The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALLERGAN INC | COM | 018490102 | 6,136 | 37,000 | SH | SOLE | 0 | 37,000 | 0 | ||
AMCOL INTL CORP | COM | 02341W103 | 4,081 | 89,000 | SH | SOLE | 0 | 89,000 | 0 | ||
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 499 | 14,218 | SH | SOLE | 0 | 14,218 | 0 | ||
AMGEN INC | COM | 031162100 | 1,260 | 11,276 | SH | SOLE | 0 | 11,276 | 0 | ||
ARTHROCARE CORP | COM | 043136100 | 2,038 | 42,000 | SH | SOLE | 0 | 42,000 | 0 | ||
BEAM INC | COM | 073730103 | 4,174 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | ||
CHINDEX INTERNATIONAL INC | COM | 169467107 | 4,409 | 185,000 | SH | SOLE | 0 | 185,000 | 0 | ||
DFC GLOBAL CORP | NOTE 3.250% 4/1 | 23324TAB3 | 2,629 | 2,731,000 | PRN | SOLE | 0 | 2,731,000 | 0 | ||
FOREST LABS INC | COM | 345838106 | 8,456 | 92,000 | SH | SOLE | 0 | 92,000 | 0 | ||
FOSTER WHEELER AG | COM | H27178104 | 3,462 | 101,000 | SH | SOLE | 0 | 101,000 | 0 | ||
HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | 1,281 | 45,000 | SH | SOLE | 0 | 45,000 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 2,430 | 47,353 | SH | SOLE | 0 | 47,353 | 0 | ||
HUDSON CITY BANCORP | COM | 443683107 | 7,440 | 747,010 | SH | SOLE | 0 | 747,010 | 0 | ||
JOS A BANK CLOTHIERS INC | COM | 480838101 | 6,455 | 100,000 | SH | SOLE | 0 | 100,000 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 2,079 | 84,190 | SH | SOLE | 0 | 84,190 | 0 | ||
LIFEPOINT HOSPITALS INC | COM | 53219L109 | 172 | 3,070 | SH | SOLE | 0 | 3,070 | 0 | ||
LSI CORPORATION | COM | 502161102 | 3,108 | 279,000 | SH | SOLE | 0 | 279,000 | 0 | ||
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 787 | 11,051 | SH | SOLE | 0 | 11,051 | 0 | ||
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 1,068 | 15,000 | SH | Call | SOLE | 0 | 15,000 | 0 | |
MENS WEARHOUSE INC | COM | 587118100 | 3,696 | 78,000 | SH | SOLE | 0 | 78,000 | 0 | ||
MORGANS HOTEL GROUP CO | COM | 61748W108 | 3,543 | 472,335 | SH | SOLE | 0 | 472,335 | 0 | ||
RDA MICROELECTONICS INC | SPONSORED ADR | 749394102 | 6,050 | 358,653 | SH | SOLE | 0 | 358,653 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 2,711 | 850,000 | SH | SOLE | 0 | 850,000 | 0 | ||
SWS GROUP INC | COM | 78503N107 | 4,224 | 570,000 | SH | SOLE | 0 | 570,000 | 0 | ||
TIME WARNER CABLE INC | COM | 88732J207 | 7,780 | 55,000 | SH | SOLE | 0 | 55,000 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 1,347 | 46,000 | SH | SOLE | 0 | 46,000 | 0 | ||
US CONCRETE INC | COM NEW | 90333L201 | 2,000 | 81,250 | SH | SOLE | 0 | 81,250 | 0 | ||
WESTERN UN CO | COM | 959802109 | 2,506 | 157,883 | SH | SOLE | 0 | 157,883 | 0 | ||
YAHOO INC | COM | 984332106 | 1,169 | 32,520 | SH | SOLE | 0 | 32,520 | 0 | ||
YRC WORLDWIDE INC | NOTE 10.00% 3/3 | 984249AB8 | 1,113 | 1,050,276 | PRN | SOLE | 0 | 1,050,276 | 0 |