0001280139-24-000001.txt : 20240206 0001280139-24-000001.hdr.sgml : 20240206 20240206145814 ACCESSION NUMBER: 0001280139-24-000001 CONFORMED SUBMISSION TYPE: MA-A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240206 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PICKWICK CAPITAL PARTNERS, LLC CENTRAL INDEX KEY: 0001280139 ORGANIZATION NAME: IRS NUMBER: 200425286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: MA-A SEC ACT: 1934 Act SEC FILE NUMBER: 867-01870 FILM NUMBER: 24599743 BUSINESS ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1102 CITY: WHITE PLAINS STATE: NY ZIP: 10601 BUSINESS PHONE: 914-220-5881 MAIL ADDRESS: STREET 1: 445 HAMILTON AVENUE STREET 2: SUITE 1102 CITY: WHITE PLAINS STATE: NY ZIP: 10601 FORMER COMPANY: FORMER CONFORMED NAME: PICKWICK SECURITIES, LLC DATE OF NAME CHANGE: 20070419 FORMER COMPANY: FORMER CONFORMED NAME: PICKWICK SECURITIES LLC DATE OF NAME CHANGE: 20070418 FORMER COMPANY: FORMER CONFORMED NAME: JAVELIN SECURITIES, LLC DATE OF NAME CHANGE: 20070412 MA-A 1 primary_doc.xml MA-A 0001280139 XXXXXXXX Douglas Greenwood 914-220-5881 greenwoodd@pickwickcapital.com fazioa@pickwickcapital.com Greenwoodd@pickwickcapital.com 12-31-2023 Y PICKWICK CAPITAL PARTNERS, LLC 130672 20-0425286 867-01870 008-66373 130672 445 HAMILTON AVENUE SUITE 1102 WHITE PLAINS NY 10601 914-220-5881 914-220-5879 Add 203-918-4623 Add 914-412-9090 Add 914-358-3269 Add 410-935-9334 N pickwickcapitalpartners.com Douglas Charles Greenwood

445 Hamilton Ave Suite 1102 White Plains NY 10017

914-220-5881 914-220-5879 greenwoodd@pickwickcapital.com Add British Columbia Securities Commission 48290 A1 Add Investment Industry Regulatory Organization of Canada 48290 Z4 Add Ontario Securities Commission 48290 A6 Add Quebec Securities Commission 48290 A8 December DE 08-21-2007 N 133 6 6 0 0 0 Not Applicable 29 0 29 Public pension funds Colleges Fixed Fees Contingent Fees Fixed Fees Contingent Fees Solicitation Of IAB Y Y N Broker-dealer municipal securities dealer or government securities broker or dealer 6 Add Broker-dealer municipal securities dealer or government securities broker or dealer Christine Breck Pickwick Capital Partners, LLC N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer John Dierkes Pickwick Capital Partners, LLC N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer James Elkus Pickwick Capital Partners, LLC N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Douglas Greenwood Pickwick Capital Partners, LLC Y N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Dawn Wilson Barnes Dawn Wilson Barnes N N N Add Broker-dealer municipal securities dealer or government securities broker or dealer Dennis Miner Pickwick Capital Partners, LLC N N N N N N N N N N N N N Y Y N Y N N N N N N N N N N N N N N N N N N N N N N N N N N Acces Media Advisory LLC N 04-7524563 Member 03-15-2010 NA N FJC Capital Inc N 87-3103409 Owner 03-15-2010 A N John Gregory Van Schaak Member 03-15-2010 A N 1121171 Karen Marie Gendron FinOp 08-20-2017 NA N 1503330 Douglas Charles William Greenwood President 03-15-2007 C Y 1192611 David E Danovitch Managing Principal 04-15-2012 B Y 3013350 John Irving Rose Member 03-15-2007 B N 2790640 Jay NMN Kaplowitz Member 03-15-2007 B N 5088074 Chih-Chin NMN Wu Member 08-15-2009 B N 5704739 Jane E Abramczyk CCO 08-30-2017 NA N 4801666 FJC Capital Inc Francis Joseph Calcagno Owner 03-15-2010 E N 13447744 Access Media Advisory LLC Teresa Miles Walsh Owner 03-15-2010 E N 2608455 Acces Media Advisory LLC N 04-7524563 Member 03-15-2010 NA N FJC Capital Inc N 87-3103409 Owner 03-15-2010 A N John Gregory Van Schaak Member 03-15-2010 A N 1121171 Karen Marie Gendron FinOp 08-20-2017 NA N 1503330 Douglas Charles William Greenwood President 03-15-2007 C Y 1192611 David E Danovitch Managing Principal 04-15-2012 B Y 3013350 John Irving Rose Member 03-15-2007 B N 2790640 Jay NMN Kaplowitz Member 03-15-2007 B N 5088074 Chih-Chin NMN Wu Member 08-15-2009 B N 5704739 Jane E Abramczyk CCO 08-30-2017 NA N 4801666 FJC Capital Inc Francis Joseph Calcagno Owner 03-15-2010 E N 13447744 Access Media Advisory LLC Teresa Miles Walsh Owner 03-15-2010 E N 2608455 Douglas Greenwood Douglas Greenwood President 01-31-2024 1192611 N N N N N N N Y N N N Y N N N N N N Y N N