0001280263-20-000119.txt : 20201112 0001280263-20-000119.hdr.sgml : 20201112 20201112161959 ACCESSION NUMBER: 0001280263-20-000119 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kohn Leslie CENTRAL INDEX KEY: 0001558645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35667 FILM NUMBER: 201307003 MAIL ADDRESS: STREET 1: 2975 SAN YSIDRO WAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBARELLA INC CENTRAL INDEX KEY: 0001280263 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 980459628 FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 3101 JAY STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-734-8888 MAIL ADDRESS: STREET 1: 3101 JAY STREET CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2020-11-09 0 0001280263 AMBARELLA INC AMBA 0001558645 Kohn Leslie 3101 JAY STREET SANTA CLARA CA 95054 1 1 0 0 Chief Technology Officer Ordinary Shares 2020-11-09 4 M 0 4445 8.82 A 938881 D Ordinary Shares 2020-11-09 4 M 0 3331 38.92 A 942212 D Ordinary Shares 2020-11-09 4 S 0 7776 62.0893 D 934436 D Non-Qualified Stock Option (right to buy) 8.82 2020-11-09 4 M 0 4445 0.0 D 2021-08-29 Ordinary Shares 4445 0 D Non-Qualified Stock Option (right to buy) 38.92 2020-11-09 4 M 0 3331 0.0 D 2024-09-07 Ordinary Shares 3331 17069 D The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on March 19, 2020. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $62.00 to $62.28 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Shares subject to the option vest monthly over four years beginning on August 1, 2011. Shares subject to the option vest monthly over four years commencing on September 8, 2014. By: /s/ Michael Morehead, Attorney-in-Fact For: Leslie Kohn 2020-11-11