0001179110-11-016955.txt : 20111220 0001179110-11-016955.hdr.sgml : 20111220 20111220175047 ACCESSION NUMBER: 0001179110-11-016955 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060515 FILED AS OF DATE: 20111220 DATE AS OF CHANGE: 20111220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FERWERDA PAUL A CENTRAL INDEX KEY: 0001288522 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 811-21515 FILM NUMBER: 111272953 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND CENTRAL INDEX KEY: 0001280226 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2455 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 BUSINESS PHONE: 630-505-3700 MAIL ADDRESS: STREET 1: 2455 CORPORATE WEST DRIVE CITY: LISLE STATE: IL ZIP: 60532 4/A 1 edgar.xml FORM 4/A - X0304 4/A 2006-05-15 2008-08-25 0 0001280226 TS&W / CLAYMORE TAX-ADVANTAGED BALANCED FUND TYW 0001288522 FERWERDA PAUL A 6806 PARAGON PLACE SUITE 300 RICHMOND VA 23230 0 0 0 1 Officer of the Sub-Advisor Common Stock 2006-05-15 4 P 0 140 13.8331 A 140 I Son's Custodial Account (Connor) Common Stock 2006-05-15 4 P 0 160 13.8331 A 300 I Son's Custodial Account (Connor) Common Stock 2006-05-15 4 P 0 400 13.8523 A 700 I Son's Custodial Account (Connor) Common Stock 2006-05-15 4 P 0 300 13.8431 A 300 I Son's Custodial Account (Cameron) Common Stock 2006-05-15 4 P 0 400 13.8523 A 700 I Son's Custodial Account (Cameron) Common Stock 2008-08-25 4 S 0 600 10.95 D 600 D Amount of securities owned following this transaction was originally reported incorrectly as 1,000. The correct amount should have been reported as 300. Amount of securities owned following this transaction was originally reported incorrectly as 1,400. The correct amount should have been reported as 700. This transaction was originally reported incorrectly as a purchase but should have been reported as a sale. The amount of securities owned following this transaction was originally reported incorrectly as 2,000. The correct amount should have been reported as 600. /s/ Paul Ferwerda, by Kevin M. Robinson Pursuant to a Power of Attorney 2011-12-20 EX-24 2 poapf.txt POWER OF ATTORNEY The undersigned, being a person required to file a statement under Section 16(a) of the Securities Exchange Act of 1934, as amended (the '1934 Act'), with respect to TS&W/Claymore Tax- Advantaged Balanced Fund,a Delaware statutory trust, hereby authorize, designate and appoint Kevin M. Robinson or Matthew J. Patterson to act as attorney-in-fact to execute and file statements on Form 3, Form 4 and Form 5 and any successor forms adopted by the Securities Exchange Commission, as required by the 1934 Act and the Investment Company Act of 1940, as amended, and the rules thereunder, and to take such other actions as such attorney-in-fact may deem necessary or appropriate in connection with such statements, hereby confirming and ratifying all actions that such attorney-in-fact has taken or may take in reliance hereon. This power of attorney shall continue in effect until the undersigned no longer has an obligation to file statements under the section cited above, or until specifically terminated in writing by the undersigned. IN WITNESS WHEREOF, the undersigned has duly executed this power of attorney on the 29th day of May, 2008. Signature By: /s/ Paul Ferwerda ---------------------- Paul Ferwerda