0001181431-13-048832.txt : 20130912 0001181431-13-048832.hdr.sgml : 20130912 20130912202342 ACCESSION NUMBER: 0001181431-13-048832 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130910 FILED AS OF DATE: 20130912 DATE AS OF CHANGE: 20130912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMBARELLA INC CENTRAL INDEX KEY: 0001280263 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2975 SAN YSIDRO WAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-734-8888 MAIL ADDRESS: STREET 1: 2975 SAN YSIDRO WAY CITY: SANTA CLARA STATE: CA ZIP: 95054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TAN LIP BU CENTRAL INDEX KEY: 0001008463 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35667 FILM NUMBER: 131095152 MAIL ADDRESS: STREET 1: ONE CALIFORNIA STREET 28TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER NAME: FORMER CONFORMED NAME: TAN LIP BU ET AL DATE OF NAME CHANGE: 19960217 4 1 rrd390310.xml FORM 4 X0306 4 2013-09-10 0 0001280263 AMBARELLA INC AMBA 0001008463 TAN LIP BU ONE CALIFORNIA STREET, SUITE 2800 SAN FRANCISCO CA 94111 1 0 0 0 Ordinary Shares 2013-09-10 4 S 0 5685 17.8595 D 3018 I See footnote Ordinary Shares 2259558 I See footnote Ordinary Shares 1116 I See footnote The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $17.85 to $17.86 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. Such shares are held by Pacven Walden Management Co., Ltd., of which Mr. Tan is the sole shareholder and director. Such shares are held by Pacven Walden Ventures V, L.P. and affiliated funds. Mr. Tan disclaims beneficial ownership of these shares except to the extent of any pecuniary interest therein. Such shares are held by Lip-Bu Tan & Ysa Loo Trust DTD 2/3/92. /s/ Lip-Bu Tan 2013-09-12