0000905718-20-000424.txt : 20200508
0000905718-20-000424.hdr.sgml : 20200508
20200508173757
ACCESSION NUMBER: 0000905718-20-000424
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200506
FILED AS OF DATE: 20200508
DATE AS OF CHANGE: 20200508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARATHON ASSET MANAGEMENT LP
CENTRAL INDEX KEY: 0001279913
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37673
FILM NUMBER: 20861958
BUSINESS ADDRESS:
STREET 1: ONE BRYANT PARK
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-500-3123
MAIL ADDRESS:
STREET 1: ONE BRYANT PARK
STREET 2: 38TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: MARATHON ASSET MANAGEMENT LLC
DATE OF NAME CHANGE: 20040212
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Workhorse Group Inc.
CENTRAL INDEX KEY: 0001425287
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLES & PASSENGER CAR BODIES [3711]
IRS NUMBER: 261394771
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
BUSINESS PHONE: 513-360-4704
MAIL ADDRESS:
STREET 1: 100 COMMERCE DRIVE
CITY: LOVELAND
STATE: OH
ZIP: 45140
FORMER COMPANY:
FORMER CONFORMED NAME: AMP Holding Inc.
DATE OF NAME CHANGE: 20100525
FORMER COMPANY:
FORMER CONFORMED NAME: Title Starts Online, Inc.
DATE OF NAME CHANGE: 20080128
4
1
workhorse_fm4may62020.xml
X0306
4
2020-05-06
1
0001425287
Workhorse Group Inc.
WKHS
0001279913
MARATHON ASSET MANAGEMENT LP
ONE BRYANT PARK
38TH FLOOR
NEW YORK
NY
10036
0
0
1
0
Common Stock
2020-05-06
4
X
0
3845000
1.25
A
3845000
I
See footnotes
Common Stock
2020-05-08
4
S
0
3845000
2.90
D
0
I
See footnotes
Warrants (Right to Buy)
1.25
2020-05-06
4
X
0
3845000
0
D
2018-12-31
2023-12-31
Common Stock
3845000
4208390
I
See footnotes
The warrants are held by funds and accounts (the "Funds and Accounts") that are advised by Marathon Asset Management, L.P. (the "Reporting Person"). The Reporting Person, in its capacity as the investment manager of the Funds and Accounts, has sole power to direct the disposition of the warrants held by the Funds and Accounts and, following exercise of such warrants, to vote and direct the disposition of the underlying shares of the issuer's common stock. Thus, for the purposes of Rule 13d-3 under the Securities Exchange Act of 1934 (the "Exchange Act"), the Reporting Person may be deemed to beneficially own the securities reported herein. The Reporting Person's interest in such securities is limited to the extent of its pecuniary interest in the Funds and Accounts, if any. The general partner of the Reporting Person is Marathon Asset Management GP, L.L.C. (the "General Partner"). Bruce Richards and Louis Hanover are the managing members of the General Partner.
This report shall not be deemed an admission that the Reporting Person, the General Partner, Messrs. Richards or Hanover, the Funds and Accounts or any other person is the beneficial owner of the securities reported herein for purposes of Section 16 of the Exchange Act, or for any other purpose.
/s/ Andrew Rabinowitz, Authorized Person of Marathon Asset Management GP, L.L.C., general partner of Marathon Asset Management, L.P.
2020-05-08