0001280263-23-000021.txt : 20230317
0001280263-23-000021.hdr.sgml : 20230317
20230317205319
ACCESSION NUMBER: 0001280263-23-000021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230315
FILED AS OF DATE: 20230317
DATE AS OF CHANGE: 20230317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Chan W
CENTRAL INDEX KEY: 0001882825
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35667
FILM NUMBER: 23744695
MAIL ADDRESS:
STREET 1: 3101 JAY STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMBARELLA INC
CENTRAL INDEX KEY: 0001280263
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 980459628
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 3101 JAY STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
BUSINESS PHONE: 408-734-8888
MAIL ADDRESS:
STREET 1: 3101 JAY STREET
CITY: SANTA CLARA
STATE: CA
ZIP: 95054
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2023-03-15
0
0001280263
AMBARELLA INC
AMBA
0001882825
Lee Chan W
3101 JAY STREET
SANTA CLARA
CA
95054
0
1
0
0
Chief Operating Officer
Ordinary Shares
2023-03-15
4
M
0
22785
A
89867
D
Ordinary Shares
2023-03-17
4
S
0
9430
76.85
D
80437
D
Performance Stock Units
2023-03-15
4
M
0
26850
0.0
D
2023-03-15
Ordinary Shares
26850
0
D
Restricted Stock Units
2023-03-15
4
M
0
2238
0.0
D
2023-03-15
Ordinary Shares
2238
0
D
Restricted Stock Units
2023-03-15
4
M
0
734
0.0
D
2024-03-15
Ordinary Shares
734
2935
D
Restricted Stock Units
2023-03-15
4
M
0
1077
0.0
D
2025-03-15
Ordinary Shares
1077
8619
D
Each restricted stock unit represents a contingent right to receive one share of Ambarella, Inc. Ordinary Shares.
Includes 191 shares acquired under the Company's employee stock purchase plan on March 15, 2023.
Shares sold to pay tax obligations resulting from the vesting of restricted stock units.
On March 25, 2020, reporting person was granted a performance-based RSU award covering a target number of ordinary shares (the "Target RSU Number"). Pursuant to time-based vesting requirements, the award would vest in full on March 15, 2023, subject to continued service requirements through such date. In addition, the number of shares subject to the award could be increased or decreased by up to 100% of the Target RSU Number, based on attainment of specified levels of the Company's total stockholder return over the period of February 1, 2020 through January 31, 2023 (the "TSR Period"). As a result of the Company's TSR performance over the TSR Period, the number of shares eligible to vest was 69.78% of the Target RSU Number.
The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2020.
The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2021.
The restricted stock units vest at the rate of 1/12 per quarter commencing on March 15, 2022.
By: /s/ Michael Morehead, Attorney-in-Fact For: Chan W. Lee
2023-03-17