-000011.hdr.sgml : 20171106
20171106133402
ACCESSION NUMBER: 0001280577-17-000011
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171106
DATE AS OF CHANGE: 20171106
EFFECTIVENESS DATE: 20171106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: LUCAS CAPITAL MANAGEMENT
CENTRAL INDEX KEY: 0001280577
IRS NUMBER: 223423327
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11284
FILM NUMBER: 171178990
BUSINESS ADDRESS:
STREET 1: 2 BRIDGE AVE.
STREET 2: STE 632
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 7327581004
MAIL ADDRESS:
STREET 1: 2 BRIDGE AVE.
STREET 2: STE 632
CITY: RED BANK
STATE: NJ
ZIP: 07701
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001280577
XXXXXXXX
09-30-2017
09-30-2017
false
LUCAS CAPITAL MANAGEMENT
2 Bridge Ave.
Ste 632
Red Bank
NJ
07701
13F HOLDINGS REPORT
028-11284
N
Julie A. Gouveia
Chief Compliance Officer
732-758-1004
Julie A. Gouveia
Red Bank
NJ
10-30-2017
0
107
111592
INFORMATION TABLE
2
infotable.xml
3M CO
Com
88579Y101
344
1637
SH
SOLE
1637
0
0
ALLEGHANY CORP DEL
Com
017175100
399
720
SH
SOLE
720
0
0
ALPHABET INC CAP STK CL A
Com
02079K305
1688
1734
SH
SOLE
1734
0
0
ALPHABET INC CAP STK CL C
Com
02079K107
291
303
SH
SOLE
303
0
0
AMAZON COM INC
Com
023135106
3023
3145
SH
SOLE
3145
0
0
ANADARKO PETROLEUM CORP
Com
032511107
382
7810
SH
SOLE
7810
0
0
APPLE INC
Com
037833100
6334
41098
SH
SOLE
41098
0
0
AT&T INC
Com
00206R102
4773
121846
SH
SOLE
121846
0
0
B & G FOODS INC
Com
05508R106
3399
106711
SH
SOLE
106711
0
0
BERKSHIRE HATHAWAY INC DEL CL B
Com
084670702
360
1965
SH
SOLE
1965
0
0
BLACKROCK STRATEGIC MUN TR
Com
09248T109
173
12000
SH
SOLE
12000
0
0
BRISTOL MYERS SQUIBB CO
Com
110122108
4295
67386
SH
SOLE
67386
0
0
BROOKFIELD INFRAST PARTNERS LP LP
Com
G16252101
3183
73774
SH
SOLE
73774
0
0
BUCKEYE PARTNERS LP
Com
118230101
245
4303
SH
SOLE
4303
0
0
CABOT OIL & GAS
Com
127097103
254
9500
SH
SOLE
9500
0
0
CALL (GILD) GILEAD SCIENCES INC 01/19/2018 @ $75
Option
375558103
243
3000
SH
Call
SOLE
3000
0
0
CANADIAN NATURAL RESOURCES LTD
Com
136385101
203
6067
SH
SOLE
6067
0
0
CELGENE CORP
Com
151020104
2587
17740
SH
SOLE
17740
0
0
CHEVRON CORP
Com
166764100
307
2616
SH
SOLE
2616
0
0
CIMAREX ENERGY
Com
171798101
307
2700
SH
SOLE
2700
0
0
CONCHO RESOURCES INC
Com
20605P101
250
1900
SH
SOLE
1900
0
0
CONSOLIDATED EDISON INC
Com
209115104
371
4599
SH
SOLE
4599
0
0
CONSUMER STAPLES SELECT SECTOR SPDR TR
Com
81369Y308
205
3795
SH
SOLE
3795
0
0
CONTINENTAL RESOURCES INC
Com
212015101
278
7200
SH
SOLE
7200
0
0
CORNING INC
Com
219350105
524
17500
SH
SOLE
17500
0
0
DEERE & CO
Com
244199105
242
1926
SH
SOLE
1926
0
0
DEVON ENERGY
Com
25179M103
224
6100
SH
SOLE
6100
0
0
DIAGEO P L C SPON ADR
Com
25243Q205
211
1600
SH
SOLE
1600
0
0
DOMINION ENERGY INC
Com
25746U109
246
3200
SH
SOLE
3200
0
0
DORCHESTER MINERALS LP
Com
25820R105
1924
127872
SH
SOLE
127872
0
0
DOWDUPONT INC
Com
26078J100
3667
52963
SH
SOLE
52963
0
0
DUN & BRADSTREET CORP DEL
Com
26483E100
460
3950
SH
SOLE
3950
0
0
EAGLE BANCORP INC MD
Com
268948106
932
13898
SH
SOLE
13898
0
0
ENBRIDGE ENERGY MANAGEMENT LLC
Com
29250X103
368
23785
SH
SOLE
23785
0
0
ENBRIDGE ENERGY PARTNERS LP
Com
29250R106
546
34177
SH
SOLE
34177
0
0
ENBRIDGE INC
Com
29250N105
323
7713
SH
SOLE
7713
0
0
ENERGY SELECT SECTOR SPDR TR
Com
81369Y506
607
8866
SH
SOLE
8866
0
0
ENTERPRISE PRODS PARTNERS LP
Com
293792107
555
21303
SH
SOLE
21303
0
0
EOG RESOURCES INC
Com
26875P101
458
4730
SH
SOLE
4730
0
0
EXXON MOBIL CORP
Com
30231G102
2759
33649
SH
SOLE
33649
0
0
FINANCIAL SELECT SECTOR SPDR FUND
Com
81369Y605
811
31375
SH
SOLE
31375
0
0
GARTNER INC
Com
366651107
871
7000
SH
SOLE
7000
0
0
GENERAL ELECTRIC CO
Com
369604103
2739
113261
SH
SOLE
113261
0
0
GOLDMAN SACHS GROUP INC
Com
38141G104
300
1266
SH
SOLE
1266
0
0
HEALTH CARE SELECT SECTOR SPDR FUND
Com
81369Y209
319
3900
SH
SOLE
3900
0
0
HESS CORP
Com
42809H107
473
10082
SH
SOLE
10082
0
0
HESS MIDSTREAM PARTNERS LP
Com
428104103
289
13169
SH
SOLE
13169
0
0
HOVNANIAN ENTERPRISES INC CL A
Com
442487203
401
207779
SH
SOLE
207779
0
0
ILLUMINA INC
Com
452327109
234
1176
SH
SOLE
1176
0
0
INDUSTRIAL SELECT SECTOR SPDR FUND
Com
81369Y704
723
10190
SH
SOLE
10190
0
0
INTERNATIONAL BUSINESS MACHS
Com
459200101
1212
8353
SH
SOLE
8353
0
0
INVESCO TR INVT GRADE NY MUNS
Com
46131T101
307
22435
SH
SOLE
22435
0
0
ISHARES CORE S&P 500 ETF
Com
464287200
320
1264
SH
SOLE
1264
0
0
ISHARES MSCI EAFE ETF
Com
464287465
2089
30498
SH
SOLE
30498
0
0
ISHARES NASDAQ BIOTECHNOLOGY INDEX ETF
Com
464287556
3367
10093
SH
SOLE
10093
0
0
ISHARES RUSSELL 3000 ETF
Com
464287689
206
1380
SH
SOLE
1380
0
0
ISHARES S&P 500 VALUE ETF
Com
464287408
213
1971
SH
SOLE
1971
0
0
ISHARES SILVER TRUST
Com
46428Q109
723
45929
SH
SOLE
45929
0
0
ISHARES U.S. MEDICAL DEVICES ETF
Com
464288810
3492
20909
SH
SOLE
20909
0
0
JOHNSON & JOHNSON
Com
478160104
5352
41168
SH
SOLE
41168
0
0
JPMORGAN CHASE & CO
Com
46625H100
204
2137
SH
SOLE
2137
0
0
KINDER MORGAN INC DEL
Com
49456B101
261
13615
SH
SOLE
13615
0
0
LAKELAND BANCORP INC
Com
511637100
393
19252
SH
SOLE
19252
0
0
MAGELLAN MIDSTREAM PARTNERS LP
Com
559080106
2774
39033
SH
SOLE
39033
0
0
MERCK & CO INC
Com
58933Y105
461
7198
SH
SOLE
7198
0
0
MICROSOFT CORP
Com
594918104
469
6300
SH
SOLE
6300
0
0
MPLX LP
Com
55336V100
1797
51338
SH
SOLE
51338
0
0
NEWFIELD EXPLORATION CO
Com
651290108
223
7500
SH
SOLE
7500
0
0
NOBLE ENERGY INC
Com
655044105
303
10700
SH
SOLE
10700
0
0
NORFOLK SOUTHERN CORP
Com
655844108
271
2050
SH
SOLE
2050
0
0
NORTH EUROPEAN OIL RTY TR
Com
659310106
181
26037
SH
SOLE
26037
0
0
NOVARTIS A G
Com
66987V109
232
2700
SH
SOLE
2700
0
0
NUVEEN NEW JERSEY QULT MUN FD
Com
67069Y102
603
43896
SH
SOLE
43896
0
0
ONEOK INC
Com
682680103
235
4235
SH
SOLE
4235
0
0
ORACLE CORP
Com
68389X105
209
4331
SH
SOLE
4331
0
0
PACIFIC COAST OIL TR
Com
694103102
72
45563
SH
SOLE
45563
0
0
PEMBINA PIPELINE CORP
Com
706327103
544
15490
SH
SOLE
15490
0
0
PERMIAN BASIN TRUST
Com
714236106
188
21600
SH
SOLE
21600
0
0
PFIZER INC
Com
717081103
400
11218
SH
SOLE
11218
0
0
PIMCO CORPORATE & INCOME OPP FD
Com
72201B101
297
17700
SH
SOLE
17700
0
0
PIONEER NATURAL RESOURCES INC
Com
723787107
1010
6845
SH
SOLE
6845
0
0
PLAINS ALL AMERN PIPELINE LP
Com
726503105
884
41733
SH
SOLE
41733
0
0
PNC FINL SVCS GROUP INC
Com
693475105
303
2250
SH
SOLE
2250
0
0
POWERSHARES QQQ TRUST, SERIES 1
Com
73935A104
1389
9549
SH
SOLE
9549
0
0
PROCTER AND GAMBLE CO
Com
742718109
1724
18953
SH
SOLE
18953
0
0
REAVES UTIL INCOME FD
Com
756158101
364
11487
SH
SOLE
11487
0
0
ROYAL DUTCH SHELL PLC SPON ADR B
Com
780259107
970
15510
SH
SOLE
15510
0
0
SABINE ROYALTY TRUST
Com
785688102
2602
63784
SH
SOLE
63784
0
0
SAREPTA THERAPEUTICS INC
Com
803607100
249
5500
SH
SOLE
5500
0
0
SHELL MIDSTREAM PARTNERS LP
Com
822634101
1402
50342
SH
SOLE
50342
0
0
SPDR GOLD SHARES
Com
78463V107
2187
17992
SH
SOLE
17992
0
0
SPDR S&P REGIONAL BANKING ETF
Com
78464A698
1817
32013
SH
SOLE
32013
0
0
SPDR TECHNOLOGY SELECT SECTOR ETF
Com
81369Y803
436
7375
SH
SOLE
7375
0
0
UNILEVER PLC SPON ADR NEW
Com
904767704
2420
41750
SH
SOLE
41750
0
0
USA COMPRESSION PARTNERS LP
Com
90290N109
1207
72179
SH
SOLE
72179
0
0
VANGUARD FTSE DEVELOPED MARKETS ETF
Com
921943858
266
6129
SH
SOLE
6129
0
0
VANGUARD FTSE EMERGING MARKETS ETF
Com
922042858
869
19955
SH
SOLE
19955
0
0
VANGUARD INFORMATION TECHNOLOGY INDEX FD
Com
92204A702
1311
8628
SH
SOLE
8628
0
0
VANGUARD SMALL-CAP INDEX FUND
Com
922908751
870
6154
SH
SOLE
6154
0
0
VANGUARD TELECOMMUNICATION SVS INDEX FD
Com
92204A884
716
7765
SH
SOLE
7765
0
0
VERIZON COMMUNICATIONS INC
Com
92343V104
824
16644
SH
SOLE
16644
0
0
VERMILION ENERGY INC
Com
923725105
306
8600
SH
SOLE
8600
0
0
VERTEX PHARMACEUTICALS INC
Com
92532F100
306
2015
SH
SOLE
2015
0
0
WESTERN GAS EQUITY PARTNERS LP
Com
95825R103
2236
54304
SH
SOLE
54304
0
0
WHITING PETROLEUM CORP
Com
966387102
80
14600
SH
SOLE
14600
0
0
WILLIAMS COS INC
Com
969457100
334
11146
SH
SOLE
11146
0
0
WISDOMTREE TR EMG MARKETS HIGH DIVIDEND
Com
97717W315
2012
46800
SH
SOLE
46800
0
0