0001181431-13-054525.txt : 20131018 0001181431-13-054525.hdr.sgml : 20131018 20131018195147 ACCESSION NUMBER: 0001181431-13-054525 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131017 FILED AS OF DATE: 20131018 DATE AS OF CHANGE: 20131018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBARELLA INC CENTRAL INDEX KEY: 0001280263 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2975 SAN YSIDRO WAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-734-8888 MAIL ADDRESS: STREET 1: 2975 SAN YSIDRO WAY CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Laplante George CENTRAL INDEX KEY: 0001558646 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35667 FILM NUMBER: 131160348 MAIL ADDRESS: STREET 1: 2975 SAN YSIDRO WAY CITY: SANTA CLARA STATE: CA ZIP: 95051 4 1 rrd393099.xml FORM 4 X0306 4 2013-10-17 0 0001280263 AMBARELLA INC AMBA 0001558646 Laplante George 3101 JAY STREET SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Ordinary Shares 2013-10-17 4 M 0 15000 8.82 A 74553 D Ordinary Shares 2013-10-17 4 S 0 15000 22.0016 D 59553 D Stock Option (right to buy) 8.82 2013-10-17 4 M 0 15000 0.00 D 2021-03-08 Ordinary Shares 15000 228532 D The sales reported on this Form 4 were effected pursuant to Rule 10b5-1 trading plans adopted on June 19, 2013. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $22.00 to $22.03 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. An option to purchase 299, 643 shares was granted on March 8, 2011 and was exercised in part prior to the date on which the reporting person became subject to Section 16. One-fourth of the shares subject to the option vested on March 7, 2012 and one forty-eighth of the shares vest monthly thereafter. This option may be exercised prior to vesting subject to the Company's right to repurchase any shares that fail to vest as of termination of service. /s/ Michael Morehead, by Power of Attorney 2013-10-18