0001085146-19-002480.txt : 20191009
0001085146-19-002480.hdr.sgml : 20191009
20191009154504
ACCESSION NUMBER: 0001085146-19-002480
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190930
FILED AS OF DATE: 20191009
DATE AS OF CHANGE: 20191009
EFFECTIVENESS DATE: 20191009
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HAVENS ADVISORS LLC
CENTRAL INDEX KEY: 0001280200
IRS NUMBER: 133855354
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10727
FILM NUMBER: 191144460
BUSINESS ADDRESS:
STREET 1: 600 LEXINGTON AVE
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-355-0050
MAIL ADDRESS:
STREET 1: 600 LEXINGTON AVE
STREET 2: 25TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001280200
XXXXXXXX
09-30-2019
09-30-2019
false
HAVENS ADVISORS LLC
600 LEXINGTON AVE
25TH FLOOR
NEW YORK
NY
10022
13F HOLDINGS REPORT
028-10727
N
Nancy Havens-Hasty
President
212-355-0050
/s/Nancy Havens-Hasty
New York
NY
10-07-2019
0
27
109892
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ADVANCED DISP SVCS INC DEL
COM
00790X101
7915
243000
SH
SOLE
243000
0
0
ALDER BIOPHARMACEUTICALS INC
COM
014339105
1509
80000
SH
SOLE
80000
0
0
ALLERGAN PLC
SHS
G0177J108
9845
58500
SH
SOLE
58500
0
0
AXALTA COATING SYS LTD
COM
G0750C108
1523
50500
SH
SOLE
50500
0
0
CACARRIZO OIL & GAS INC
COM
144577103
1889
220000
SH
SOLE
220000
0
0
CAESARS ENTMT CORP
COM
127686103
4221
362000
SH
SOLE
362000
0
0
CAESARS ENTMT CORP
NOTE 5.000% 10/0
127686AA1
1577
927234
PRN
SOLE
927234
0
0
CELGENE CORP
COM
151020104
14557
146600
SH
SOLE
146600
0
0
CORINDUS VASCULAR ROBOTICS INC
COM
218730109
1455
340000
SH
SOLE
340000
0
0
CYPRESS SEMICONDUCTOR CORP
COM
232806109
7259
311000
SH
SOLE
311000
0
0
CYPRESS SEMICONDUCTOR CORP
NOTE 4.500% 1/1
232806AM1
1737
1000000
PRN
SOLE
1000000
0
0
EXACT SCIENCES CORP
COM
30063P105
1220
13500
SH
Put
SOLE
13500
0
0
FOX CORP
CL A COM
35137L105
284
9000
SH
SOLE
9000
0
0
GANNETT CO INC
COM
36473H104
1181
110000
SH
SOLE
110000
0
0
GENESEE & WYO INC
CL A
371559105
5692
51503
SH
SOLE
51503
0
0
GENOMIC HEALTH INC
COM
37244C101
1899
28000
SH
SOLE
28000
0
0
MEDIDATA SOLUTIONS INC
COM
58471A105
4310
47100
SH
SOLE
47100
0
0
MELLANOX TECHNOLOGIES LTD
SHS
M51363113
8559
78100
SH
SOLE
78100
0
0
PACIFIC BIOSCIENCES CALIF INC
COM
69404D108
2985
578500
SH
SOLE
578500
0
0
PURE ACQUISITION CORP
CL A
74621Q106
410
40000
SH
SOLE
40000
0
0
SPARK THERAPEUTICS INC
COM
84652J103
7884
81300
SH
SOLE
81300
0
0
SPRINT CORPORATION
COM
85207U105
2970
481321
SH
SOLE
481321
0
0
TALLGRASS ENERGY LP
CLASS A SHS
874696107
2332
115776
SH
SOLE
115776
0
0
VERSUM MATLS INC
COM
92532W103
2545
48083
SH
SOLE
48083
0
0
WABCO HLDGS INC
COM
92927K102
1538
11500
SH
SOLE
11500
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
9589
37000
SH
SOLE
37000
0
0
ZAYO GROUP HLDGS INC
COM
98919V105
3007
88700
SH
SOLE
88700
0
0