The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEROFLEX HLDG CORP | COM | 007767106 | 2,100 | 200,000 | SH | SOLE | 0 | 200,000 | 0 | ||
ALLERGAN INC | COM | 018490102 | 1,692 | 10,000 | SH | Call | SOLE | 0 | 10,000 | 0 | |
ALLERGAN INC | COM | 018490102 | 9,392 | 55,500 | SH | SOLE | 0 | 55,500 | 0 | ||
AMER RLTY CAP HEALTHCARE TRUST | COM | 02917R108 | 2,102 | 193,000 | SH | SOLE | 0 | 193,000 | 0 | ||
AMGEN INC | COM | 031162100 | 1,335 | 11,276 | SH | SOLE | 0 | 11,276 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 297 | 4,000 | SH | SOLE | 0 | 4,000 | 0 | ||
AT&T INC | COM | 00206R102 | 3,006 | 85,000 | SH | Put | SOLE | 0 | 85,000 | 0 | |
CHINDEX INTERNATIONAL INC | COM | 169467107 | 4,643 | 196,000 | SH | SOLE | 0 | 196,000 | 0 | ||
CIVEO CORP | COM | 178787107 | 350 | 14,000 | SH | SOLE | 0 | 14,000 | 0 | ||
COVIDIEN PLC | SHS | G2554F113 | 9,379 | 104,000 | SH | SOLE | 0 | 104,000 | 0 | ||
DIRECTV | COM | 25490A309 | 5,016 | 59,000 | SH | SOLE | 0 | 59,000 | 0 | ||
EMERITUS CORP | COM | 291005106 | 2,165 | 68,400 | SH | SOLE | 0 | 68,400 | 0 | ||
FOREST LABS INC | COM | 345838106 | 10,395 | 105,000 | SH | SOLE | 0 | 105,000 | 0 | ||
FOSTER WHEELER AG | COM | H27178104 | 4,225 | 124,000 | SH | SOLE | 0 | 124,000 | 0 | ||
HILLSHIRE BRANDS CO | COM | 432589109 | 3,894 | 62,500 | SH | SOLE | 0 | 62,500 | 0 | ||
HITTITE MICROWAVE CORP | COM | 43365Y104 | 2,105 | 27,000 | SH | SOLE | 0 | 27,000 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 2,406 | 47,353 | SH | SOLE | 0 | 47,353 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 6,213 | 632,085 | SH | SOLE | 0 | 632,085 | 0 | ||
IDENIX PHARMACEUTICALS INC | COM | 45166R204 | 6,049 | 251,000 | SH | SOLE | 0 | 251,000 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 2,066 | 84,190 | SH | SOLE | 0 | 84,190 | 0 | ||
LIFEPOINT HOSPITALS INC | COM | 53219L109 | 191 | 3,070 | SH | SOLE | 0 | 3,070 | 0 | ||
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 832 | 10,400 | SH | Call | SOLE | 0 | 10,400 | 0 | |
MEASUREMENT SPECIALIES INC | COM | 583421102 | 2,152 | 25,000 | SH | SOLE | 0 | 25,000 | 0 | ||
MENS WEARHOUSE INC | COM | 587118100 | 3,683 | 66,000 | SH | SOLE | 0 | 66,000 | 0 | ||
MICROS SYS INC | COM | 594901100 | 2,716 | 40,000 | SH | SOLE | 0 | 40,000 | 0 | ||
MORGANS HOTEL GROUP CO | COM | 61748W108 | 3,172 | 400,000 | SH | SOLE | 0 | 400,000 | 0 | ||
NORDION INC | COM | 65563C105 | 1,030 | 82,000 | SH | SOLE | 0 | 82,000 | 0 | ||
OIL STS INTL INC | COM | 678026105 | 513 | 8,000 | SH | SOLE | 0 | 8,000 | 0 | ||
OPENTABLE INC | COM | 68372A104 | 2,383 | 23,000 | SH | SOLE | 0 | 23,000 | 0 | ||
PINNACLE FOODS INC DEL | COM | 72348P104 | 2,303 | 70,000 | SH | SOLE | 0 | 70,000 | 0 | ||
PLX TECHNOLOGY INC | COM | 693417107 | 2,103 | 325,000 | SH | SOLE | 0 | 325,000 | 0 | ||
PROTECTIVE LIFE CORP | COM | 743674103 | 1,040 | 15,000 | SH | Call | SOLE | 0 | 15,000 | 0 | |
PROTECTIVE LIFE CORP | COM | 743674103 | 2,080 | 30,000 | SH | SOLE | 0 | 30,000 | 0 | ||
RDA MICROELECTONICS INC | SPONSORED ADR | 749394102 | 6,433 | 376,000 | SH | SOLE | 0 | 376,000 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 2,559 | 300,000 | SH | SOLE | 0 | 300,000 | 0 | ||
SPRINT CORP | COM SER 1 | 85207U105 | 2,559 | 300,000 | SH | Put | SOLE | 0 | 300,000 | 0 | |
SWS GROUP INC | COM | 78503N107 | 4,212 | 578,600 | SH | SOLE | 0 | 578,600 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 8,838 | 60,000 | SH | SOLE | 0 | 60,000 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 1,210 | 36,000 | SH | SOLE | 0 | 36,000 | 0 | ||
TW TELECOM INC | COM | 87311L104 | 2,016 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | ||
US CONCRETE INC | COM NEW | 90333L201 | 2,110 | 85,250 | SH | SOLE | 0 | 85,250 | 0 | ||
WESTERN UN CO | COM | 959802109 | 2,738 | 157,883 | SH | SOLE | 0 | 157,883 | 0 | ||
YAHOO INC | COM | 984332106 | 1,142 | 32,520 | SH | SOLE | 0 | 32,520 | 0 | ||
YRC WORLDWIDE INC | NOTE 10.00% 3/3 | 984249AB8 | 1,077 | 1,050,276 | PRN | SOLE | 0 | 1,050,276 | 0 |