0001209191-13-021036.txt : 20130410 0001209191-13-021036.hdr.sgml : 20130410 20130410145548 ACCESSION NUMBER: 0001209191-13-021036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130408 FILED AS OF DATE: 20130410 DATE AS OF CHANGE: 20130410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wang Feng-Ming CENTRAL INDEX KEY: 0001558686 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35667 FILM NUMBER: 13753530 MAIL ADDRESS: STREET 1: 2975 SAN YSIDRO WAY CITY: SANTA CLARA STATE: CA ZIP: 95051 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBARELLA INC CENTRAL INDEX KEY: 0001280263 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2975 SAN YSIDRO WAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-734-8888 MAIL ADDRESS: STREET 1: 2975 SAN YSIDRO WAY CITY: SANTA CLARA STATE: CA ZIP: 95054 4 1 c519573_4x0.xml MAIN DOCUMENT DESCRIPTION X0306 4 2013-04-08 0001280263 AMBARELLA INC AMBA 0001558686 Wang Feng-Ming 2975 SAN YSIDRO WAY SANTA CLARA CA 95051 1 1 0 0 President and CEO Ordinary Shares 2013-04-08 4 M 0 2083 A 996527 D Ordinary Shares 133333 I See Footnote Ordinary Shares 250000 I See Footnote Restricted Stock Units 2013-04-08 4 M 0 2083 0 D Ordinary Shares 2083 14584 D The RSUs convert into the Issuer's Ordinary Shares on a one-for-one basis. Of the total grant of 16,667 RSUs, the RSUs vest as to 1/16 of the RSUs each three months following 9/15/12; provided however, that the RSUs shall not vest at all until either the expiration of the lock-up period applicable in connection with the Company's S-1 Registration Statement or upon a change of control transaction, at which time the original vesting schedule shall apply. Shares held by Acorn Hall Irreversible Trust for the benefit of the Reporting Person's child. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose. Shares held by Tutu's Irrevocable Trust for the benefit of the Reporting Person's child. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose. /s/ Michael Morehead, by Power of Attorney 2013-04-10