0001279891-21-000011.txt : 20210813 0001279891-21-000011.hdr.sgml : 20210813 20210813161315 ACCESSION NUMBER: 0001279891-21-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210813 DATE AS OF CHANGE: 20210813 EFFECTIVENESS DATE: 20210813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WOLVERINE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001279891 IRS NUMBER: 020611276 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10687 FILM NUMBER: 211172274 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 3128844400 MAIL ADDRESS: STREET 1: 175 WEST JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279891 XXXXXXXX 06-30-2021 06-30-2021 WOLVERINE ASSET MANAGEMENT LLC

175 WEST JACKSON SUITE 340 CHICAGO IL 60604

13F HOLDINGS REPORT 028-10687 N Keri Kelly 312.884.3601 Keri Kelly Chicago IL 08-13-2021 1 2153 13130090 false 1 0001542456 028-17506 Wolverine Holdings, L.P. INFORMATION TABLE 2 form13fInfoTable.xml AURORA CANNABIS INC COM 05156X884 208 23100 SH Call DFND 1 0 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 16 200 SH Call DFND 1 0 0 0 ENPHASE ENERGY INC COM 29355A107 440 2400 SH Call DFND 1 0 0 0 EXACT SCIENCES CORP COM 30063P105 969 7800 SH Call DFND 1 0 0 0 IQIYI INC SPONSORED ADS 46267X108 119 7700 SH Call DFND 1 0 0 0 LANNET INC COM 516012101 64 13900 SH Call DFND 1 0 0 0 LYFT INC CL A COM 55087P104 3441 56900 SH Call DFND 1 0 0 0 NIO INC SPON ADS 62914V106 4942 92900 SH Call DFND 1 0 0 0 NOVAVAX INC COM NEW 670002401 21 100 SH Call DFND 1 0 0 0 INVITAE CORP COM 46185L103 293 8700 SH Call DFND 1 0 0 0 SNAP INC CL A 83304A106 9989 146600 SH Call DFND 1 0 0 0 SURO CAPITAL CORP COM NEW 86887Q109 26 2000 SH Call DFND 1 0 0 0 TILRAY INC COM CL 2 88688T100 3 200 SH Call DFND 1 0 0 0 JOYY INC ADS REPSTG COM A 46591M109 1213 18400 SH Call DFND 1 0 0 0 ZYNGA INC CL A 98986T108 53 5000 SH Call DFND 1 0 0 0 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 19 1000 SH Call DFND 1 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 4354 55200 SH Call DFND 1 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 8487 51200 SH Call DFND 1 0 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 549 5000 SH Call DFND 1 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 39941 276700 SH Call DFND 1 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 1343 54800 SH Call DFND 1 0 0 0 DOMINION ENERGY INC COM 25746U109 522 7100 SH Call DFND 1 0 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 3436 74700 SH Call DFND 1 0 0 0 WORKDAY INC CL A 98138H101 1217 5100 SH Call DFND 1 0 0 0 BILL COM HLDGS INC COM 090043100 18 100 SH Call DFND 1 0 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 770 13600 SH Call DFND 1 0 0 0 ANTERO RESOURCES CORP COM 03674X106 314 20900 SH Call DFND 1 0 0 0 BILIBILI INC SPONS ADS REP Z 090040106 12 100 SH Call DFND 1 0 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 5219 198000 SH Call DFND 1 0 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 651 30200 SH Call DFND 1 0 0 0 DISH NETWORK 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ISHARES TR JPMORGAN USD EMG 464288281 4790 42600 SH Call DFND 1 0 0 0 SPDR GOLD TR GOLD SHS 78463V107 20256 122300 SH Call DFND 1 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1760 20000 SH Call DFND 1 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 25895 112900 SH Call DFND 1 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 28673 80900 SH Call DFND 1 0 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 21 2400 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 22285 209100 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E265 1298 53900 SH Call DFND 1 0 0 0 PROSHARES TR ULTRAPRO SHORT S 74347B110 1 100 SH Call DFND 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 158553 370400 SH Call DFND 1 0 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 50 5500 SH Call DFND 1 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W130 1788 32200 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 42846 437700 SH Call DFND 1 0 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 40731 332500 SH Call DFND 1 0 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 18788 165700 SH Call DFND 1 0 0 0 BARCLAYS BANK PLC IPTH SR B S&P 06747R477 1340 45500 SH Call DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 9152 111200 SH Call DFND 1 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 24306 451200 SH Call DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 6 100 SH Call DFND 1 0 0 0 SPDR SER TR S&P OILGAS EXP 78468R556 14049 145300 SH Call DFND 1 0 0 0 APTIV PLC SHS G6095L109 157 1000 SH Call DFND 1 0 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1045 7000 SH Call DFND 1 0 0 0 PG&E CORP COM 69331C108 19 1900 SH Call DFND 1 0 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 121 3500 SH Call DFND 1 0 0 0 II-VI INC COM 902104108 624 8600 SH Call DFND 1 0 0 0 SABRE CORP COM 78573M104 128 10300 SH Call DFND 1 0 0 0 SEMPRA ENERGY COM 816851109 463 3500 SH Call DFND 1 0 0 0 VIACOMCBS INC CL B 92556H206 171 3800 SH Call DFND 1 0 0 0 FISKER INC CL A COM STK 33813J106 7 400 SH Call DFND 1 0 0 0 MP MATERIALS CORP COM CL A 553368101 22 600 SH Call DFND 1 0 0 0 AVIS BUDGET GROUP COM 053774105 311 4000 SH Call DFND 1 0 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 3705 240000 SH Call DFND 1 0 0 0 PURE STORAGE INC CL A 74624M102 3 200 SH Call DFND 1 0 0 0 TELADOC HEALTH INC COM 87918A105 166 1000 SH Call DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 1 100 SH Call DFND 1 0 0 0 AIRBNB INC COM CL A 009066101 35237 230100 SH Put DFND 1 0 0 0 AURORA CANNABIS INC COM 05156X884 265 29400 SH Put DFND 1 0 0 0 BRIDGEBIO PHARMA INC COM 10806X102 10680 175200 SH Put DFND 1 0 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 700 8400 SH Put DFND 1 0 0 0 CANOPY GROWTH CORP COM 138035100 7810 323000 SH Put DFND 1 0 0 0 CLOVIS ONCOLOGY INC COM 189464100 32 5600 SH Put DFND 1 0 0 0 COINBASE GLOBAL INC COM CL A 19260Q107 16312 64400 SH Put DFND 1 0 0 0 COUPA SOFTWARE INC COM 22266L106 2254 8600 SH Put DFND 1 0 0 0 CREE INC COM 225447101 2869 29300 SH Put DFND 1 0 0 0 DISH NETWORK CORPORATION CL A 25470M109 31379 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COM 595017104 988 6600 SH Put DFND 1 0 0 0 NIO INC SPON ADS 62914V106 277890 5223500 SH Put DFND 1 0 0 0 NOVAVAX INC COM NEW 670002401 13481 63500 SH Put DFND 1 0 0 0 INVITAE CORP COM 46185L103 1639 48600 SH Put DFND 1 0 0 0 OMEROS CORP COM 682143102 1484 100000 SH Put DFND 1 0 0 0 1LIFE HEALTHCARE INC COM 68269G107 6612 200000 SH Put DFND 1 0 0 0 PALO ALTO NETWORKS INC COM 697435105 14545 39200 SH Put DFND 1 0 0 0 PAGERDUTY INC COM 69553P100 336 7900 SH Put DFND 1 0 0 0 PINDUODUO INC SPONSORED ADS 722304102 14315 112700 SH Put DFND 1 0 0 0 PRECIGEN INC COM 74017N105 1095 168000 SH Put DFND 1 0 0 0 SHIFT TECHNOLOGIES INC CL A 82452T107 858 100000 SH Put DFND 1 0 0 0 SNAP INC CL A 83304A106 29906 438900 SH Put DFND 1 0 0 0 SPLUNK INC COM 848637104 4033 27900 SH Put DFND 1 0 0 0 SUNPOWER CORP COM 867652406 25085 858500 SH Put DFND 1 0 0 0 SAREPTA THERAPEUTICS INC COM 803607100 8737 112400 SH Put DFND 1 0 0 0 SURO CAPITAL CORP COM NEW 86887Q109 6 500 SH Put DFND 1 0 0 0 TEVA 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Put DFND 1 0 0 0 ARAMARK COM 03852U106 443 11900 SH Put DFND 1 0 0 0 ARCONIC CORPORATION COM 03966V107 128 3600 SH Put DFND 1 0 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 3127 150000 SH Put DFND 1 0 0 0 ALTERYX INC COM CL A 02156B103 111 1300 SH Put DFND 1 0 0 0 BILIBILI INC SPONS ADS REP Z 090040106 2107 17300 SH Put DFND 1 0 0 0 PEABODY ENGR CORP COM 704551100 5118 645500 SH Put DFND 1 0 0 0 BEYOND MEAT INC COM 08862E109 23119 146800 SH Put DFND 1 0 0 0 BAOZUN INC SPONSORED ADR 06684L103 2764 78000 SH Put DFND 1 0 0 0 CARDLYTICS INC COM 14161W105 533 4200 SH Put DFND 1 0 0 0 CHEGG INC COM 163092109 191 2300 SH Put DFND 1 0 0 0 COHERUS BIOSCIENCES INC COM 19249H103 19 1400 SH Put DFND 1 0 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 18690 866900 SH Put DFND 1 0 0 0 CARVANA CO CL A 146869102 2082 6900 SH Put DFND 1 0 0 0 DATADOG INC CL A COM 23804L103 13894 133500 SH Put DFND 1 0 0 0 EVENTBRITE INC COM CL A 29975E109 43 2300 SH Put DFND 1 0 0 0 EPR PPTYS COM SH BEN INT 26884U109 115 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SH Put DFND 1 0 0 0 AMERICAN ELEC PWR CO INC COM 025537101 380 4500 SH Put DFND 1 0 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 124 2900 SH Put DFND 1 0 0 0 II-VI INC COM 902104108 2148 29600 SH Put DFND 1 0 0 0 NEXTERA ENERGY INC COM 65339F101 6008 82000 SH Put DFND 1 0 0 0 SABRE CORP COM 78573M104 444 35600 SH Put DFND 1 0 0 0 SOUTH JERSEY INDS INC COM 838518108 1133 43700 SH Put DFND 1 0 0 0 SOUTHERN CO COM 842587107 1966 32500 SH Put DFND 1 0 0 0 VIACOMCBS INC CL B 92556H206 99 2200 SH Put DFND 1 0 0 0 FISKER INC CL A COM STK 33813J106 13 700 SH Put DFND 1 0 0 0 QUANTUMSCAPE CORP COM CL A 74767V109 2 100 SH Put DFND 1 0 0 0 RIMINI STR INC DEL COM 76674Q107 0 100 SH Put DFND 1 0 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 352 16600 SH Put DFND 1 0 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 661 78100 SH Put DFND 1 0 0 0 CENTENE CORP DEL COM 15135B101 160 2200 SH Put DFND 1 0 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 4835 313200 SH Put DFND 1 0 0 0 CRYOPORT INC COM PAR $0.001 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COM 958102105 1423 20000 SH Put DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 5545 453800 SH Put DFND 1 0 0 0 T-MOBILE US INC COM 872590104 2172 15000 SH Put DFND 1 0 0 0 BLACKROCK SCIENCE & TECHNOLO RIGHT 07/14/2021 09258G112 10 15588 SH DFND 1 15588 0 0 GABELLI EQUITY TR INC RIGHT 07/14/2021 362397218 36 309034 SH DFND 1 309034 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 63 3839 SH DFND 1 3839 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 35035 22515000 PRN DFND 1 0 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 4666 4600000 PRN DFND 1 0 0 0 APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 1325 1300000 PRN DFND 1 0 0 0 ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 2680 4000000 PRN DFND 1 0 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 19058 15501000 PRN DFND 1 0 0 0 INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 4051 3820000 PRN DFND 1 0 0 0 INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 37546 34348000 PRN DFND 1 0 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2888 2500000 PRN DFND 1 0 0 0 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 9179 10595000 PRN DFND 1 0 0 0 FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 45886 27525000 PRN DFND 1 0 0 0 APOLLO INVT CORP COM NEW 03761U502 112 8239 SH DFND 1 8239 0 0 ARES CAPITAL CORP COM 04010L103 44 2252 SH DFND 1 2252 0 0 NEW MTN FIN CORP COM 647551100 78 5950 SH DFND 1 5950 0 0 OAKTREE SPECIALTY LENDING CO COM 67401P108 39 5863 SH DFND 1 5863 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 149 10491 SH DFND 1 10491 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 20 1586 SH DFND 1 1586 0 0 PENNANTPARK INVT CORP COM 708062104 20 2996 SH DFND 1 2996 0 0 STELLUS CAP INVT CORP COM 858568108 37 2952 SH DFND 1 2952 0 0 SLR INVESTMENT CORP COM 83413U100 118 6333 SH DFND 1 6333 0 0 SLR SENIOR INVESTMENT CORP COM 83416M105 43 2835 SH DFND 1 2835 0 0 BLACKROCK TCP CAPITAL CORP COM 09259E108 23 1696 SH DFND 1 1696 0 0 WHITEHORSE FIN INC COM 96524V106 41 2772 SH DFND 1 2772 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 4552 230296 SH DFND 1 230296 0 0 VIRTUS ALLIANZGI ARTIFICIAL COM 92838Y100 1128 40714 SH DFND 1 40714 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 3473 161017 SH DFND 1 161017 0 0 ABERDEEN STD GLOBAL INFRASTR COM SHS BEN INT 00326W106 982 45884 SH DFND 1 45884 0 0 BLACKROCK CAP ALLOCATION TR COM 09260U109 560 25620 SH DFND 1 25620 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 2536 187301 SH DFND 1 187301 0 0 BLACKROCK HEALTH SCIENCS TR COM SHS 09260E105 786 27201 SH DFND 1 27201 0 0 CENTRAL SECS CORP COM 155123102 1763 41807 SH DFND 1 41807 0 0 CHINA FD INC COM 169373107 506 16621 SH DFND 1 16621 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 1797 20720 SH DFND 1 20720 0 0 ISHARES INC MSCI AUST ETF 464286103 979 37700 SH DFND 1 37700 0 0 GENERAL AMERN INVS CO INC COM 368802104 3126 72016 SH DFND 1 72016 0 0 NEW IRELAND FD INC COM 645673104 127 10470 SH DFND 1 10470 0 0 ABERDEEN JAPAN EQUITY FD INC COM 00306J109 1024 116316 SH DFND 1 116316 0 0 KOREA FD INC COM NEW 500634209 1143 24769 SH DFND 1 24769 0 0 MEXICO FD INC COM 592835102 1503 98704 SH DFND 1 98704 0 0 VIRTUS DIVIDEND INTEREST & P COM 92840R101 69 4600 SH DFND 1 4600 0 0 NEUBERGER BERMAN MLP & ENERG COM 64129H104 2021 404268 SH DFND 1 404268 0 0 ADAM NAT RES FD INC COM 00548F105 2454 151514 SH DFND 1 151514 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 2109 353980 SH DFND 1 353980 0 0 TEMPLETON DRAGON FD INC COM 88018T101 1087 45841 SH DFND 1 45841 0 0 TAIWAN FD INC COM 874036106 117 3334 SH DFND 1 3334 0 0 TRI CONTL CORP COM 895436103 1697 49806 SH DFND 1 49806 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 477 13906 SH DFND 1 13906 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 81 1293 SH DFND 1 1293 0 0 INVESCO EXCH TRADED FD TR II EMRNG MKT SVRG 46138E784 102 3723 SH DFND 1 3723 0 0 ISHARES SILVER TR ISHARES 46428Q109 123 5109 SH DFND 1 5109 0 0 INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 17012 127500 SH DFND 1 127500 0 0 AURORA CANNABIS INC COM 05156X884 403 44676 SH DFND 1 44676 0 0 APELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 03753UAB2 79763 42855000 PRN DFND 1 0 0 0 ANTERO RESOURCES CORP COM 03674X106 1129 75159 SH DFND 1 75159 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 14278 9146000 PRN DFND 1 0 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 52 7791 SH DFND 1 7791 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 22 2829 SH DFND 1 2829 0 0 BANDWIDTH INC NOTE 0.250% 3/0 05988JAB9 142044 87342000 PRN DFND 1 0 0 0 BRIDGEBIO PHARMA INC NOTE 2.500% 3/1 10806XAB8 119378 72696000 PRN DFND 1 0 0 0 BAUSCH HEALTH COS INC COM 071734107 4183 142692 SH DFND 1 142692 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 1426 17096 SH DFND 1 17096 0 0 BAOZUN INC NOTE 1.625% 5/0 06684LAB9 39477 39177000 PRN DFND 1 0 0 0 CARS COM INC COM 14575E105 479 33432 SH DFND 1 33432 0 0 CLOVIS ONCOLOGY INC NOTE 4.500% 8/0 189464AE0 1579 1500000 PRN DFND 1 0 0 0 COOPER STD HLDGS INC COM 21676P103 984 33950 SH DFND 1 33950 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 150060 89946000 PRN DFND 1 0 0 0 CREE INC NOTE 1.750% 5/0 225447AD3 119868 55215000 PRN DFND 1 0 0 0 DATADOG INC NOTE 0.125% 6/1 23804LAB9 59558 44559000 PRN DFND 1 0 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 50829 49707000 PRN DFND 1 0 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 169 2695 SH DFND 1 2695 0 0 ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 26789 23500000 PRN DFND 1 0 0 0 ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 409 325000 PRN DFND 1 0 0 0 8X8 INC NEW NOTE 0.500% 2/0 282914AB6 30417 24415000 PRN DFND 1 0 0 0 ENDO INTL PLC SHS G30401106 2429 519066 SH DFND 1 519066 0 0 ENOVA INTL INC COM 29357K103 745 21801 SH DFND 1 21801 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 274829 114582000 PRN DFND 1 0 0 0 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 115495 84321000 PRN DFND 1 0 0 0 EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 17241 16428000 PRN DFND 1 0 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 32607 24584000 PRN DFND 1 0 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/0 30063PAC9 85814 69266000 PRN DFND 1 0 0 0 EXACT SCIENCES CORP NOTE 1.000% 1/1 30063PAA3 3148 1773000 PRN DFND 1 0 0 0 EZCORP INC NOTE 2.875% 7/0 302301AF3 2422 2506000 PRN DFND 1 0 0 0 FLUIDIGM CORP DEL NOTE 5.250%12/0 34385PAF5 19584 8720000 PRN DFND 1 0 0 0 FLEXION THERAPEUTICS INC COM 33938J106 63 7747 SH DFND 1 7747 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 16126 20076000 PRN DFND 1 0 0 0 HALOZYME THERAPEUTICS INC NOTE 1.250%12/0 40637HAB5 64904 33153000 PRN DFND 1 0 0 0 HEALTH CATALYST INC NOTE 2.500% 4/1 42225TAB3 83604 43531000 PRN DFND 1 0 0 0 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 34284 31406000 PRN DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 2249 112645 SH DFND 1 112645 0 0 INTERDIGITAL INC COM 45867G101 68 944 SH DFND 1 944 0 0 INFINERA CORP NOTE 2.500% 3/0 45667GAE3 42589 28000000 PRN DFND 1 0 0 0 INOVIO PHARMACEUTICALS INC NOTE 6.500% 3/0 45773HAB8 9130 5190000 PRN DFND 1 0 0 0 INSMED INC NOTE 0.750% 6/0 457669AB5 19554 17700000 PRN DFND 1 0 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 2317 2200000 PRN DFND 1 0 0 0 IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 14607 15747000 PRN DFND 1 0 0 0 IQIYI INC NOTE 3.750%12/0 46267XAB4 82557 82062000 PRN DFND 1 0 0 0 IQIYI INC SPONSORED ADS 46267X108 212 13609 SH DFND 1 13609 0 0 IRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 46333XAH1 1198 1000000 PRN DFND 1 0 0 0 J2 GLOBAL INC COM 48123V102 494 3595 SH DFND 1 3595 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 41803 42343000 PRN DFND 1 0 0 0 LUMINEX CORP DEL NOTE 3.000% 5/1 55027EAA0 39413 39360000 PRN DFND 1 0 0 0 LIVEPERSON INC NOTE 0.750% 3/0 538146AB7 105057 59863000 PRN DFND 1 0 0 0 LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 6120 6000000 PRN DFND 1 0 0 0 LYFT INC NOTE 1.500% 5/1 55087PAB0 172655 101060000 PRN DFND 1 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 3070 20508 SH DFND 1 20508 0 0 MODEL N INC NOTE 2.625% 6/0 607525AB8 23655 18500000 PRN DFND 1 0 0 0 MARVELL TECHNOLOGY INC COM 573874104 610 10463 SH DFND 1 10463 0 0 MICRON TECHNOLOGY INC COM 595112103 1599 18820 SH DFND 1 18820 0 0 NEUROCRINE BIOSCIENCES INC NOTE 2.250% 5/1 64125CAD1 17541 13230000 PRN DFND 1 0 0 0 NEOGENOMICS INC NOTE 0.250% 1/1 64049MAB6 5529 5645000 PRN DFND 1 0 0 0 NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 56476 39648000 PRN DFND 1 0 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 27541 27691000 PRN DFND 1 0 0 0 NIO INC NOTE 4.500% 2/0 62914VAB2 133203 23634000 PRN DFND 1 0 0 0 NIO INC DEBT 4.500% 2/0 G6525FAA0 23068 4093000 PRN DFND 1 0 0 0 NANOSTRING TECHNOLOGIES INC NOTE 2.625% 3/0 63009RAD1 75416 47720000 PRN DFND 1 0 0 0 NUTANIX INC NOTE 1/1 67059NAB4 96410 91219000 PRN DFND 1 0 0 0 NATERA INC NOTE 2.250% 5/0 632307AB0 155374 51677000 PRN DFND 1 0 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 87240 48772000 PRN DFND 1 0 0 0 NEVRO CORP NOTE 2.750% 4/0 64157FAC7 77351 44563000 PRN DFND 1 0 0 0 INVITAE CORP NOTE 2.000% 9/0 46185LAB9 33184 24449000 PRN DFND 1 0 0 0 OMEROS CORP NOTE 6.250%11/1 682143AE2 3879 3500000 PRN DFND 1 0 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 8727 4581000 PRN DFND 1 0 0 0 1LIFE HEALTHCARE INC NOTE 3.000% 6/1 68269GAB3 27347 24700000 PRN DFND 1 0 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 26166 24477000 PRN DFND 1 0 0 0 PACIRA BIOSCIENCES INC NOTE 2.375% 4/0 695127AD2 28532 26048000 PRN DFND 1 0 0 0 PAGERDUTY INC NOTE 1.250% 7/0 69553PAB6 68257 52358000 PRN DFND 1 0 0 0 PINDUODUO INC NOTE 10/0 722304AB8 199570 66839000 PRN DFND 1 0 0 0 PEGASYSTEMS INC NOTE 0.750% 3/0 705573AB9 55232 46152000 PRN DFND 1 0 0 0 PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 10779 5040000 PRN DFND 1 0 0 0 PROS HOLDINGS INC NOTE 1.000% 5/1 74346YAH6 5198 5000000 PRN DFND 1 0 0 0 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 25053 23861000 PRN DFND 1 0 0 0 PURE STORAGE INC CL A 74624M102 492 25239 SH DFND 1 25239 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 20896 19454000 PRN DFND 1 0 0 0 PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 11524 11467000 PRN DFND 1 0 0 0 QORVO INC COM 74736K101 1872 9573 SH DFND 1 9573 0 0 THE REALREAL INC COM 88339P101 197 10000 SH DFND 1 10000 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 49783 27788000 PRN DFND 1 0 0 0 REVANCE THERAPEUTICS INC NOTE 1.750% 2/1 761330AB5 3416 2918000 PRN DFND 1 0 0 0 SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 132543 70743000 PRN DFND 1 0 0 0 SHIFT TECHNOLOGIES INC CL A 82452T107 111 13000 SH DFND 1 13000 0 0 SMART GLOBAL HLDGS INC NOTE 2.250% 2/1 83205YAB0 4207 3055000 PRN DFND 1 0 0 0 SURGERY PARTNERS INC COM 86881A100 159 2399 SH DFND 1 2399 0 0 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 17945 12939000 PRN DFND 1 0 0 0 SNAP INC NOTE 0.250% 5/0 83304AAD8 54332 17246000 PRN DFND 1 0 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 81696 27074000 PRN DFND 1 0 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 70993 49918000 PRN DFND 1 0 0 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YR TR BD ETF 464287432 5066 35100 SH DFND 1 35100 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 5345 76400 SH DFND 1 76400 0 0 SPLUNK INC COM 848637104 3129 21645 SH DFND 1 21645 0 0 COLFAX CORP UNIT 01/15/2022T 194014205 147729 789755 SH DFND 1 789755 0 0 CHANGE HEALTHCARE INC UNIT 99/99/9999 15912K209 4288 55887 SH DFND 1 55887 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 24074 245957 SH DFND 1 245957 0 0 ELANCO ANIMAL HEALTH INC UNIT 02/01/2023T 28414H202 752 14064 SH DFND 1 14064 0 0 EQUITABLE HLDGS INC COM 29452E101 0 1 SH DFND 1 1 0 0 GFL ENVIRONMENTAL INC UNIT 99/99/9999T 36168Q120 52313 701638 SH DFND 1 701638 0 0 INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 47433 935828 SH DFND 1 935828 0 0 KKR & CO INC COM 48251W104 7325 123661 SH DFND 1 123661 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 7657 246531 SH DFND 1 246531 0 0 PG&E CORP UNIT 99/99/9999 69331C140 34879 344511 SH DFND 1 344511 0 0 STANLEY BLACK & DECKER INC COM 854502101 20867 101799 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4584 99473 SH DFND 1 99473 0 0 PRA HEALTH SCIENCES INC COM 69354M108 5833 35311 SH DFND 1 35311 0 0 QIAGEN NV SHS NEW N72482123 71 1482 SH DFND 1 1482 0 0 SYNOVUS FINL CORP COM NEW 87161C501 719 16406 SH DFND 1 16406 0 0 STERLING BANCORP DEL COM 85917A100 32 1316 SH DFND 1 1316 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 5890 25609 SH DFND 1 25609 0 0 WATFORD HLDGS LTD SHS G94787101 3630 103751 SH DFND 1 103751 0 0 XILINX INC COM 983919101 3905 27004 SH DFND 1 27004 0 0 AST SPACEMOBILE INC *W EXP 04/06/202 00217D118 20 3628 SH DFND 1 3628 0 0 EOS ENERGY ENTERPRISES INC COM CL A 29415C101 285 15880 SH DFND 1 15880 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 326 22496 SH DFND 1 22496 0 0 PROTERRA INC *W EXP 09/22/202 74374T117 9 1729 SH DFND 1 1729 0 0 ZIONS BANCORPORATION N A COM 989701107 158 2997 SH DFND 1 2997 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 1195 132119 SH DFND 1 132119 0 0 BLACKROCK HEALTH SCIENCES TR COM 09250W107 1783 36769 SH DFND 1 36769 0 0 BLACKROCK UTILS 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MLP ENERGY REN COM 38148G206 178 15569 SH DFND 1 15569 0 0 NEW GERMANY FD INC COM 644465106 982 48601 SH DFND 1 48601 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 1235 91544 SH DFND 1 91544 0 0 VOYA GLBL ADV & PREM OPP FD COM 92912R104 11 1175 SH DFND 1 1175 0 0 MORGAN STANLEY INDIA INVT FD COM 61745C105 1833 74328 SH DFND 1 74328 0 0 JAPAN SMALLER CAPITALIZATION COM 47109U104 1438 159531 SH DFND 1 159531 0 0 MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 1065 46184 SH DFND 1 46184 0 0 COHEN & STEERS MLP INCOME & COM SHS 19249B106 992 243746 SH DFND 1 243746 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K200 8 409 SH DFND 1 409 0 0 VIRTUS ALLIANZGI EQUITY & CO COM 92841M101 3278 108410 SH DFND 1 108410 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B200 3375 112826 SH DFND 1 112826 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 1717 114638 SH DFND 1 114638 0 0 ROYCE MICRO-CAP TR INC COM 780915104 1246 100532 SH DFND 1 100532 0 0 ROYCE VALUE TR INC COM 780910105 922 48652 SH DFND 1 48652 0 0 CUSHING MLP & INFRASTRUCT COM NEW 231631300 1304 44194 SH DFND 1 44194 0 0 SWISS HELVETIA FD INC COM 870875101 776 79832 SH DFND 1 79832 0 0 TORTOISE PIPELINE & ENERGY F COM 89148H207 818 34193 SH DFND 1 34193 0 0 TORTOISE ENERGY INFRA CORP COM 89147L886 2876 99932 SH DFND 1 99932 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 668 12416 SH DFND 1 12416 0 0 BLACKROCK 2022 GBL INCM OPP COM 09258P104 12 1400 SH DFND 1 1400 0 0 SABA CAPITAL INCOME & OPRNT SHARES 78518H103 534 113441 SH DFND 1 113441 0 0 CORNERSTONE STRATEGIC VALUE COM 21924B302 49 4256 SH DFND 1 4256 0 0 FLAHERTY & CRUMRINE DYNAMIC SHS 33848W106 242 8284 SH DFND 1 8284 0 0 MORGAN STANLEY EMERGING MKTS COM 617477104 44 7201 SH DFND 1 7201 0 0 FLAHERTY & CRUMRINE PFD SECS COM 338478100 175 7732 SH DFND 1 7732 0 0 FIRST TR HIGH YIELD OPPRT 20 COM 33741Q107 665 33198 SH DFND 1 33198 0 0 GDL FD COM SH BEN IT 361570104 24 2710 SH DFND 1 2710 0 0 SPDR GOLD TR GOLD SHS 78463V107 214 1295 SH DFND 1 1295 0 0 GUGGENHEIM ENHANCED EQT INCM COM 40167B100 1717 199488 SH DFND 1 199488 0 0 EAGLE CAP GROWTH FD INC COM 269451100 34 3802 SH DFND 1 3802 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 18 2029 SH DFND 1 2029 0 0 WESTERN ASSET HIGH YIELD DEF COM 95768B107 86 5517 SH DFND 1 5517 0 0 WESTERN ASSET INVT GRADE DEF COM 95790A101 229 10409 SH DFND 1 10409 0 0 INSIGHT SELECT INCOME FD COM 45781W109 279 12897 SH DFND 1 12897 0 0 NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 100 12093 SH DFND 1 12093 0 0 NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 23 2900 SH DFND 1 2900 0 0 NUVEEN CORPORATE INCM NOVEME COM 67077N106 22 2372 SH DFND 1 2372 0 0 NUVEEN MULTI-MKT INCOME FD COM 67075J107 84 11372 SH DFND 1 11372 0 0 NUVEEN PFD & INCOME 2022 TER COM 67075T105 0 16 SH DFND 1 16 0 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 938 210816 SH DFND 1 210816 0 0 MFS INTER INCOME TR SH BEN INT 55273C107 65 17540 SH DFND 1 17540 0 0 WESTERN ASSET INVESTMENT GRA COM 95766T100 722 46159 SH DFND 1 46159 0 0 FLAHERTY & CRUMRINE PFD INCO COM 338480106 244 14624 SH DFND 1 14624 0 0 PGIM SHORT DUR HIG YLD OPP F COM 69355J104 613 30861 SH DFND 1 30861 0 0 SOURCE CAP INC COM 836144105 81 1799 SH DFND 1 1799 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 650 42858 SH DFND 1 42858 0 0 INVESCO BD FD COM 46132L107 464 22363 SH DFND 1 22363 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 335 25614 SH DFND 1 25614 0 0 BLACKROCK TAX MUNICPAL BD TR SHS 09248X100 151 5862 SH DFND 1 5862 0 0 BLACKROCK MUNI INCOME TR II COM 09249N101 508 32259 SH DFND 1 32259 0 0 BLACKROCK MUN TARGET TERM TR COM SHS BEN IN 09257P105 424 16165 SH DFND 1 16165 0 0 EATON VANCE CALIF MUN INCOM SH BEN INT 27826F101 587 42011 SH DFND 1 42011 0 0 MFS HIGH INCOME MUN TR SH BEN INT 59318D104 69 13246 SH DFND 1 13246 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 66 6508 SH DFND 1 6508 0 0 BNY MELLON MUN BD INFRASTRUC COM SHS 09662W109 136 9274 SH DFND 1 9274 0 0 BNY MELLON MUN INCOME INC COM 05589T104 83 9010 SH DFND 1 9010 0 0 DTF TAX-FREE INCOME INC COM 23334J107 532 35523 SH DFND 1 35523 0 0 EATON VANCE MUN BD FD COM 27827X101 5 400 SH DFND 1 400 0 0 BLACKROCK MUNIHLDS INVSTM QL COM 09254P108 281 19060 SH DFND 1 19060 0 0 MAINSTAY MACKAY DEFINEDTERM COM 56064K100 4 186 SH DFND 1 186 0 0 BLACKROCK MUNIYILD QULT FD I COM 09254F100 1440 85989 SH DFND 1 85989 0 0 BLACKROCK MUNIVEST FD INC COM 09253R105 0 100 SH DFND 1 100 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 40 2627 SH DFND 1 2627 0 0 NUVEEN TAXABLE MUNICPAL INM COM 67074C103 110 4736 SH DFND 1 4736 0 0 NUVEEN CALIFORNIA MUNI VLU F COM STK 67062C107 944 88303 SH DFND 1 88303 0 0 NUVEEN INT DUR QUAL MUN TRM COM 670677103 166 11107 SH DFND 1 11107 0 0 NUVEEN MASSACHUSETS QLT MUN COM 67061E104 9 600 SH DFND 1 600 0 0 NUVEEN N Y MUN VALUE FD COM 67062M105 586 58270 SH DFND 1 58270 0 0 NUVEEN AMT-FREE MUN VALUE FD COM 670695105 204 11811 SH DFND 1 11811 0 0 NUVEEN N Y SELECT TAX FREE I SH BEN INT 67063V104 29 2095 SH DFND 1 2095 0 0 RIVERNORTH FLEXIBLE MUNI INC COM 76883Y107 180 8836 SH DFND 1 8836 0 0 WESTERN ASSET INTER MUNI FD COM 958435109 151 15550 SH DFND 1 15550 0 0 DELAWARE INVTS COLO MUN INCO COM 246101109 33 2257 SH DFND 1 2257 0 0 DELAWARE INVTS NATL MUN INCO SH BEN INT 24610T108 114 8091 SH DFND 1 8091 0 0 INVESCO PA VALUE MUN INC TR COM 46132K109 7 536 SH DFND 1 536 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 1005 16023 SH DFND 1 16023 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 1497 26429 SH DFND 1 26429 0 0 BRINKER INTL INC COM 109641100 1317 21309 SH DFND 1 21309 0 0 RITE AID CORP COM 767754872 961 58994 SH DFND 1 58994 0 0 REALOGY HLDGS CORP COM 75605Y106 2074 113877 SH DFND 1 113877 0 0 TRIP COM GROUP LTD ADS 89677Q107 41 1177 SH DFND 1 1177 0 0 ZILLOW GROUP INC CL A 98954M101 63 517 SH DFND 1 517 0 0 APPLIED OPTOELECTRONICS INC NOTE 5.000% 3/1 03823UAB8 5526 6400000 PRN DFND 1 0 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 123156 66407000 PRN DFND 1 0 0 0 ALTERYX INC NOTE 0.500% 8/0 02156BAD5 56939 59235000 PRN DFND 1 0 0 0 ALTERYX INC NOTE 0.500% 6/0 02156BAB9 74650 37040000 PRN DFND 1 0 0 0 CHEGG INC NOTE 0.125% 3/1 163092AD1 116746 69155000 PRN DFND 1 0 0 0 DEXCOM INC NOTE 0.750%12/0 252131AH0 180830 69469000 PRN DFND 1 0 0 0 INSEEGO CORP COM 45782B104 0 11 SH DFND 1 11 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 20588 14098000 PRN DFND 1 0 0 0 MONGODB INC NOTE 0.250% 1/1 60937PAD8 135785 75073000 PRN DFND 1 0 0 0 MONGODB INC NOTE 0.750% 6/1 60937PAB2 234151 44129000 PRN DFND 1 0 0 0 CLOUDFLARE INC NOTE 0.750% 5/1 18915MAB3 259822 91361000 PRN DFND 1 0 0 0 OKTA INC NOTE 0.125% 9/0 679295AD7 96448 66825000 PRN DFND 1 0 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 448251 143316000 PRN DFND 1 0 0 0 TELADOC HEALTH INC COM 87918A105 196 1183 SH DFND 1 1183 0 0 TWILIO INC CL A 90138F102 8154 20688 SH DFND 1 20688 0 0 AVIS BUDGET GROUP COM 053774105 941 12088 SH DFND 1 12088 0 0 GOGO INC COM 38046C109 2307 202781 SH DFND 1 202781 0 0 PLUG POWER INC COM NEW 72919P202 885 25900 SH DFND 1 25900 0 0 TRONOX HOLDINGS PLC SHS G9087Q102 1603 71593 SH DFND 1 71593 0 0 VIACOMCBS INC CL B 92556H206 9694 214475 SH DFND 1 214475 0 0 ARES ACQUISITION CORPORATION COM CL A G33032106 379 38872 SH DFND 1 38872 0 0 ARES ACQUISITION CORPORATION UNIT 99/99/9999 G33032114 450 45059 SH DFND 1 45059 0 0 ACCELERATE ACQUISITION CORP UNIT 99/99/9999 00439D201 51 5070 SH DFND 1 5070 0 0 ABG ACQUISITION CORP I CL A SHS G00496102 131 13443 SH DFND 1 13443 0 0 ATLANTIC COASTAL ACQUISTN CO CLASS A COM 048453104 731 75684 SH DFND 1 75684 0 0 ATLANTIC COASTAL ACQUISTN CO UNIT 03/02/2026 048453203 233 23513 SH DFND 1 23513 0 0 ATLANTIC COASTAL ACQUISTN CO *W EXP 03/02/202 048453112 22 25228 SH DFND 1 25228 0 0 ACE CONVERGENCE ACQU CORP CL A G0083D120 1037 104223 SH DFND 1 104223 0 0 ATLAS CREST INVT CORP COM 049284102 3433 344739 SH DFND 1 344739 0 0 ATLAS CREST INVESTMENT CORP COM CL A 049287105 113 11657 SH DFND 1 11657 0 0 ATLAS CREST INVESTMENT CORP UNIT 99/99/9999 049287204 120 12042 SH DFND 1 12042 0 0 ACKRELL SPAC PARTNERS I CO UNIT 12/01/2026 00461L204 67 6551 SH DFND 1 6551 0 0 ACKRELL SPAC PARTNERS I CO UNIT 99/99/9999 00461L303 996 100226 SH DFND 1 100226 0 0 INDEPENDENCE HOLDINGS CORP CLASS A ORD SHS G4761A101 2348 237180 SH DFND 1 237180 0 0 INDEPENDENCE HOLDINGS CORP UNIT 03/02/2026 G4761A119 19 1938 SH DFND 1 1938 0 0 INDEPENDENCE HOLDINGS CORP *W EXP 03/31/202 G4761A127 19 17436 SH DFND 1 17436 0 0 ARCLIGHT CLEAN TRANSITION II CLASS A ORD SHS G0R21B104 30 3119 SH DFND 1 3119 0 0 ARCLIGHT CLEAN TRANSITION II UNIT 03/16/2028 G0R21B120 18 1865 SH DFND 1 1865 0 0 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 172 17754 SH DFND 1 17754 0 0 26 CAPITAL ACQUISITION CORP UNIT 12/31/2027 90138P209 447 43820 SH DFND 1 43820 0 0 ADIT EDTECH ACQUISITION CORP COMMON STOCK 007024102 1210 124933 SH DFND 1 124933 0 0 ADIT EDTECH ACQUISITION CORP UNIT 99/99/9999 007024201 223 22337 SH DFND 1 22337 0 0 ADIT EDTECH ACQUISITION CORP *W EXP 99/99/999 007024110 29 42610 SH DFND 1 42610 0 0 EDOC ACQUISITION CORP CL A G4000A102 305 30366 SH DFND 1 30366 0 0 ADARA ACQUISITION CORP COM CL A 00653H102 73 7570 SH DFND 1 7570 0 0 ADARA ACQUISITION CORP UNIT 99/99/9999 00653H201 319 31694 SH DFND 1 31694 0 0 AUTHENTIC EQUITY ACQUISTN CO CL A SHS G06607108 795 82083 SH DFND 1 82083 0 0 AUTHENTIC EQUITY ACQUISTN CO *W EXP 01/20/202 G06607124 18 21402 SH DFND 1 21402 0 0 AF ACQUISITION CORP UNIT 03/23/2028 001040203 524 52753 SH DFND 1 52753 0 0 AFRICAN GOLD ACQUISITION COR SHS CL A G0112R108 2413 250148 SH DFND 1 250148 0 0 AFRICAN GOLD ACQUISITION COR *W EXP 03/31/202 G0112R124 29 47289 SH DFND 1 47289 0 0 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 23 87770 SH DFND 1 87770 0 0 AGILE GROWTH CORP UNIT 03/09/2026 G01202129 630 63246 SH DFND 1 63246 0 0 ALPHA HEALTHCARE ACQUISTN CO CL A 020751103 565 55503 SH DFND 1 55503 0 0 AJAX I COM G0190X100 4959 497896 SH DFND 1 497896 0 0 AJAX I UNIT 99/99/9999 G0190X118 253 24278 SH DFND 1 24278 0 0 AJAX I *W EXP 10/27/202 G0190X126 59 31650 SH DFND 1 31650 0 0 SPORTS VENTURES ACQUISIN COR CL A SHS G8372A103 2013 207318 SH DFND 1 207318 0 0 SPORTS VENTURES ACQUISIN COR UNIT 99/99/9999 G8372A111 49 4882 SH DFND 1 4882 0 0 SPORTS VENTURES ACQUISIN COR *W EXP 11/30/202 G8372A129 58 59399 SH DFND 1 59399 0 0 ALTITUDE ACQUISITION CORP COM CL A 02156Y103 1185 121048 SH DFND 1 121048 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 188 18969 SH DFND 1 18969 0 0 ADVANCED MERGER PARTNERS INC UNIT 99/99/9999 00777J208 669 67063 SH DFND 1 67063 0 0 ARCTOS NORTHSTAR ACQUIS CORP UNIT 99/99/9999 G0477L118 309 30958 SH DFND 1 30958 0 0 ANZU SPECIAL ACQUISITIN CORP UNIT 01/27/2026 03737A200 45 4579 SH DFND 1 4579 0 0 APOLLO STRATEGIC GRWT CPTL I SHS CL A G0412A102 657 67493 SH DFND 1 67493 0 0 APOLLO STRATEGIC GRWT CPTL I UNIT 99/99/9999 G0412A110 236 23627 SH DFND 1 23627 0 0 APOLLO STRATEGIC GRWT CPTL I *W EXP 02/12/202 G0412A128 16 13361 SH DFND 1 13361 0 0 APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R106 558 57147 SH DFND 1 57147 0 0 AEQUI ACQUISITION CORP COM CL A 00775W102 655 67275 SH DFND 1 67275 0 0 AEQUI ACQUISITION CORP UNIT 11/30/2027 00775W201 86 8696 SH DFND 1 8696 0 0 ARROWROOT ACQUISITION CORP UNIT 01/29/2026 04282M201 180 18041 SH DFND 1 18041 0 0 ATLANTIC AVE ACQUISITION COR COM CL A 04906P101 1059 109116 SH DFND 1 109116 0 0 ATLANTIC AVE ACQUISITION COR UNIT 99/99/9999 04906P200 109 10800 SH DFND 1 10800 0 0 ASTREA ACQUISITION CORP COM CL A 04637C106 3267 338246 SH DFND 1 338246 0 0 ASTREA ACQUISITION CORP UNIT 01/28/2028 04637C205 52 5294 SH DFND 1 5294 0 0 ASTREA ACQUISITION CORP *W EXP 01/28/202 04637C114 35 53314 SH DFND 1 53314 0 0 ALPHA CAPITAL ACQUISITION CO UNIT 02/16/2026 G0316P114 302 29985 SH DFND 1 29985 0 0 AUSTERLITZ ACQUISITION CORP COM CL A G0633U101 1471 151236 SH DFND 1 151236 0 0 AUSTERLITZ ACQUISITION CORP *W EXP 02/19/202 G0633U127 34 27809 SH DFND 1 27809 0 0 AMERICAS TECHNOLOGY ACQSN CO SHS G0404A102 815 81543 SH DFND 1 81543 0 0 AMERICAS TECHNOLOGY ACQSN CO UNIT 99/99/9999 G0404A128 116 11326 SH DFND 1 11326 0 0 AMERICAS TECHNOLOGY ACQSN CO *W EXP 12/31/202 G0404A110 1 2109 SH DFND 1 2109 0 0 ALTIMAR ACQUISITION CORP III UNIT 99/99/9999 G0370U124 409 40572 SH DFND 1 40572 0 0 ATHENA TECHNOLOGY ACQUISI CO UNIT 99/99/9999 04687A208 45 4613 SH DFND 1 4613 0 0 ALTIMAR ACQUISITION CORP II SHS CL A G03709105 545 56085 SH DFND 1 56085 0 0 ALTIMAR ACQUISITION CORP II UNIT 99/99/9999 G03709113 237 23715 SH DFND 1 23715 0 0 ALTIMAR ACQUISITION CORP II *W EXP 02/09/202 G03709121 15 13413 SH DFND 1 13413 0 0 ARCHIMEDES TECH SPAC PARTNR UNIT 03/10/2026 039562202 269 27093 SH DFND 1 27093 0 0 TRIBE CAPITAL GROWTH CORP I UNIT 02/24/2026 89601Y200 31 3147 SH DFND 1 3147 0 0 AURORA ACQUISITION CORP CLASS A ORD SHS G0698L103 338 34200 SH DFND 1 34200 0 0 AUSTERLITZ ACQUISITION CORP SHS CL A G0633D109 476 48000 SH DFND 1 48000 0 0 AUSTERLITZ ACQUISITION CORP UNIT 99/99/9999 G0633D117 125 12195 SH DFND 1 12195 0 0 AVANTI ACQUISITION CORP SHS CL A G0682V109 337 34697 SH DFND 1 34697 0 0 BROOKLINE CAP ACQUISITION CO COM 11374E104 366 36974 SH DFND 1 36974 0 0 BIG CYPRESS ACQUISITION CORP COM 089115109 1349 135479 SH DFND 1 135479 0 0 BIG CYPRESS ACQUISITION CORP *W EXP 07/25/202 089115117 10 11855 SH DFND 1 11855 0 0 BENESSERE CAPITAL ACQUSTN CO COM CL A 08179B103 696 69673 SH DFND 1 69673 0 0 BENESSERE CAPITAL ACQUSTN CO RIGHT 99/99/9999 08179B129 11 28433 SH DFND 1 28433 0 0 BENESSERE CAPITAL ACQUSTN CO UNIT 12/22/2025 08179B202 93 8677 SH DFND 1 8677 0 0 BUILD ACQUISITION CORP UNIT 99/99/9999 12008J204 82 8266 SH DFND 1 8266 0 0 BULL HORN HLDGS CORP SHS G1686P106 408 41362 SH DFND 1 41362 0 0 BULL HORN HLDGS CORP UNIT 10/13/2025 G1686P114 34 3390 SH DFND 1 3390 0 0 BIOTECH ACQUISITION COMPANY CL A SHS G1125A108 1796 185775 SH DFND 1 185775 0 0 BIOTECH ACQUISITION COMPANY *W EXP 11/30/202 G1125A116 54 63796 SH DFND 1 63796 0 0 BITE ACQUISITION CORP COMMON STOCK 09175K105 825 85320 SH DFND 1 85320 0 0 BITE ACQUISITION CORP UNIT 99/99/9999 09175K204 241 24198 SH DFND 1 24198 0 0 BITE ACQUISITION CORP *W EXP 02/12/203 09175K113 27 38737 SH DFND 1 38737 0 0 BRIGHT LIGHTS ACQUISITION CO COM CL A 10920K101 103 10652 SH DFND 1 10652 0 0 BRIGHT LIGHTS ACQUISITION CO UNIT 99/99/9999 10920K200 193 19207 SH DFND 1 19207 0 0 BLUERIVER ACQUISITION CORP SHS CL A G1261Q107 665 68539 SH DFND 1 68539 0 0 BLUERIVER ACQUISITION CORP UNIT 01/04/2026 G1261Q123 243 24315 SH DFND 1 24315 0 0 BLUERIVER ACQUISITION CORP *W EXP 01/04/202 G1261Q115 7 7919 SH DFND 1 7919 0 0 BLUE WTR ACQUISITION CORP COM CL A 09607T104 233 23211 SH DFND 1 23211 0 0 BLUE WTR ACQUISITION CORP UNIT 08/31/2027 09607T203 26 2461 SH DFND 1 2461 0 0 BLUESCAPE OPPORTUNITIES ACQU SHS G1195N105 495 50489 SH DFND 1 50489 0 0 BOA ACQUISITION CORP COM CL A 05601A109 49 5140 SH DFND 1 5140 0 0 BOA ACQUISITION CORP UNIT 99/99/9999 05601A208 383 38677 SH DFND 1 38677 0 0 BREEZE HOLDINGS ACQUISITN CO COM 106762107 29 2960 SH DFND 1 2960 0 0 B RILEY PRIN 250 MERGER CORP UNIT 04/06/2026 05602L203 546 55000 SH DFND 1 55000 0 0 BRILLIANT ACQUISITION CORP SHS G1643W111 27 2759 SH DFND 1 2759 0 0 BRILLIANT ACQUISITION CORP UNIT 12/31/2020 G1643W103 47 4572 SH DFND 1 4572 0 0 B RILEY PRINCIPAL 150 MERGER COM CL A 05601V103 2349 240993 SH DFND 1 240993 0 0 B RILEY PRINCIPAL 150 MERGER UNIT 99/99/9999 05601V202 210 20827 SH DFND 1 20827 0 0 B RILEY PRINCIPAL 150 MERGER *W EXP 03/01/202 05601V111 96 80331 SH DFND 1 80331 0 0 BROADSTONE ACQUISITION CORP SHS CL A G1739V100 859 87009 SH DFND 1 87009 0 0 BURGUNDY TECHNOLOGY ACQU COR CL A G1702T116 1311 133192 SH DFND 1 133192 0 0 BURGUNDY TECHNOLOGY ACQU COR UNIT 08/26/2025 G1702T132 41 4004 SH DFND 1 4004 0 0 BRIDGETOWN 2 HOLDINGS LTD CL A G1355V103 449 44022 SH DFND 1 44022 0 0 BYTE ACQUISITION CORP UNIT 03/18/2029 G1R25Q121 33 3327 SH DFND 1 3327 0 0 CA HEALTHCARE ACQUISITION CO COM CL A 12510W107 701 71082 SH DFND 1 71082 0 0 CA HEALTHCARE ACQUISITION CO UNIT 12/25/2025 12510W206 257 25001 SH DFND 1 25001 0 0 CA HEALTHCARE ACQUISITION CO *W EXP 12/25/202 12510W115 25 26668 SH DFND 1 26668 0 0 CBRE ACQUISITION HLDGS INC COM CL A 12510J106 1220 125648 SH DFND 1 125648 0 0 CITIC CAPITAL ACQUISITION CO COM CL A G21513109 345 34825 SH DFND 1 34825 0 0 CHURCHILL CAPITAL CORP IV UNIT 99/99/9999 171439201 0 3 SH DFND 1 3 0 0 CHURCHILL CAPITAL CORP VI COM CL A 17143W101 19 2020 SH DFND 1 2020 0 0 CHURCHILL CAPITAL CORP VI UNIT 99/99/9999 17143W200 361 35740 SH DFND 1 35740 0 0 CENTRICUS ACQUISITION CORP CL A SHS G2072Q104 2252 227520 SH DFND 1 227520 0 0 CENTRICUS ACQUISITION CORP *W EXP 02/04/202 G2072Q120 67 48330 SH DFND 1 48330 0 0 CF FIN ACQUISITION CORP III CL A 12529D108 315 31429 SH DFND 1 31429 0 0 CF ACQUISITION CORP V UNIT 01/25/2026 12520R205 675 66204 SH DFND 1 66204 0 0 CF ACQUISITION CORP IV COM CL A 12520T102 817 84315 SH DFND 1 84315 0 0 CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 222 22148 SH DFND 1 22148 0 0 CF ACQUISITION CORP IV *W EXP 12/31/202 12520T110 5 4987 SH DFND 1 4987 0 0 CF ACQUISITION CORP VI COM CL A 12521J103 557 57279 SH DFND 1 57279 0 0 CF ACQUISITION CORP VI UNIT 99/99/9999 12521J202 249 25001 SH DFND 1 25001 0 0 CF ACQUISITION CORP VI *W EXP 02/18/202 12521J111 12 13324 SH DFND 1 13324 0 0 CATCHA INVESTMENT CORP SHS CL A G1962Y102 96 10000 SH DFND 1 10000 0 0 CHARDAN HEALTHCR ACQSTN 2 CO COM 15957T107 901 90533 SH DFND 1 90533 0 0 CHARDAN HEALTHCR ACQSTN 2 CO *W EXP 03/05/202 15957T115 40 63078 SH DFND 1 63078 0 0 CONSONANCE HFW ACQUISITION C SHS CL A G2445M103 69 6999 SH DFND 1 6999 0 0 CHP MERGER CORP COM CL A 12558Y106 5691 571990 SH DFND 1 571990 0 0 CHP MERGER CORP UNIT 11/22/2024 12558Y205 5 524 SH DFND 1 524 0 0 CHP MERGER CORP *W EXP 11/22/202 12558Y114 0 99 SH DFND 1 99 0 0 COLONNADE ACQUISITION CORP I UNIT 99/99/9999 G2284B127 512 51589 SH DFND 1 51589 0 0 CLASS ACCELERATION CORP COM 18274B106 734 75783 SH DFND 1 75783 0 0 CLASS ACCELERATION CORP UNIT 99/99/9999 18274B205 428 42549 SH DFND 1 42549 0 0 COLOMBIER ACQUISITION CORP UNIT 99/99/9999 19533H207 2480 250000 SH DFND 1 250000 0 0 CLARIM ACQUISITION CORP COM CL A 18049C108 1759 182382 SH DFND 1 182382 0 0 CLARIM ACQUISITION CORP UNIT 99/99/9999 18049C207 39 4001 SH DFND 1 4001 0 0 CLARIM ACQUISITION CORP *W EXP 01/05/202 18049C116 36 43838 SH DFND 1 43838 0 0 CONCORD ACQUISITION CORP COM CL A 206071102 1029 104540 SH DFND 1 104540 0 0 COLICITY INC UNIT 02/24/2026 194170205 179 17838 SH DFND 1 17838 0 0 CONX CORP COM CL A 212873103 3754 380762 SH DFND 1 380762 0 0 CORNER GROWTH ACQUISITION CO CL A SHS G2425N105 1539 158048 SH DFND 1 158048 0 0 CORNER GROWTH ACQUISITION CO *W EXP 99/99/999 G2425N113 27 22771 SH DFND 1 22771 0 0 COVA ACQUISITION CORP CL A SHS G2554Y104 717 74053 SH DFND 1 74053 0 0 COVA ACQUISITION CORP UNIT 04/01/2021 G2554Y112 252 25000 SH DFND 1 25000 0 0 COVA ACQUISITION CORP *W EXP 02/05/202 G2554Y120 31 35564 SH DFND 1 35564 0 0 CATALYST PARTNRS ACQUISITN C UNIT 99/99/9999 G19550113 3030 300000 SH DFND 1 300000 0 0 CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 1376 140618 SH DFND 1 140618 0 0 CROWN PROPTECH ACQUISITIONS SHS CL A G25741102 2457 254157 SH DFND 1 254157 0 0 CROWN PROPTECH ACQUISITIONS UNIT 99/99/9999 G25741128 70 7064 SH DFND 1 7064 0 0 CROWN PROPTECH ACQUISITIONS *W EXP 99/99/999 G25741110 67 82215 SH DFND 1 82215 0 0 COMPUTE HEALTH ACQUISITIN CO COM CL A 204833107 473 48180 SH DFND 1 48180 0 0 COMPUTE HEALTH ACQUISITIN CO UNIT 99/99/9999 204833206 165 16145 SH DFND 1 16145 0 0 COMPUTE HEALTH ACQUISITIN CO *W EXP 01/25/202 204833115 19 12733 SH DFND 1 12733 0 0 COHN ROBBINS HOLDINGS CORP COM CL A G23726105 560 56914 SH DFND 1 56914 0 0 CRUCIBLE ACQUISITION CORP COM CL A 22877P108 94 9758 SH DFND 1 9758 0 0 CRUCIBLE ACQUISITION CORP UNIT 12/26/2025 22877P207 69 6897 SH DFND 1 6897 0 0 CONSTELLATION ACQUISITN CORP SHS CL A G2R18K105 2350 240065 SH DFND 1 240065 0 0 CONSTELLATION ACQUISITN CORP *W EXP 01/29/202 G2R18K113 63 70765 SH DFND 1 70765 0 0 CERBERUS TELECOM ACQUISITION SHS CL A G2040C104 1573 158433 SH DFND 1 158433 0 0 CARNEY TECHNOLOGY ACQU CORP CL A COMMON STK 143636108 1334 137455 SH DFND 1 137455 0 0 CARNEY TECHNOLOGY ACQU CORP UNIT 12/10/2025 143636207 70 7093 SH DFND 1 7093 0 0 CARNEY TECHNOLOGY ACQU CORP *W EXP 11/30/202 143636116 9 9723 SH DFND 1 9723 0 0 CHURCHILL CAPITAL CORP VII COM CL A 17144M102 352 36205 SH DFND 1 36205 0 0 ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 160 15878 SH DFND 1 15878 0 0 DECARBONIZATION PLUS ACQU II COM CL A 242794105 618 62652 SH DFND 1 62652 0 0 DD3 ACQUISITION CORP II COM CL A 23318M100 833 84041 SH DFND 1 84041 0 0 D8 HOLDINGS CORP SHS CL A G2614K110 105 10575 SH DFND 1 10575 0 0 LGL SYS ACQUISITION CORP COM CL A 50201G106 3021 302486 SH DFND 1 302486 0 0 DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 5181 520728 SH DFND 1 520728 0 0 DRAGONEER GROWTH OPPORTUN CO COM CL A G28302100 1662 166947 SH DFND 1 166947 0 0 DRAGONEER GROWTH OPT CORP II CL A SHS G28315102 1603 160387 SH DFND 1 160387 0 0 DHB CAPITAL CORP UNIT 03/31/2028 23291W208 34 3447 SH DFND 1 3447 0 0 DHC ACQUISITION CORP UNIT 02/25/2026 G2758T125 170 16999 SH DFND 1 16999 0 0 DIAMONDHEAD HOLDINGS CORP CL A 25278L105 826 85221 SH DFND 1 85221 0 0 DIAMONDHEAD HOLDINGS CORP UNIT 01/21/2026 25278L204 249 25003 SH DFND 1 25003 0 0 DIAMONDHEAD HOLDINGS CORP *W EXP 01/28/202 25278L113 21 20155 SH DFND 1 20155 0 0 DILA CAPITAL ACQUISITION COR UNIT 99/99/9999 254028202 151 15000 SH DFND 1 15000 0 0 DISRUPTIVE ACQUISITION CORP UNIT 03/06/2026 G2770Y110 233 23376 SH DFND 1 23376 0 0 DEEP LAKE CAPITAL ACQUSTN CO CL A SHS G27029100 213 22088 SH DFND 1 22088 0 0 DEEP LAKE CAPITAL ACQUSTN CO UNIT 01/04/2026 G27029126 458 45278 SH DFND 1 45278 0 0 DIGITAL MEDIA SOLUTIONS INC *W EXP 07/15/202 25401G114 26 18552 SH DFND 1 18552 0 0 DMY TECHNOLOGY GROUP INC III COM CLASS A 233278100 125 11740 SH DFND 1 11740 0 0 DMY TECHNOLOGY GROUP INC IV UNIT 99/99/9999 23344K201 389 38870 SH DFND 1 38870 0 0 SOCIAL CAP SUVRETTA HLDS CRP CLASS A ORD SHS G8253T106 353 35000 SH DFND 1 35000 0 0 SOCIAL CAP SUVRETTA HLDS CRP CLASS A ORD SHS G8253U103 354 35000 SH DFND 1 35000 0 0 SOCIAL CAP SUVRETTA HLD CRPI CLASS A ORD SHS G8253W109 353 35000 SH DFND 1 35000 0 0 SOCIAL CAP SUVRETTA HLDS CP CLASS A ORD SHS G8253Y105 353 35000 SH DFND 1 35000 0 0 D AND Z MEDIA ACQUISITION CO COM CL A 23305Q106 1954 201265 SH DFND 1 201265 0 0 D AND Z MEDIA ACQUISITION CO UNIT 99/99/9999 23305Q205 11 1161 SH DFND 1 1161 0 0 D AND Z MEDIA ACQUISITION CO *W EXP 01/27/202 23305Q114 51 54341 SH DFND 1 54341 0 0 DUDDELL STREET ACQUISITN COR CL A G28553108 236 24430 SH DFND 1 24430 0 0 DUDDELL STREET ACQUISITN COR UNIT 10/21/2025 G28553124 49 4876 SH DFND 1 4876 0 0 DIGITAL TRANSFORMATN OPT COR UNIT 03/31/2028 25401K206 83 8456 SH DFND 1 8456 0 0 DUNE ACQUISITION CORP COM CL A 265334102 533 54499 SH DFND 1 54499 0 0 DUNE ACQUISITION CORP UNIT 10/29/2027 265334201 236 23324 SH DFND 1 23324 0 0 DUNE ACQUISITION CORP *W EXP 10/29/202 265334110 9 11319 SH DFND 1 11319 0 0 DELWINDS INS ACQUISITION COR COM CLS A 24803C102 1736 177325 SH DFND 1 177325 0 0 DELWINDS INS ACQUISITION COR UNIT 99/99/9999 24803C201 190 18801 SH DFND 1 18801 0 0 DELWINDS INS ACQUISITION COR *W EXP 08/01/202 24803C110 29 40498 SH DFND 1 40498 0 0 EDIFY ACQUISITION CORP CL A 28059Q103 819 84839 SH DFND 1 84839 0 0 EDIFY ACQUISITION CORP UNIT 11/25/2025 28059Q202 241 24313 SH DFND 1 24313 0 0 EDIFY ACQUISITION CORP *W EXP 11/25/202 28059Q111 21 30762 SH DFND 1 30762 0 0 EUROPEAN BIOTECH ACQUTN CORP UNIT 03/09/2026 G3167F110 39 3933 SH DFND 1 3933 0 0 EDTECHX HOLDINGS ACQU CORP I COM CL A 28139A102 1646 165812 SH DFND 1 165812 0 0 EDTECHX HOLDINGS ACQU CORP I UNIT 08/31/2027 28139A201 7 756 SH DFND 1 756 0 0 EDTECHX HOLDINGS ACQU CORP I *W EXP 06/15/202 28139A110 38 63441 SH DFND 1 63441 0 0 EJF ACQUISITION CORP UNIT 03/10/2026 G2955B117 122 12282 SH DFND 1 12282 0 0 890 5TH AVE PARTNERS INC COM CL A 28250A105 615 62429 SH DFND 1 62429 0 0 890 5TH AVE PARTNERS INC UNIT 01/12/2026 28250A204 207 20186 SH DFND 1 20186 0 0 890 5TH AVE PARTNERS INC *W EXP 01/12/202 28250A113 29 23557 SH DFND 1 23557 0 0 ECP ENVIRONMENTAL GW OPT COR UNIT 03/01/2026 26829T209 423 41735 SH DFND 1 41735 0 0 EXECUTIVE NETWORK PARTNERING CL A 30158L100 5435 558102 SH DFND 1 558102 0 0 EXECUTIVE NETWORK PARTNERING UNIT 99/99/9999 30158L209 249 25003 SH DFND 1 25003 0 0 EXECUTIVE NETWORK PARTNERING *W EXP 09/25/202 30158L118 28 28584 SH DFND 1 28584 0 0 ENVIRONMENTAL IMPACT ACQU CO COM CL A 29408N106 179 18252 SH DFND 1 18252 0 0 ELLIOTT OPPORTUNITY II CORP UNIT 99/99/9999 G30092129 500 50000 SH DFND 1 50000 0 0 EPIPHANY TECHNOLOGY ACQUISIT COM CL A 29429X109 777 79917 SH DFND 1 79917 0 0 EPIPHANY TECHNOLOGY ACQUISIT UNIT 99/99/9999 29429X208 251 25002 SH DFND 1 25002 0 0 EPIPHANY TECHNOLOGY ACQUISIT *W EXP 01/12/202 29429X117 13 11994 SH DFND 1 11994 0 0 EMPOWERMENT & INCLUSION CAPI COM CL A 29248N100 2552 261024 SH DFND 1 261024 0 0 EMPOWERMENT & INCLUSION CAPI *W EXP 01/12/202 29248N118 79 107992 SH DFND 1 107992 0 0 EQUITY DISTR ACQUISITION COR COM CL A 29465E106 20 2064 SH DFND 1 2064 0 0 EQ HEALTH ACQUISITION CORP COM CL A 26886A101 1268 131282 SH DFND 1 131282 0 0 EQ HEALTH ACQUISITION CORP UNIT 02/02/2028 26886A200 256 25685 SH DFND 1 25685 0 0 EQ HEALTH ACQUISITION CORP *W EXP 02/02/202 26886A119 31 44275 SH DFND 1 44275 0 0 EAST RES ACQUISITION CO COM CL A 274681105 310 31804 SH DFND 1 31804 0 0 ESM ACQUISITION CORPORATION SHS CL A G3195H104 517 53391 SH DFND 1 53391 0 0 ESM ACQUISITION CORPORATION UNIT 99/99/9999 G3195H120 257 25791 SH DFND 1 25791 0 0 ESM ACQUISITION CORPORATION *W EXP 02/02/202 G3195H112 17 17797 SH DFND 1 17797 0 0 EAST STONE ACQUISITION CORP RIGHT 02/24/2027 G2911D132 19 52251 SH DFND 1 52251 0 0 E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 3138 321520 SH DFND 1 321520 0 0 EUCRATES BIOMEDICAL ACQU COR SHS G3141W106 615 62526 SH DFND 1 62526 0 0 EUROPEAN SUSTAINABLE GROWTH CL A SHS G3194F109 44 4579 SH DFND 1 4579 0 0 EUROPEAN SUSTAINABLE GROWTH UNIT 01/18/2024 G3194F125 56 5580 SH DFND 1 5580 0 0 EVO ACQUISITION CORP COM CL A 30052G108 736 75926 SH DFND 1 75926 0 0 EVO ACQUISITION CORP UNIT 99/99/9999 30052G207 265 26376 SH DFND 1 26376 0 0 EVO ACQUISITION CORP *W EXP 01/04/202 30052G116 22 35899 SH DFND 1 35899 0 0 FREEDOM ACQUISITION I CORP UNIT 99/99/9999 G3663X102 84 8485 SH DFND 1 8485 0 0 FORTRESS CAPITAL ACQUISITION UNIT 99/99/9999 G36427113 695 69389 SH DFND 1 69389 0 0 MARLIN TECHNOLOGY CORP CL A SHS G58411102 1645 170012 SH DFND 1 170012 0 0 MARLIN TECHNOLOGY CORP UNIT 99/99/9999 G58411128 35 3489 SH DFND 1 3489 0 0 MARLIN TECHNOLOGY CORP *W EXP 01/12/202 G58411110 37 32066 SH DFND 1 32066 0 0 FRAZIER LIFESCIENCES ACQU CO UNIT 12/09/2025 G3710A121 7 788 SH DFND 1 788 0 0 FLAME ACQUISITION CORP COM CL A 33850F108 1058 109624 SH DFND 1 109624 0 0 FLAME ACQUISITION CORP UNIT 99/99/9999 33850F207 162 16056 SH DFND 1 16056 0 0 FLAME ACQUISITION CORP *W EXP 02/26/202 33850F116 58 54812 SH DFND 1 54812 0 0 FIRSTMARK HORIZON ACQUISITIO CL A COM 33765Y101 1394 140427 SH DFND 1 140427 0 0 FORESIGHT ACQUISITION CORP CL A 34552Y106 1151 116397 SH DFND 1 116397 0 0 FORESIGHT ACQUISITION CORP *W EXP 01/29/202 34552Y114 75 54061 SH DFND 1 54061 0 0 FAR PEAK ACQUISITION CORP SHS CL A G3312L103 279 28080 SH DFND 1 28080 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 429 193093 SH DFND 1 193093 0 0 FRONTIER ACQUISITION CORP UNIT 03/01/2026 G36826116 1 163 SH DFND 1 163 0 0 PWP FORWARD ACQUISITION CORP UNIT 03/10/2026 74709Q200 161 16185 SH DFND 1 16185 0 0 FS DEVELOPMENT CORP II COM CL A 30318F100 82 8228 SH DFND 1 8228 0 0 FUSION ACQUISITION CORP II COM CL A 36118N102 1248 129096 SH DFND 1 129096 0 0 FUSION ACQUISITION CORP II UNIT 02/29/2028 36118N201 249 25001 SH DFND 1 25001 0 0 FUSION ACQUISITION CORP II *W EXP 02/29/202 36118N110 42 43032 SH DFND 1 43032 0 0 FINSERV ACQUISITION CORP II UNIT 02/17/2026 31809Y202 43 4305 SH DFND 1 4305 0 0 FORTISTAR SUSTAINABLE SOL CO COM CL A 34962M106 113 11703 SH DFND 1 11703 0 0 FORTISTAR SUSTAINABLE SOL CO UNIT 01/14/2026 34962M205 82 8049 SH DFND 1 8049 0 0 FTAC ATHENA ACQUISITION CORP UNIT 99/99/9999 G37283127 67 6571 SH DFND 1 6571 0 0 FINTECH EVOLUTION ACQUIS GRO UNIT 99/99/9999 G3R19A112 91 9121 SH DFND 1 9121 0 0 FUSION ACQUISITION CORP CL A 36118H105 361 36288 SH DFND 1 36288 0 0 5 01 ACQUISITION CORP COM CL A 33836P105 95 9624 SH DFND 1 9624 0 0 FORTRESS VALUE ACQUISI CORP COM CL A 34964K108 513 52352 SH DFND 1 52352 0 0 FORTRESS VALUE ACQUISI CORP UNIT 03/31/2028 34964K207 244 24406 SH DFND 1 24406 0 0 FORTRESS VALUE ACQUISI CORP *W EXP 03/18/202 34964K116 8 6544 SH DFND 1 6544 0 0 FORTRESS VALUE ACQUIS CORP I UNIT 12/31/2027 34964G206 271 27241 SH DFND 1 27241 0 0 FIFTH WALL ACQUISITN CORP II CLASS A ORD SHS G34142102 1989 200000 SH DFND 1 200000 0 0 GLOBAL CONSUMER ACQUISITN CO UNIT 05/21/2026 37892B207 1998 200000 SH DFND 1 200000 0 0 GOLDEN ARROW MERGER CORP UNIT 07/31/2026 380799205 262 26455 SH DFND 1 26455 0 0 G&P ACQUISITION CORP UNIT 02/28/2028 36146G202 31 3139 SH DFND 1 3139 0 0 GROWTH CAP ACQUISITION CORP CL A 39986V107 2807 289473 SH DFND 1 289473 0 0 GROWTH CAP ACQUISITION CORP UNIT 06/01/2027 39986V206 29 2925 SH DFND 1 2925 0 0 GROWTH CAP ACQUISITION CORP *W EXP 06/01/202 39986V115 82 133058 SH DFND 1 133058 0 0 GLENFARNE MERGER CORP CLASS A COM 378579106 2114 219087 SH DFND 1 219087 0 0 GLENFARNE MERGER CORP UNIT 03/17/2026 378579205 52 5285 SH DFND 1 5285 0 0 GLENFARNE MERGER CORP *W EXP 03/17/202 378579114 79 73029 SH DFND 1 73029 0 0 GORES GUGGENHEIM INC CLASS A COM 38286Q107 75 7704 SH DFND 1 7704 0 0 GAMING & HOSPITALITY ACQU CO COM CL A 364681106 1981 204021 SH DFND 1 204021 0 0 GAMING & HOSPITALITY ACQU CO UNIT 02/04/2028 364681205 65 6580 SH DFND 1 6580 0 0 GAMING & HOSPITALITY ACQU CO *W EXP 02/04/202 364681114 61 58842 SH DFND 1 58842 0 0 GIGCAPITAL4 INC COM 37518G101 853 86604 SH DFND 1 86604 0 0 GIGCAPITAL4 INC UNIT 99/99/9999 37518G200 255 25001 SH DFND 1 25001 0 0 GIGCAPITAL4 INC *W EXP 02/08/202 37518G119 32 28868 SH DFND 1 28868 0 0 GORES HLDGS VIII INC UNIT 02/01/2028 382863207 222 22321 SH DFND 1 22321 0 0 CARTESIAN GROWTH CORP CL A SHS G19276107 771 79872 SH DFND 1 79872 0 0 CARTESIAN GROWTH CORP UNIT 02/26/2028 G19276123 249 25003 SH DFND 1 25003 0 0 CARTESIAN GROWTH CORP *W EXP 02/26/202 G19276115 22 26624 SH DFND 1 26624 0 0 GALILEO ACQUISITION CORP SHS G3770A102 1227 122788 SH DFND 1 122788 0 0 GLASS HOUSES ACQUISITION COR UNIT 03/25/2028 37714P202 7 781 SH DFND 1 781 0 0 QUEENS GAMBIT GROWTH CAPITAL CL A SHS G7315C101 125 12917 SH DFND 1 12917 0 0 QUEENS GAMBIT GROWTH CAPITAL UNIT 01/19/2026 G7315C127 157 15684 SH DFND 1 15684 0 0 GROUP NINE ACQUISITION CORP COM CL A 39947R104 900 92081 SH DFND 1 92081 0 0 GROUP NINE ACQUISITION CORP UNIT 01/15/2026 39947R203 347 34573 SH DFND 1 34573 0 0 GO ACQUISITION CORP COM 362019101 35 3582 SH DFND 1 3582 0 0 GO ACQUISITION CORP UNIT 08/31/2027 362019200 4 412 SH DFND 1 412 0 0 GLOBAL PARTNER ACQISTN CORP CL A SHS G3934P102 667 68388 SH DFND 1 68388 0 0 GLOBAL PARTNER ACQISTN CORP UNIT 01/06/2026 G3934P110 247 25004 SH DFND 1 25004 0 0 GLOBAL PARTNER ACQISTN CORP *W EXP 01/14/202 G3934P128 8 8172 SH DFND 1 8172 0 0 GREENCITY ACQUISITION CORP COM G4086B107 965 95519 SH DFND 1 95519 0 0 GREENCITY ACQUISITION CORP UNIT 04/30/2026 G4086B115 32 3085 SH DFND 1 3085 0 0 GREENCITY ACQUISITION CORP *W EXP 04/28/202 G4086B123 31 87797 SH DFND 1 87797 0 0 GORES HLDGS V INC COM CL A 382864106 246 24384 SH DFND 1 24384 0 0 GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 488 46950 SH DFND 1 46950 0 0 GLOBAL SYNERGY ACQUISIT CORP CL A SHS G3934J106 659 67953 SH DFND 1 67953 0 0 GLOBAL SYNERGY ACQUISIT CORP UNIT 01/01/2024 G3934J114 259 25645 SH DFND 1 25645 0 0 GLOBAL SYNERGY ACQUISIT CORP *W EXP 99/99/999 G3934J122 18 23769 SH DFND 1 23769 0 0 GORES HOLDINGS VII INC COM CL A 38286T101 1814 183248 SH DFND 1 183248 0 0 GORES HOLDINGS VII INC UNIT 02/12/2028 38286T200 36 3681 SH DFND 1 3681 0 0 GORES HOLDINGS VII INC *W EXP 02/25/202 38286T119 31 22906 SH DFND 1 22906 0 0 GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 31 224400 SH DFND 1 224400 0 0 GORES TECHNOLOGY PARTNERS IN CLASS A COM 382870103 1104 109945 SH DFND 1 109945 0 0 GORES TECHNOLOGY PARTNERS IN UNIT 03/16/2028 382870202 251 25000 SH DFND 1 25000 0 0 GORES TECHNOLOGY PARTNERS IN *W EXP 03/16/202 382870111 27 21989 SH DFND 1 21989 0 0 GORES TECHNOLOGY PARTNERS II CLASS A COM 38287L107 806 81010 SH DFND 1 81010 0 0 GORES TECHNOLOGY PARTNERS II UNIT 03/16/2028 38287L206 144 13994 SH DFND 1 13994 0 0 GORES TECHNOLOGY PARTNERS II *W EXP 03/16/202 38287L115 29 16202 SH DFND 1 16202 0 0 GOOD WORKS ACQUISITION CORP COM 38216X107 876 88107 SH DFND 1 88107 0 0 GX ACQUISITION CORP II UNIT 03/17/2026 36260F204 41 4145 SH DFND 1 4145 0 0 HEALTH ASSURN ACQUISITION CO COM CL A 42226W109 50 5000 SH DFND 1 5000 0 0 HEALTHCOR CATALIO ACQU CORP CL A SHS G44125105 88 8975 SH DFND 1 8975 0 0 HEALTHCARE SERVICES ACQU COR COM CL A 42227K104 991 102465 SH DFND 1 102465 0 0 HEALTHCARE SERVICES ACQU COR UNIT 11/18/2023 42227K203 159 15868 SH DFND 1 15868 0 0 HEALTHCARE CAPITAL CORP COM CL A 42228C101 1758 182178 SH DFND 1 182178 0 0 HEALTHCARE CAPITAL CORP UNIT 12/31/2025 42228C200 49 5001 SH DFND 1 5001 0 0 HEALTHCARE CAPITAL CORP *W EXP 12/31/202 42228C119 53 73759 SH DFND 1 73759 0 0 HENNESSY CAPITAL INVS CORP V COM CL A 42589T107 48 4775 SH DFND 1 4775 0 0 HUDSON EXECUTIVE INVS CORP I COM CL A 443760103 20 2096 SH DFND 1 2096 0 0 HUDSON EXECUTIVE INVS CORP I UNIT 01/31/2027 443760202 292 29337 SH DFND 1 29337 0 0 FTAC HERA ACQUISITION CORP CLASS A ORD SHS G3728Y103 56 5823 SH DFND 1 5823 0 0 HH&L ACQUISITION CO SHS CL A G39714103 46 4755 SH DFND 1 4755 0 0 HH&L ACQUISITION CO UNIT 99/99/9999 G39714111 151 15030 SH DFND 1 15030 0 0 H I G ACQUISITION CORP COM CL A G44898107 140 14469 SH DFND 1 14469 0 0 H I G ACQUISITION CORP UNIT 99/99/9999 G44898115 2 275 SH DFND 1 275 0 0 HUDSON EXECUTIVE INVES III UNIT 02/22/2026 44376L206 473 47420 SH DFND 1 47420 0 0 HAMILTON LANE ALLIANCE HLDGS COM CL A 40749M103 784 80456 SH DFND 1 80456 0 0 HAMILTON LANE ALLIANCE HLDGS UNIT 99/99/9999 40749M202 251 25000 SH DFND 1 25000 0 0 HAMILTON LANE ALLIANCE HLDGS *W EXP 01/12/202 40749M111 22 25053 SH DFND 1 25053 0 0 HUMANCO ACQUISITION CORP COM CL A 44487N109 835 85573 SH DFND 1 85573 0 0 HPX CORP SHS CL A G32219100 293 29800 SH DFND 1 29800 0 0 HEALTH SCIENCES ACQ CORP 2 ORD SHS G4411D109 174 17087 SH DFND 1 17087 0 0 HIGHLAND TRANSCEND PARTNERS COM CL A G44690108 3118 320498 SH DFND 1 320498 0 0 HIGHLAND TRANSCEND PARTNERS UNIT 99/99/9999 G44690116 6 688 SH DFND 1 688 0 0 HIGHLAND TRANSCEND PARTNERS *W EXP 99/99/999 G44690124 47 42816 SH DFND 1 42816 0 0 USHG ACQUISITION CORP UNIT 99/99/9999 91748P209 32 3247 SH DFND 1 3247 0 0 HAYMAKER ACQUISITION CORP II UNIT 03/01/2026 42087R207 233 23247 SH DFND 1 23247 0 0 HORIZON ACQUISITION CORP COM CL A G46049105 465 46782 SH DFND 1 46782 0 0 HORIZON ACQUISITION CORPORAT SHS CL A G46044106 1994 204159 SH DFND 1 204159 0 0 ION ACQUISITION CORP 2 LTD SHS CL A G49393104 197 20000 SH DFND 1 20000 0 0 ION ACQUISITION CORP 3 LTD SHS CL A G4940J114 98 10000 SH DFND 1 10000 0 0 IBERE PHARMACEUTICALS UNIT 99/99/9999 G46843127 81 8112 SH DFND 1 8112 0 0 IG ACQUISITION CORP COM CL A 449534106 2049 210419 SH DFND 1 210419 0 0 INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 113 111990 SH DFND 1 111990 0 0 IGNYTE ACQUISITION CORP COM 45175H106 44 4624 SH DFND 1 4624 0 0 IGNYTE ACQUISITION CORP UNIT 01/05/2026 45175H205 467 46632 SH DFND 1 46632 0 0 INVESTINDUSTRIAL ACQUISITION SHS CL A G4771L105 981 100592 SH DFND 1 100592 0 0 INVESTINDUSTRIAL ACQUISITION UNIT 99/99/9999 G4771L121 8 888 SH DFND 1 888 0 0 INSU ACQUISITION CORP III COM CL A 457817104 323 33361 SH DFND 1 33361 0 0 AEA-BRIDGES IMPACT CORP SHS CL A G01046104 241 24754 SH DFND 1 24754 0 0 AEA-BRIDGES IMPACT CORP UNIT 99/99/9999 G01046120 16 1601 SH DFND 1 1601 0 0 KLUDEIN I ACQUISITION CORP CL A 49878L109 950 97259 SH DFND 1 97259 0 0 KLUDEIN I ACQUISITION CORP UNIT 99/99/9999 49878L208 252 25001 SH DFND 1 25001 0 0 KLUDEIN I ACQUISITION CORP *W EXP 07/08/202 49878L117 24 33209 SH DFND 1 33209 0 0 INTERPRIVATE II ACQUISITION UNIT 99/99/9999 46064Q207 6 688 SH DFND 1 688 0 0 ISLEWORTH HEALTHCARE ACQU CO COM 46468P102 1457 148694 SH DFND 1 148694 0 0 ISOS ACQUISITION CORPORATION UNIT 99/99/9999 G4962C120 37 3661 SH DFND 1 3661 0 0 INDUSTRIAL TECH ACQU INC COM CL A 456357102 476 47575 SH DFND 1 47575 0 0 INDUSTRIAL TECH ACQU INC *W EXP 08/06/202 456357110 31 28815 SH DFND 1 28815 0 0 ITHAX ACQUISITION CORP CL A SHS G49775102 1104 113637 SH DFND 1 113637 0 0 ITHAX ACQUISITION CORP UNIT 12/31/2027 G49775110 247 24800 SH DFND 1 24800 0 0 ITHAX ACQUISITION CORP *W EXP 02/01/202 G49775128 33 49537 SH DFND 1 49537 0 0 ITIQUIRA ACQUISITION CORP CL A SHS G49773107 50 5252 SH DFND 1 5252 0 0 ITIQUIRA ACQUISITION CORP UNIT 02/03/2026 G49773123 331 33126 SH DFND 1 33126 0 0 IVANHOE CAPITAL ACQUISTIN CO COM CL A G4R87P114 2447 240674 SH DFND 1 240674 0 0 JACK CREEK INVESTMENT CORP CL A SHS G4989X115 927 96346 SH DFND 1 96346 0 0 JACK CREEK INVESTMENT CORP UNIT 10/01/2023 G4989X107 251 25001 SH DFND 1 25001 0 0 JACK CREEK INVESTMENT CORP *W EXP 10/01/202 G4989X123 22 28077 SH DFND 1 28077 0 0 JOFF FINTECH ACQUISITION COR COM CL A 46592C100 2344 242694 SH DFND 1 242694 0 0 JOFF FINTECH ACQUISITION COR UNIT 02/03/2026 46592C209 74 7453 SH DFND 1 7453 0 0 JOFF FINTECH ACQUISITION COR *W EXP 02/04/202 46592C118 81 79508 SH DFND 1 79508 0 0 JAWS JUGGERNAUT ACQUISITN CO UNIT 06/17/2026 G50735128 754 75000 SH DFND 1 75000 0 0 JAWS MUSTANG ACQUISITION COR SHS CL A G50737108 841 86196 SH DFND 1 86196 0 0 JAWS MUSTANG ACQUISITION COR UNIT 99/99/9999 G50737116 251 25003 SH DFND 1 25003 0 0 JAWS MUSTANG ACQUISITION COR *W EXP 01/30/202 G50737124 21 17065 SH DFND 1 17065 0 0 JIYA ACQUISITION CORP COM CL A 47760M102 996 100261 SH DFND 1 100261 0 0 KISMET ACQUISITION TWO CORP CL A SHS G52807107 40 4198 SH DFND 1 4198 0 0 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 321 32335 SH DFND 1 32335 0 0 KAIROS ACQUISITION CORP CL A SHS G52110114 1947 200793 SH DFND 1 200793 0 0 KAIROS ACQUISITION CORP UNIT 99/99/9999 G52110122 84 8431 SH DFND 1 8431 0 0 KAIROS ACQUISITION CORP *W EXP 11/30/202 G52110106 74 94030 SH DFND 1 94030 0 0 KISMET ACQUISITION THREE COR CL A SHARES G5276C110 493 51012 SH DFND 1 51012 0 0 KISMET ACQUISITION THREE COR UNIT 99/99/9999 G5276C128 235 23586 SH DFND 1 23586 0 0 KISMET ACQUISITION THREE COR *W EXP 06/30/202 G5276C102 13 17004 SH DFND 1 17004 0 0 KL ACQUISITION CORP COM CL A 49837C109 1656 170737 SH DFND 1 170737 0 0 KL ACQUISITION CORP UNIT 99/99/9999 49837C208 59 5935 SH DFND 1 5935 0 0 KL ACQUISITION CORP *W EXP 01/12/202 49837C117 38 40553 SH DFND 1 40553 0 0 KERNEL GROUP HOLDINGS INC CL A SHS G5259L103 839 86471 SH DFND 1 86471 0 0 KERNEL GROUP HOLDINGS INC UNIT 99/99/9999 G5259L111 149 14592 SH DFND 1 14592 0 0 KERNEL GROUP HOLDINGS INC *W EXP 02/02/202 G5259L129 43 41495 SH DFND 1 41495 0 0 KADEM SUSTAINABLE IMPACT COR UNIT 03/17/2026 48284E204 286 28667 SH DFND 1 28667 0 0 KISMET ACQUISITION ONE CORP SHS G52753103 933 94235 SH DFND 1 94235 0 0 ALKURI GLOBAL ACQUISITION CO COM CL A 66981N103 504 50996 SH DFND 1 50996 0 0 ALKURI GLOBAL ACQUISITION CO UNIT 01/01/2028 66981N202 256 25002 SH DFND 1 25002 0 0 ALKURI GLOBAL ACQUISITION CO *W EXP 02/09/202 66981N111 21 14766 SH DFND 1 14766 0 0 KHOSLA VENTURES ACQUISITION CL A 482504107 3048 308230 SH DFND 1 308230 0 0 KHOSLA VENTURES ACQUSTN CO I COM CL A 482505104 549 55300 SH DFND 1 55300 0 0 KHOSLA VENTURES ACQUT CO III COM CL A 482506102 1579 160000 SH DFND 1 160000 0 0 KINGSWOOD ACQUISITION CORP COM CL A 496861105 106 10601 SH DFND 1 10601 0 0 KINGSWOOD ACQUISITION CORP UNIT 99/99/9999 496861204 182 17334 SH DFND 1 17334 0 0 LAKESHORE ACQUISITION I CORP UNIT 06/04/2026 G53521129 511 50000 SH DFND 1 50000 0 0 UNION ACQUISITION CORP II SHS G9402Q100 209 20807 SH DFND 1 20807 0 0 UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 42 46494 SH DFND 1 46494 0 0 LIONHEART ACQUISITION CORP I COM CL A 53625R104 980 99340 SH DFND 1 99340 0 0 LIONHEART ACQUISITION CORP I UNIT 08/13/2025 53625R203 4 412 SH DFND 1 412 0 0 LDH GROWTH CORP I UNIT 03/17/2026 G54094118 46 4668 SH DFND 1 4668 0 0 LEAD EDGE GROWTH OPRTUNTS LT UNIT 04/01/2026 G54085124 671 67129 SH DFND 1 67129 0 0 LEFTERIS ACQUISITION CORP COM CL A 52470X109 202 20813 SH DFND 1 20813 0 0 LEFTERIS ACQUISITION CORP UNIT 11/01/2023 52470X208 26 2581 SH DFND 1 2581 0 0 LAZARD GROWTH ACQUISITION CO SHS G54035103 932 95370 SH DFND 1 95370 0 0 LAZARD GROWTH ACQUISITION CO UNIT 99/99/9999 G54035129 249 25000 SH DFND 1 25000 0 0 LAZARD GROWTH ACQUISITION CO *W EXP 02/10/202 G54035111 21 18857 SH DFND 1 18857 0 0 LEO HLDGS CORP II COM CL A G5463R102 3468 357038 SH DFND 1 357038 0 0 LEO HLDGS CORP II UNIT 99/99/9999 G5463R110 19 1927 SH DFND 1 1927 0 0 LEO HLDGS CORP II *W EXP 01/07/202 G5463R128 65 67568 SH DFND 1 67568 0 0 LEO HOLDINGS III CORP SHS CL A G5463T108 697 70630 SH DFND 1 70630 0 0 LEO HOLDINGS III CORP UNIT 99/99/9999 G5463T116 210 20873 SH DFND 1 20873 0 0 LEO HOLDINGS III CORP *W EXP 03/02/202 G5463T124 16 14126 SH DFND 1 14126 0 0 LIV CAP ACQUISITION CORP CL A G5510C108 1662 166294 SH DFND 1 166294 0 0 LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 66 6149 SH DFND 1 6149 0 0 LIV CAP ACQUISITION CORP *W EXP 12/13/202 G5510C116 62 66077 SH DFND 1 66077 0 0 LIGHTJUMP ACQUISITION CORP COM 53228M106 56 5831 SH DFND 1 5831 0 0 LIGHTJUMP ACQUISITION CORP UNIT 01/06/2026 53228M205 334 33071 SH DFND 1 33071 0 0 LMF ACQUISITION OPPORTUNIT I CL A COM 502015100 872 88076 SH DFND 1 88076 0 0 LMF ACQUISITION OPPORTUNIT I UNIT 99/99/9999 502015209 258 25000 SH DFND 1 25000 0 0 LMF ACQUISITION OPPORTUNIT I *W EXP 01/26/202 502015118 41 83748 SH DFND 1 83748 0 0 LIVE OAK MOBILITY ACQUISI CO COM CL A 538126103 770 78640 SH DFND 1 78640 0 0 LIVE OAK MOBILITY ACQUISI CO UNIT 03/01/2028 538126202 209 20875 SH DFND 1 20875 0 0 LIVE OAK MOBILITY ACQUISI CO *W EXP 03/04/202 538126111 23 15728 SH DFND 1 15728 0 0 LIFESCI ACQUISITION II CORP COM 53229E103 1028 102802 SH DFND 1 102802 0 0 LOCUST WALK ACQUISITION CORP COM CL A 54015L103 460 46608 SH DFND 1 46608 0 0 LOCUST WALK ACQUISITION CORP UNIT 12/31/2025 54015L301 254 25001 SH DFND 1 25001 0 0 LOCUST WALK ACQUISITION CORP *W EXP 12/31/202 54015L111 1 1864 SH DFND 1 1864 0 0 MONTES ARCHIMEDES ACQUISITIO COM CL A 612657106 825 83470 SH DFND 1 83470 0 0 MORINGA ACQUISITION CORP CL A SHS G6S23K108 88 9186 SH DFND 1 9186 0 0 MORINGA ACQUISITION CORP UNIT 02/16/2026 G6S23K116 567 56951 SH DFND 1 56951 0 0 MISSION ADVANCEMENT CORP UNIT 99/99/9999 60501L200 14 1409 SH DFND 1 1409 0 0 MCAP ACQUISITION CORP COM CL A 55282T109 3232 335979 SH DFND 1 335979 0 0 MCAP ACQUISITION CORP UNIT 02/18/2030 55282T208 63 6351 SH DFND 1 6351 0 0 MCAP ACQUISITION CORP *W EXP 03/02/202 55282T117 97 91993 SH DFND 1 91993 0 0 MALLARD ACQUISITION CORP COM 561204108 78 7837 SH DFND 1 7837 0 0 MOUNTAIN CREST ACQUSTN CORP COM 62402D105 9 951 SH DFND 1 951 0 0 MOUNTAIN CREST ACQUSTN CORP UNIT 99/99/9999 62402D204 40 3774 SH DFND 1 3774 0 0 MOUNTAIN CREST ACQUSITN CRP UNIT 06/29/2026 62403K207 1340 135000 SH DFND 1 135000 0 0 MERIDA MERGER CORP I COM 58953M106 571 57481 SH DFND 1 57481 0 0 MDH ACQUISITION CORP COM CL A 55283P106 19 2064 SH DFND 1 2064 0 0 MDH ACQUISITION CORP UNIT 99/99/9999 55283P205 297 29733 SH DFND 1 29733 0 0 MASON INDUSTRIAL TECHNOLGY I COM CL A 57520Y106 94 9821 SH DFND 1 9821 0 0 MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 719 71411 SH DFND 1 71411 0 0 MALACCA STRAITS ACQUISITION COM CL A G5859B117 310 31381 SH DFND 1 31381 0 0 MALACCA STRAITS ACQUISITION UNIT 99/99/9999 G5859B125 16 1617 SH DFND 1 1617 0 0 MONUMENT CIRCLE ACQUISITN CO COM CL A 61531M101 1017 105020 SH DFND 1 105020 0 0 MONUMENT CIRCLE ACQUISITN CO UNIT 01/14/2026 61531M200 244 24400 SH DFND 1 24400 0 0 MONUMENT CIRCLE ACQUISITN CO *W EXP 01/14/202 61531M119 23 32131 SH DFND 1 32131 0 0 MOTION ACQUISITION CORP COM CL A 61980M107 992 99897 SH DFND 1 99897 0 0 MEDICUS SCIENCES ACQUISITION CL A SHS G5960S108 47 4916 SH DFND 1 4916 0 0 NORTH ATLANTIC ACQUISITN COR CL A SHS G66139109 1676 172526 SH DFND 1 172526 0 0 NORTH ATLANTIC ACQUISITN COR UNIT 10/20/2025 G66139117 21 2097 SH DFND 1 2097 0 0 NORTH ATLANTIC ACQUISITN COR *W EXP 10/20/202 G66139125 29 28526 SH DFND 1 28526 0 0 NEW BEGINNINGS ACQUISITION C COM 64222H100 7 726 SH DFND 1 726 0 0 NEW BEGINNINGS ACQUISITION C UNIT 99/99/9999 64222H209 5 523 SH DFND 1 523 0 0 NEWBURY STREET ACQUISITN COR COM 65101L104 1144 118756 SH DFND 1 118756 0 0 NEWBURY STREET ACQUISITN COR UNIT 04/30/2028 65101L203 249 25000 SH DFND 1 25000 0 0 NEWBURY STREET ACQUISITN COR *W EXP 04/30/202 65101L112 44 59378 SH DFND 1 59378 0 0 NIGHTDRAGON ACQUISITION CORP UNIT 02/26/20266 65413D204 422 42020 SH DFND 1 42020 0 0 NEBULA CARAVEL ACQUISITION C COM CL A 629070103 1621 162315 SH DFND 1 162315 0 0 NORTHERN GENESIS ACQUISITION COMMON STOCK 66516U101 922 92736 SH DFND 1 92736 0 0 NEXTGEN ACQUISITION CORP CL A G65305107 2 210 SH DFND 1 210 0 0 NORTH MOUNTAIN MERGER CORP COM CL A 661204107 55 5718 SH DFND 1 5718 0 0 NORTH MOUNTAIN MERGER CORP UNIT 09/16/2025 661204206 2 200 SH DFND 1 200 0 0 NOBLE ROCK ACQUISITION CORP CL A SHS G6546R101 560 57994 SH DFND 1 57994 0 0 NOBLE ROCK ACQUISITION CORP UNIT 01/31/2028 G6546R127 243 24315 SH DFND 1 24315 0 0 NOBLE ROCK ACQUISITION CORP *W EXP 01/31/202 G6546R119 14 16742 SH DFND 1 16742 0 0 NAVSIGHT HLDGS INC CL A 639358100 1117 111978 SH DFND 1 111978 0 0 NORTHERN STAR INVEST CORP II UNIT 02/25/2028 66574L209 23 2330 SH DFND 1 2330 0 0 NORTHERN STAR INVEST CORP IV UNIT 02/25/2028 66575B200 55 5517 SH DFND 1 5517 0 0 NEW VISTA ACQUISITION CORP CL A SHS G6529L105 45 4686 SH DFND 1 4686 0 0 NEW VISTA ACQUISITION CORP UNIT 02/01/2026 G6529L113 26 2669 SH DFND 1 2669 0 0 NOVUS CAPITAL CORPORATION II UNIT 99/99/9999 67012W203 585 57863 SH DFND 1 57863 0 0 OAKTREE ACQUISITION CORP II CL A SHS G6715X103 805 81494 SH DFND 1 81494 0 0 OAKTREE ACQUISITION CORP II UNIT 09/15/2027 G6715X129 2 200 SH DFND 1 200 0 0 OMNICHANNEL ACQUISITION CORP COM CL A 68218L108 748 76117 SH DFND 1 76117 0 0 OMNICHANNEL ACQUISITION CORP UNIT 99/99/9999 68218L207 108 10546 SH DFND 1 10546 0 0 OCA ACQUISITION CORP COM CL A 670865104 13 1408 SH DFND 1 1408 0 0 OCA ACQUISITION CORP UNIT 01/14/2026 670865203 338 33399 SH DFND 1 33399 0 0 ONE EQUITY PARTNERS OPEN WTR CL A 68237L105 879 90643 SH DFND 1 90643 0 0 ONE EQUITY PARTNERS OPEN WTR UNIT 01/14/2026 68237L204 243 24315 SH DFND 1 24315 0 0 ONE EQUITY PARTNERS OPEN WTR *W EXP 01/14/202 68237L113 14 16272 SH DFND 1 16272 0 0 ORION ACQUISITION CORP UNIT 02/19/2026 68626A207 309 31170 SH DFND 1 31170 0 0 MAGNUM OPUS ACQUISITION LTD UNIT 06/03/2026 G5S70A120 30 3007 SH DFND 1 3007 0 0 OYSTER ENTERPRISES ACQ CORP COM CL A 69242M104 2252 232894 SH DFND 1 232894 0 0 OYSTER ENTERPRISES ACQ CORP UNIT 01/20/2026 69242M203 36 3625 SH DFND 1 3625 0 0 OYSTER ENTERPRISES ACQ CORP *W EXP 01/20/202 69242M112 63 90608 SH DFND 1 90608 0 0 OTR ACQUISITION CORP COM CL A 67113Q105 90 8998 SH DFND 1 8998 0 0 OTR ACQUISITION CORP UNIT 10/01/2025 67113Q204 23 2229 SH DFND 1 2229 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 220 22205 SH DFND 1 22205 0 0 PIONEER MERGER CORP UNIT 99/99/9999 G7S24C129 278 26709 SH DFND 1 26709 0 0 PETRA ACQUISITION INC COM 716421102 62 6256 SH DFND 1 6256 0 0 PETRA ACQUISITION INC UNIT 05/25/2027 716421201 82 7599 SH DFND 1 7599 0 0 PROVIDENT ACQUISITION CORP CL A G7282L100 24 2523 SH DFND 1 2523 0 0 PROVIDENT ACQUISITION CORP UNIT 99/99/9999 G7282L118 91 9106 SH DFND 1 9106 0 0 PERIPHAS CAPITAL PARTNERING COM CL A 713895100 182 7453 SH DFND 1 7453 0 0 PERIDOT ACQUISITION CORP II UNIT 99/99/9999 G7008B113 158 15830 SH DFND 1 15830 0 0 PATHFINDER ACQUISITION CORP CL A G04119106 812 83370 SH DFND 1 83370 0 0 PATHFINDER ACQUISITION CORP UNIT 02/17/2026 G04119114 248 25001 SH DFND 1 25001 0 0 PATHFINDER ACQUISITION CORP *W EXP 02/19/202 G04119122 17 16674 SH DFND 1 16674 0 0 PROGRESS ACQUISITION CORP COM CL A 74327P105 2645 271872 SH DFND 1 271872 0 0 PROGRESS ACQUISITION CORP UNIT 12/25/2025 74327P204 250 24991 SH DFND 1 24991 0 0 PROGRESS ACQUISITION CORP *W EXP 11/11/202 74327P113 24 34631 SH DFND 1 34631 0 0 POPULATION HEALTH INVS CO IN SHS CL A G71716107 1455 148367 SH DFND 1 148367 0 0 PRIME IMPACT ACQUISITION I SHS CL A G61074103 1553 159383 SH DFND 1 159383 0 0 PIVOTAL INVESTMENT CORP III COM CL A 72582M106 22 2314 SH DFND 1 2314 0 0 PIVOTAL INVESTMENT CORP III UNIT 01/28/2028 72582M205 396 39673 SH DFND 1 39673 0 0 PINE IS ACQUISITION CORP CL A 722615101 22 2340 SH DFND 1 2340 0 0 PINE IS ACQUISITION CORP UNIT 99/99/9999 722615200 1011 100000 SH DFND 1 100000 0 0 PLUM ACQUISITION CORP I CLASS A ORD SHS G7134L126 631 64995 SH DFND 1 64995 0 0 PLUM ACQUISITION CORP I UNIT 03/15/2026 G7134L100 250 25003 SH DFND 1 25003 0 0 PLUM ACQUISITION CORP I *W EXP 03/15/202 G7134L118 15 12999 SH DFND 1 12999 0 0 PRIVETERRA ACQUISITION CORP CL A 74275N102 1702 176569 SH DFND 1 176569 0 0 PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 59 5986 SH DFND 1 5986 0 0 PRIVETERRA ACQUISITION CORP *W EXP 02/28/202 74275N110 57 57076 SH DFND 1 57076 0 0 PONTEM CORPORATION SHS CL A G71707106 1126 115852 SH DFND 1 115852 0 0 PONTEM CORPORATION UNIT 99/99/9999 G71707114 245 24504 SH DFND 1 24504 0 0 PONTEM CORPORATION *W EXP 01/05/202 G71707122 33 33764 SH DFND 1 33764 0 0 ANGEL POND HOLDINGS CORP UNIT 99/99/9999 G0447J110 47 4700 SH DFND 1 4700 0 0 POWERED BRANDS UNIT 99/99/9999 G7209M124 471 47075 SH DFND 1 47075 0 0 POEMA GLOBAL HOLDINGS CORP CL A SHS G7154B107 822 84959 SH DFND 1 84959 0 0 POEMA GLOBAL HOLDINGS CORP UNIT 99/99/9999 G7154B123 251 25001 SH DFND 1 25001 0 0 POEMA GLOBAL HOLDINGS CORP *W EXP 01/08/202 G7154B115 21 27660 SH DFND 1 27660 0 0 CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 798 80689 SH DFND 1 80689 0 0 CC NEUBERGER PRINCIPAL HOLDN SHS CL A G1992N100 488 50000 SH DFND 1 50000 0 0 CC NEUBERGER PRINCIPAL HOLDN UNIT 99/99/9999 G1992N118 213 21353 SH DFND 1 21353 0 0 PROSPECTOR CAPITAL CORP CL A G7273A105 63 6561 SH DFND 1 6561 0 0 PROSPECTOR CAPITAL CORP UNIT 01/01/2030 G7273A121 439 43969 SH DFND 1 43969 0 0 PROPERTY SOLUTIONS ACQUISITI COM CL A 74350A108 1764 181612 SH DFND 1 181612 0 0 PROPERTY SOLUTIONS ACQUISITI UNIT 03/01/2026 74350A207 49 5002 SH DFND 1 5002 0 0 PROPERTY SOLUTIONS ACQUISITI *W EXP 03/01/202 74350A116 54 45403 SH DFND 1 45403 0 0 PROPTECH INVESTMENT CORP II COM CL A 743497109 2145 220288 SH DFND 1 220288 0 0 PROPTECH INVESTMENT CORP II *W EXP 12/08/202 743497117 25 25278 SH DFND 1 25278 0 0 PTK ACQUISITION CORP COM 69375F108 6 688 SH DFND 1 688 0 0 PINE TECHNOLOGY ACQUISITN CO UNIT 03/31/2028 722850203 60 6065 SH DFND 1 6065 0 0 GOAL ACQUISITIONS CORP COM 38021H107 49 5138 SH DFND 1 5138 0 0 GOAL ACQUISITIONS CORP UNIT 99/99/9999 38021H206 497 48335 SH DFND 1 48335 0 0 PRIMAVERA CAPITAL ACQUIST CO SHS CL A G7255E109 40 4184 SH DFND 1 4184 0 0 PRIMAVERA CAPITAL ACQUIST CO UNIT 01/19/2026 G7255E125 153 15046 SH DFND 1 15046 0 0 QELL ACQUISITION CORP CL A G7307X105 486 48898 SH DFND 1 48898 0 0 QUANTUM FINTECH ACQUISTIN CO COMMON STOCK 74767A105 34 3524 SH DFND 1 3524 0 0 QUANTUM FINTECH ACQUISTIN CO UNIT 10/30/2026 74767A204 641 63915 SH DFND 1 63915 0 0 REVOLUTION ACCELERTN ACQU CO UNIT 12/01/2025 76156P205 45 4242 SH DFND 1 4242 0 0 RESEARCH ALLIANCE CORP II COM CL A 760873109 13 1376 SH DFND 1 1376 0 0 REDBALL ACQUISITION CORP COM CL A G7417R105 410 42055 SH DFND 1 42055 0 0 RECHARGE ACQUISITION CORP COM CL A 756229100 126 12890 SH DFND 1 12890 0 0 RECHARGE ACQUISITION CORP UNIT 99/99/9999 756229209 27 2668 SH DFND 1 2668 0 0 ROSECLIFF ACQUISITION CORP I COM CL A 77732R103 25 2678 SH DFND 1 2678 0 0 ROSECLIFF ACQUISITION CORP I UNIT 99/99/9999 77732R202 549 54830 SH DFND 1 54830 0 0 REVOLUTION HEALTHCAR AQ CORP UNIT 03/18/20266 76155Y207 137 13597 SH DFND 1 13597 0 0 ROCKET INTERNET GRWT OPRT CO UNIT 99/99/9999 G7613T111 177 17687 SH DFND 1 17687 0 0 RMG ACQUISITION CORP II CL A SHS G76083107 578 58100 SH DFND 1 58100 0 0 RMG ACQUISITION CORP III CL A SHS G76088106 905 92910 SH DFND 1 92910 0 0 RMG ACQUISITION CORP III UNIT 02/08/2026 G76088114 250 25004 SH DFND 1 25004 0 0 RMG ACQUISITION CORP III *W EXP 02/08/202 G76088122 23 18582 SH DFND 1 18582 0 0 ROTH CH ACQUISITION III CO COM 77867Q102 29 2939 SH DFND 1 2939 0 0 ROTH CH ACQUISITION III CO UNIT 02/26/2026 77867Q201 651 63234 SH DFND 1 63234 0 0 ROSS ACQUISITION CORP II SHS CL A G7641C106 750 77355 SH DFND 1 77355 0 0 ROSS ACQUISITION CORP II UNIT 99/99/9999 G7641C122 239 24015 SH DFND 1 24015 0 0 ROSS ACQUISITION CORP II *W EXP 02/01/202 G7641C114 24 25785 SH DFND 1 25785 0 0 ROTOR ACQUISITION CORP COM 77879W105 100 10110 SH DFND 1 10110 0 0 ROTOR ACQUISITION CORP UNIT 06/15/2027 77879W204 722 68671 SH DFND 1 68671 0 0 REINVENT TECHNOLOGY PARTNERS CL A G7483N129 871 87332 SH DFND 1 87332 0 0 REINVENT TECHNOLOGY PARTNERS CLASS A ORD SHS G7484L106 443 44800 SH DFND 1 44800 0 0 REINVENT TECHNOLOGY PARTNERS UNIT 03/12/2026 G7484L114 319 31687 SH DFND 1 31687 0 0 REINVENT TECHNOLOGY PARTNERS SHS CL A G74847107 803 80867 SH DFND 1 80867 0 0 RXR ACQUISITION CORP CLASS A COM 74981W107 915 94265 SH DFND 1 94265 0 0 RXR ACQUISITION CORP UNIT 01/01/2025 74981W206 249 25002 SH DFND 1 25002 0 0 RXR ACQUISITION CORP *W EXP 03/08/202 74981W115 19 18853 SH DFND 1 18853 0 0 SOFTWARE ACQUISITN GRUP INC COM CL A 83407F101 276 27794 SH DFND 1 27794 0 0 SILVERBOX ENGAGED MERGER CO UNIT 03/31/2028 82836L200 223 22350 SH DFND 1 22350 0 0 SANDBRIDGE X2 CORP UNIT 99/99/9999 799792205 178 17869 SH DFND 1 17869 0 0 STRATIM CLOUD ACQUISITION CO UNIT 03/05/2026 86309R206 505 50579 SH DFND 1 50579 0 0 BROADSCALE ACQUISITION CORP COM CL A 11134Y101 49 5113 SH DFND 1 5113 0 0 BROADSCALE ACQUISITION CORP UNIT 02/02/2026 11134Y200 399 39986 SH DFND 1 39986 0 0 SCION TECH GROWTH I CL A SHS G31067104 609 62336 SH DFND 1 62336 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 198 19633 SH DFND 1 19633 0 0 SCION TECH GROWTH II CL A SHS G31070108 45 4690 SH DFND 1 4690 0 0 SCION TECH GROWTH II UNIT 99/99/9999 G31070124 647 65195 SH DFND 1 65195 0 0 SC HEALTH CORP COM CL A G78516203 61 6138 SH DFND 1 6138 0 0 SCVX CORP COM G79448208 3990 403441 SH DFND 1 403441 0 0 SCVX CORP UNIT 99/99/9999 G79448109 63 6132 SH DFND 1 6132 0 0 SUSTAINABLE DEVELP ACQU I CO COM CL A 86934L103 732 75500 SH DFND 1 75500 0 0 SUSTAINABLE DEVELP ACQU I CO UNIT 02/04/2026 86934L202 234 23039 SH DFND 1 23039 0 0 SUSTAINABLE DEVELP ACQU I CO *W EXP 02/04/202 86934L111 35 37750 SH DFND 1 37750 0 0 OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 1106 110748 SH DFND 1 110748 0 0 SEAPORT GLOBAL ACQUISITN COR COM CL A 812227106 146 14665 SH DFND 1 14665 0 0 SCP & CO HEALTHCARE ACQUSTN COM CL A 784065104 2414 249402 SH DFND 1 249402 0 0 SCP & CO HEALTHCARE ACQUSTN UNIT 10/27/2025 784065203 29 2921 SH DFND 1 2921 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 77 91109 SH DFND 1 91109 0 0 SKYDECK ACQUISITION CORP UNIT 05/13/2026 G82220107 900 90000 SH DFND 1 90000 0 0 SOCIAL LEVERAGE ACQUISN CORP COM CL A 83363K102 1157 119071 SH DFND 1 119071 0 0 SOCIAL LEVERAGE ACQUISN CORP UNIT 99/99/9999 83363K201 249 25003 SH DFND 1 25003 0 0 SOCIAL LEVERAGE ACQUISN CORP *W EXP 02/17/202 83363K110 31 29012 SH DFND 1 29012 0 0 SLAM CORP CL A SHS G8210L105 719 74252 SH DFND 1 74252 0 0 SLAM CORP UNIT 99/99/9999 G8210L113 249 25003 SH DFND 1 25003 0 0 SLAM CORP *W EXP 02/23/202 G8210L121 19 18563 SH DFND 1 18563 0 0 SILVER CREST ACQUISITION COR CL A SHS G81355102 1622 168110 SH DFND 1 168110 0 0 SILVER CREST ACQUISITION COR UNIT 12/15/2025 G81355110 19 1986 SH DFND 1 1986 0 0 SILVER CREST ACQUISITION COR *W EXP 12/15/202 G81355128 52 61844 SH DFND 1 61844 0 0 SUPERNOVA PARTNERS ACQUISTN UNIT 99/99/9999 G8T86C113 108 10848 SH DFND 1 10848 0 0 TORTOISE ACQUISITION CORP II COM CL A G89554102 116 11591 SH DFND 1 11591 0 0 SENIOR CONNECT ACQUISITN COR COM CL A 81723H108 1642 168763 SH DFND 1 168763 0 0 SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 432 43500 SH DFND 1 43500 0 0 SPARTAN ACQUISITION CORP III UNIT 99/99/9999 84677R205 375 37298 SH DFND 1 37298 0 0 JAWS SPITFIRE ACQUISITION CO SHS CL A G50740102 63 6320 SH DFND 1 6320 0 0 SIMON PROPERTY GRP ACQ HOLDI COM CL A 82880R103 62 6397 SH DFND 1 6397 0 0 SIMON PROPERTY GRP ACQ HOLDI UNIT 99/99/9999 82880R202 383 38053 SH DFND 1 38053 0 0 SUPERNOVA PARTNERS ACQUISITI COM CL A 86846V108 3000 302214 SH DFND 1 302214 0 0 SPORTSTEK ACQUISITION CORP COM CL A 849196100 50 5240 SH DFND 1 5240 0 0 SPORTSTEK ACQUISITION CORP UNIT 02/16/2028 849196209 425 42554 SH DFND 1 42554 0 0 SOARING EAGLE ACQUISITION CO CL A SHS G8354H126 3181 319400 SH DFND 1 319400 0 0 SARISSA CAPITAL ACQUISITN CO CL A G7823W102 446 44987 SH DFND 1 44987 0 0 SCIENCE STRATEGIC ACQ ALPHA COM CL A 808641104 1157 119211 SH DFND 1 119211 0 0 SCIENCE STRATEGIC ACQ ALPHA UNIT 01/20/2026 808641203 248 25002 SH DFND 1 25002 0 0 SCIENCE STRATEGIC ACQ ALPHA *W EXP 01/20/202 808641112 27 31485 SH DFND 1 31485 0 0 STAR PEAK CORP II COM CL A 855179107 990 100000 SH DFND 1 100000 0 0 SUPERNOVA PARTN ACQ CO III L SHS CL A G8T90F102 729 75000 SH DFND 1 75000 0 0 SUPERNOVA PARTN ACQ CO III L UNIT 99/99/9999 G8T90F110 249 25000 SH DFND 1 25000 0 0 SUPERNOVA PARTN ACQ CO III L *W EXP 99/99/999 G8T90F128 18 15000 SH DFND 1 15000 0 0 ACON S2 ACQUISITION CORP CL SHS G00748106 3605 364155 SH DFND 1 364155 0 0 SPRING VY ACQUISITION CORP CL A G8377A108 373 37347 SH DFND 1 37347 0 0 STARBOARD VALUE ACQUISITN CO COM CL A 85521J109 288 28892 SH DFND 1 28892 0 0 SVF INVESTMENT CORP CL A SHS G8601L102 716 72521 SH DFND 1 72521 0 0 SVF INVESTMENT CORP 2 CL A SHS G8601M100 380 38232 SH DFND 1 38232 0 0 SVF INVESTMENT CORP 3 CL A SHS G8601N108 600 60391 SH DFND 1 60391 0 0 SEVEN OAKS ACQUISITION CORP COM CL A 81787X106 1046 105820 SH DFND 1 105820 0 0 SEVEN OAKS ACQUISITION CORP UNIT 12/18/2025 81787X205 387 37124 SH DFND 1 37124 0 0 SWITCHBACK II CORPORATION COM CL A G8633T115 175 17729 SH DFND 1 17729 0 0 ATHLON ACQUISITION CORP COM CL A 04748A106 858 88863 SH DFND 1 88863 0 0 ATHLON ACQUISITION CORP UNIT 01/12/2026 04748A205 236 23625 SH DFND 1 23625 0 0 ATHLON ACQUISITION CORP *W EXP 01/12/202 04748A114 19 25566 SH DFND 1 25566 0 0 TREPONT ACQUISITION CORP I SHS CL A G9095M101 654 66138 SH DFND 1 66138 0 0 TREPONT ACQUISITION CORP I UNIT 99/99/9999 G9095M119 26 2625 SH DFND 1 2625 0 0 THUNDER BRIDGE CAP PRTNRS II COM CL A 88605T100 1686 173838 SH DFND 1 173838 0 0 THUNDER BRIDGE CAP PRTNRS II UNIT 02/15/2028 88605T209 57 5804 SH DFND 1 5804 0 0 THUNDER BRIDGE CAP PRTNRS II *W EXP 02/15/202 88605T118 18 14506 SH DFND 1 14506 0 0 TB SA ACQUISITION CORP CLASS A ORD SHS G8657L105 2961 305952 SH DFND 1 305952 0 0 TB SA ACQUISITION CORP UNIT 03/25/2028 G8657L113 56 5689 SH DFND 1 5689 0 0 TB SA ACQUISITION CORP *W EXP 03/25/202 G8657L121 101 101984 SH DFND 1 101984 0 0 TUATARA CAPITAL ACQUISITN CO CL A SHS G9118J101 10 1126 SH DFND 1 1126 0 0 TUATARA CAPITAL ACQUISITN CO UNIT 99/99/9999 G9118J127 167 16484 SH DFND 1 16484 0 0 TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 5338 547553 SH DFND 1 547553 0 0 TUSCAN HLDGS CORP II COM 90070A103 41 4168 SH DFND 1 4168 0 0 THUNDER BRDG CAP PRTNRS IV I UNIT 06/30/2026 88605L206 595 60000 SH DFND 1 60000 0 0 THIMBLE POINT ACQUISITION CO UNIT 99/99/9999 88408P206 240 23194 SH DFND 1 23194 0 0 TLG ACQUISITION ONE CORP COM CL A 87257M108 3293 340613 SH DFND 1 340613 0 0 TLG ACQUISITION ONE CORP UNIT 99/99/9999 87257M207 56 5690 SH DFND 1 5690 0 0 TLG ACQUISITION ONE CORP *W EXP 01/25/202 87257M116 78 99264 SH DFND 1 99264 0 0 THE MUSIC ACQUISITION CORP COM CLASS A 62752R100 6 688 SH DFND 1 688 0 0 THE MUSIC ACQUISITION CORP UNIT 99/99/9999 62752R209 372 36590 SH DFND 1 36590 0 0 TASTEMAKER ACQUISITION CORP COM CL A 876545104 363 37393 SH DFND 1 37393 0 0 TASTEMAKER ACQUISITION CORP UNIT 12/31/2025 876545203 379 37698 SH DFND 1 37698 0 0 TURMERIC ACQUISITION CORP CL A G9127T108 795 80470 SH DFND 1 80470 0 0 TURMERIC ACQUISITION CORP UNIT 10/08/2025 G9127T116 136 13559 SH DFND 1 13559 0 0 SPARTACUS ACQUISITION CORP CL A 84677L109 432 43023 SH DFND 1 43023 0 0 SPARTACUS ACQUISITION CORP UNIT 10/31/2027 84677L208 30 2850 SH DFND 1 2850 0 0 TPG PACE SOLUTIONS CORP SHS CL A G8656V104 249 25000 SH DFND 1 25000 0 0 TPG PACE BEN FIN CORP CL A COM G8990D125 11 868 SH DFND 1 868 0 0 TWIN RIDGE CAPITAL ACQUIS CO UNIT 99/99/9999 G9151L112 29 2945 SH DFND 1 2945 0 0 TREBIA ACQUISITION CORP COM CL A G9027T109 356 35989 SH DFND 1 35989 0 0 TISHMAN SPEYER INNOVATION CO COM CL A 88825H100 12 1276 SH DFND 1 1276 0 0 TISHMAN SPEYER INNOVATION CO UNIT 02/11/2026 88825H209 107 10667 SH DFND 1 10667 0 0 TCW SPECIAL PURPOSE ACQU COR UNIT 99/99/9999 87301L205 446 44804 SH DFND 1 44804 0 0 TRADEUP GLOBAL CORPORATION UNIT 99/99/9999 G89877123 57 5790 SH DFND 1 5790 0 0 THAYER VENTURES ACQU CORP COM CL A 88332T100 662 65919 SH DFND 1 65919 0 0 THAYER VENTURES ACQU CORP UNIT 01/01/2030 88332T209 148 13870 SH DFND 1 13870 0 0 TWC TECH HLDGS II CORP COM 90117G105 1904 191749 SH DFND 1 191749 0 0 TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 271 27266 SH DFND 1 27266 0 0 TAILWIND ACQUISITION CORP COM CL A 87403Q102 1346 135054 SH DFND 1 135054 0 0 TAILWIND INTERNATNAL ACQ COR COM CL A G8662F101 1212 125409 SH DFND 1 125409 0 0 TAILWIND INTERNATNAL ACQ COR UNIT 99/99/9999 G8662F127 232 23226 SH DFND 1 23226 0 0 TAILWIND INTERNATNAL ACQ COR *W EXP 03/01/202 G8662F119 37 39850 SH DFND 1 39850 0 0 TWO COM CL A G9152V101 493 50071 SH DFND 1 50071 0 0 TZP STRATEGIES ACQUISTN CORP CL A SHS G91595101 97 10009 SH DFND 1 10009 0 0 TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 618 62199 SH DFND 1 62199 0 0 UPHEALTH INC COM 91532B101 40 6034 SH DFND 1 6034 0 0 VECTOR ACQUISITION CORP II CL A SHS G9460A104 1748 176106 SH DFND 1 176106 0 0 VICKERS VANTAGE CORP I SHS G9440B107 275 27745 SH DFND 1 27745 0 0 VICKERS VANTAGE CORP I UNIT 09/15/2027 G9440B123 47 4674 SH DFND 1 4674 0 0 VELOCITY ACQUISITION CORP UNIT 99/99/9999 92259E203 263 26480 SH DFND 1 26480 0 0 VENUS ACQUISITION CORPORATIO UNIT 02/01/2024 G9420F136 142 13188 SH DFND 1 13188 0 0 VIRGIN GROUP ACQUISIT CORP I UNIT 99/99/9999 G9460K110 189 18927 SH DFND 1 18927 0 0 VIVEON HEALTH ACQUISITION CO COMMON STOCK 92853V106 1292 130532 SH DFND 1 130532 0 0 VIVEON HEALTH ACQUISITION CO RIGHT 12/31/2025 92853V122 28 104163 SH DFND 1 104163 0 0 VIVEON HEALTH ACQUISITION CO UNIT 99/99/9999 92853V205 61 5849 SH DFND 1 5849 0 0 VIVEON HEALTH ACQUISITION CO *W EXP 99/99/999 92853V114 8 24097 SH DFND 1 24097 0 0 VPC IMPACT ACQUISITION HLDNG SHS CL A G9441E100 109 10951 SH DFND 1 10951 0 0 7GC & CO HOLDINGS INC UNIT 12/23/2025 81786A206 433 42791 SH DFND 1 42791 0 0 VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 19 1952 SH DFND 1 1952 0 0 VIRTUOSO ACQUISITION CORP COM CL A 92837J104 381 38493 SH DFND 1 38493 0 0 VPC IMPACT ACQUISITION HLDG UNIT 03/05/2026 G9460L100 4 436 SH DFND 1 436 0 0 VENTOUX CCM ACQUISITION CORP COM 92280L101 1629 164142 SH DFND 1 164142 0 0 VENTOUX CCM ACQUISITION CORP RIGHT 99/99/9999 92280L127 28 127952 SH DFND 1 127952 0 0 VENTOUX CCM ACQUISITION CORP UNIT 09/30/2025 92280L200 226 21557 SH DFND 1 21557 0 0 VENTOUX CCM ACQUISITION CORP *W EXP 09/30/202 92280L119 23 63929 SH DFND 1 63929 0 0 VY GLOBAL GROWTH COM CL A G9444H100 1138 114451 SH DFND 1 114451 0 0 WARRIOR TECHNOLOGIES ACQUI C UNIT 03/31/2028 936273200 339 33778 SH DFND 1 33778 0 0 WARBURG PINCUS CAPTAL CORP I UNIT 99/99/9999 G9460M116 58 5854 SH DFND 1 5854 0 0 POWER & DIGITAL INFRA ACQ CO COM CL A 739190106 45 4649 SH DFND 1 4649 0 0 POWER & DIGITAL INFRA ACQ CO UNIT 99/99/9999 739190205 347 34374 SH DFND 1 34374 0 0 DPCM CAP INC COM CL A 23344P101 1056 106889 SH DFND 1 106889 0 0 YUCAIPA ACQUISITION CORP COM G9879L105 2382 241356 SH DFND 1 241356 0 0 YELLOWSTONE ACQUISITION CO COM CL A 98566K105 26 2632 SH DFND 1 2632 0 0 YELLOWSTONE ACQUISITION CO UNIT 10/22/2025 98566K204 16 1602 SH DFND 1 1602 0 0 TPG PACE BENEFICIAL II CORP COMMON STOCK G89826104 13 1382 SH DFND 1 1382 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 783 77904 SH DFND 1 77904 0 0 Z-WORK ACQUISITION CORP COM CL A 98880C102 117 12142 SH DFND 1 12142 0 0 Z-WORK ACQUISITION CORP UNIT 99/99/9999 98880C201 145 14568 SH DFND 1 14568 0 0 THE ORIGINAL BARK COMPANY COM 68622E104 97 8814 SH DFND 1 8814 0 0 BLADE AIR MOBILITY INC CL A COM 092667104 35 3351 SH DFND 1 3351 0 0 CURIOSITYSTREAM INC COM CL A 23130Q107 56 4131 SH DFND 1 4131 0 0 GCM GROSVENOR INC COM CL A 36831E108 461 44242 SH DFND 1 44242 0 0 CANOO INC COM CL A 13803R102 261 26270 SH DFND 1 26270 0 0 KALEYRA INC *W EXP 11/25/202 483379111 260 81462 SH DFND 1 81462 0 0 WM TECHNOLOGY INC *W EXP 06/16/202 92971A117 10 1640 SH DFND 1 1640 0 0 23ANDME HOLDING CO *W EXP 06/16/202 90138Q116 9 3072 SH DFND 1 3072 0 0 PURECYCLE TECHNOLOGIES INC COM 74623V103 197 8335 SH DFND 1 8335 0 0 QUANTUMSCAPE CORP *W EXP 11/25/202 74767V117 15 862 SH DFND 1 862 0 0 SOFI TECHNOLOGIES INC COM 83406F102 640 33409 SH DFND 1 33409 0 0 ELECTRAMECCANICA VEHS CORP *W EXP 08/03/202 284849114 4 1893 SH DFND 1 1893 0 0 HALL OF FAME RESORT & ENTMT COM 40619L102 128 32753 SH DFND 1 32753 0 0 TCG BDC INC COM 872280102 16 1236 SH DFND 1 1236 0 0 GOLUB CAP BDC INC COM 38173M102 158 10311 SH DFND 1 10311 0 0 MEXICO EQUITY & INCOME FD COM 592834105 122 10181 SH DFND 1 10181 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 107 4857 SH DFND 1 4857 0 0 DISCOVERY INC COM SER C 25470F302 743 25657 SH DFND 1 25657 0 0 AIRBNB INC COM CL A 009066101 1032 6745 SH DFND 1 6745 0 0 ACCO BRANDS CORP COM 00081T108 1228 142303 SH DFND 1 142303 0 0 ADIENT PLC ORD SHS G0084W101 1460 32315 SH DFND 1 32315 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 846 8125 SH DFND 1 8125 0 0 AMC NETWORKS INC CL A 00164V103 954 14287 SH DFND 1 14287 0 0 ACCURAY INC COM 004397105 178 39400 SH DFND 1 39400 0 0 ARDAGH GROUP S A CL A L0223L101 829 33841 SH DFND 1 33841 0 0 ARAMARK COM 03852U106 2318 62231 SH DFND 1 62231 0 0 ARCONIC CORPORATION COM 03966V107 16 467 SH DFND 1 467 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 1253 121155 SH DFND 1 121155 0 0 BALLYS CORPORATION COM 05875B106 1399 25860 SH DFND 1 25860 0 0 BRINKS CO COM 109696104 1395 18165 SH DFND 1 18165 0 0 BILIBILI INC NOTE 1.250% 6/1 090040AD8 152333 50337000 PRN DFND 1 0 0 0 BILIBILI INC NOTE 1.375% 4/0 090040AB2 94977 19280000 PRN DFND 1 0 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 50 1176 SH DFND 1 1176 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 3726 141361 SH DFND 1 141361 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 554 209853 SH DFND 1 209853 0 0 COEUR MNG INC COM NEW 192108504 417 47000 SH DFND 1 47000 0 0 COHERUS BIOSCIENCES INC NOTE 1.500% 4/1 19249HAB9 8720 8500000 PRN DFND 1 0 0 0 CLEARWATER PAPER CORP COM 18538R103 87 3005 SH DFND 1 3005 0 0 CINEMARK HLDGS INC COM 17243V102 1617 73707 SH DFND 1 73707 0 0 CORNERSTONE BLDG BRANDS INC COM 21925D109 2216 121902 SH DFND 1 121902 0 0 COUPA SOFTWARE INC NOTE 0.375% 6/1 22266LAF3 18327 15826000 PRN DFND 1 0 0 0 CALLON PETE CO DEL COM 13123X508 1114 19316 SH DFND 1 19316 0 0 COMSTOCK RES INC COM 205768302 276 41513 SH DFND 1 41513 0 0 CERENCE INC NOTE 3.000% 6/0 156727AB5 3649 1235000 PRN DFND 1 0 0 0 CONSTELLIUM SE CL A SHS F21107101 1080 57000 SH DFND 1 57000 0 0 CENOVUS ENERGY INC COM 15135U109 120 12531 SH DFND 1 12531 0 0 CARVANA CO CL A 146869102 388 1288 SH DFND 1 1288 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 1641 12602 SH DFND 1 12602 0 0 DOCUSIGN INC COM 256163106 1204 4307 SH DFND 1 4307 0 0 EVENTBRITE INC NOTE 5.000%12/0 29975EAB5 37377 21300000 PRN DFND 1 0 0 0 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 27015 21842000 PRN DFND 1 0 0 0 EPR PPTYS COM SH BEN INT 26884U109 679 12890 SH DFND 1 12890 0 0 FIREEYE INC NOTE 0.875% 6/0 31816QAF8 9834 8662000 PRN DFND 1 0 0 0 FORTIVE CORP COM 34959J108 5090 72988 SH DFND 1 72988 0 0 GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 15196 9279000 PRN DFND 1 0 0 0 GOGO INC NOTE 6.000% 5/1 38046CAD1 5939 3064000 PRN DFND 1 0 0 0 GOPRO INC NOTE 3.500% 4/1 38268TAB9 39913 29718000 PRN DFND 1 0 0 0 JUST EAT TAKEAWAY COM N V SPONSORED ADS 48214T305 40 2240 SH DFND 1 2240 0 0 GRAY TELEVISION INC COM 389375106 1010 43204 SH DFND 1 43204 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 512 15415 SH DFND 1 15415 0 0 HERC HLDGS INC COM 42704L104 415 3708 SH DFND 1 3708 0 0 HARSCO CORP COM 415864107 1355 66364 SH DFND 1 66364 0 0 HUAZHU GROUP LTD NOTE 0.375%11/0 16949NAC3 4719 3750000 PRN DFND 1 0 0 0 II-VI INC NOTE 0.250% 9/0 902104AB4 109318 69103000 PRN DFND 1 0 0 0 IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 1741 1100000 PRN DFND 1 0 0 0 ION GEOPHYSICAL CORP NOTE 8.000%12/1 462044AJ7 2225 2166000 PRN DFND 1 0 0 0 ION GEOPHYSICAL CORP COM NEW 462044207 0 360 SH DFND 1 360 0 0 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 24906 21227000 PRN DFND 1 0 0 0 JETBLUE AWYS CORP COM 477143101 167 9985 SH DFND 1 9985 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 101630 50067000 PRN DFND 1 0 0 0 JELD-WEN HLDG INC COM 47580P103 1328 50584 SH DFND 1 50584 0 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 13773 12969000 PRN DFND 1 0 0 0 KBR INC NOTE 2.500%11/0 48242WAB2 3440 2195000 PRN DFND 1 0 0 0 KOSMOS ENERGY LTD COM 500688106 2037 588981 SH DFND 1 588981 0 0 KRATON CORP COM 50077C106 297 9200 SH DFND 1 9200 0 0 LCI INDS COM 50189K103 1 12 SH DFND 1 12 0 0 LIONS GATE ENTMNT CORP CL A VTG 535919401 1193 57642 SH DFND 1 57642 0 0 LIMELIGHT NETWORKS INC COM 53261M104 95 30280 SH DFND 1 30280 0 0 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 35827 25559000 PRN DFND 1 0 0 0 MDC PARTNERS INC. CL A SUB VTG 552697104 781 133594 SH DFND 1 133594 0 0 MOMO INC ADR 60879B107 3766 246045 SH DFND 1 246045 0 0 MP MATERIALS CORP COM CL A 553368101 767 20823 SH DFND 1 20823 0 0 MURPHY OIL CORP COM 626717102 682 29314 SH DFND 1 29314 0 0 NABORS INDUSTRIES LTD SHS G6359F137 577 5054 SH DFND 1 5054 0 0 NEW GOLD INC CDA COM 644535106 203 112699 SH DFND 1 112699 0 0 NORTHERN OIL AND GAS INC MN COM 665531307 1281 61682 SH DFND 1 61682 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 278 1886 SH DFND 1 1886 0 0 O-I GLASS INC COM 67098H104 567 34778 SH DFND 1 34778 0 0 OKTA INC NOTE 0.375% 6/1 679295AF2 3739 3000000 PRN DFND 1 0 0 0 OUTFRONT MEDIA INC COM 69007J106 897 37355 SH DFND 1 37355 0 0 PALO ALTO NETWORKS INC COM 697435105 13506 36402 SH DFND 1 36402 0 0 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 5538 5091000 PRN DFND 1 0 0 0 PBF ENERGY INC CL A 69318G106 1469 96025 SH DFND 1 96025 0 0 PITNEY BOWES INC COM 724479100 381 43490 SH DFND 1 43490 0 0 PENN NATL GAMING INC COM 707569109 554 7245 SH DFND 1 7245 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 617 12736 SH DFND 1 12736 0 0 IMPINJ INC NOTE 2.000%12/1 453204AA7 23426 14000000 PRN DFND 1 0 0 0 PARK HOTELS & RESORTS INC COM 700517105 1300 63104 SH DFND 1 63104 0 0 PLAYTIKA HLDG CORP COM 72815L107 1040 43640 SH DFND 1 43640 0 0 PIONEER NAT RES CO COM 723787107 128 789 SH DFND 1 789 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 469 7280 SH DFND 1 7280 0 0 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 19325 14714000 PRN DFND 1 0 0 0 QUAD / GRAPHICS INC COM CL A 747301109 403 97173 SH DFND 1 97173 0 0 QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 13672 13503000 PRN DFND 1 0 0 0 ROYAL CARIBBEAN GROUP COM V7780T103 1550 18186 SH DFND 1 18186 0 0 REDFIN CORP NOTE 1.750% 7/1 75737FAA6 36085 17367000 PRN DFND 1 0 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 1162 38755 SH DFND 1 38755 0 0 RH NOTE 9/1 74967XAD5 37475 11700000 PRN DFND 1 0 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 21709 16434000 PRN DFND 1 0 0 0 RAPID7 INC NOTE 2.250% 5/0 753422AD6 29805 17915000 PRN DFND 1 0 0 0 RED ROCK RESORTS INC CL A 75700L108 342 8069 SH DFND 1 8069 0 0 RACKSPACE TECHNOLOGY INC COM 750102105 652 33297 SH DFND 1 33297 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 307 45892 SH DFND 1 45892 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 1048 23430 SH DFND 1 23430 0 0 SEA LTD SPONSORD ADS 81141R100 46898 170790 SH DFND 1 170790 0 0 SEAWORLD ENTMT INC COM 81282V100 755 15120 SH DFND 1 15120 0 0 SENSEONICS HLDGS INC COM 81727U105 0 3 SH DFND 1 3 0 0 SCIENTIFIC GAMES CORP COM 80874P109 4510 58248 SH DFND 1 58248 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 152 3525 SH DFND 1 3525 0 0 SM ENERGY CO COM 78454L100 1826 74168 SH DFND 1 74168 0 0 SPLUNK INC NOTE 1.125% 6/1 848637AF1 6019 6171000 PRN DFND 1 0 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 1410 69168 SH DFND 1 69168 0 0 ISTAR INC NOTE 3.125% 9/1 45031UCB5 6064 4000000 PRN DFND 1 0 0 0 SUMMIT MATLS INC CL A 86614U100 271 7792 SH DFND 1 7792 0 0 SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 23120 23405000 PRN DFND 1 0 0 0 TRANSDIGM GROUP INC COM 893641100 455 704 SH DFND 1 704 0 0 TENNECO INC CL A VTG COM STK 880349105 328 17022 SH DFND 1 17022 0 0 TRIUMPH GROUP INC NEW COM 896818101 912 43979 SH DFND 1 43979 0 0 TALEND S A ADS 874224207 940 14342 SH DFND 1 14342 0 0 TABULA RASA HEALTHCARE INC NOTE 1.750% 2/1 873379AA9 26456 25878000 PRN DFND 1 0 0 0 TITAN INTL INC ILL COM 88830M102 122 14463 SH DFND 1 14463 0 0 TWO HBRS INVT CORP NOTE 6.250% 1/1 90187BAB7 1098 1000000 PRN DFND 1 0 0 0 UNDER ARMOUR INC CL A 904311107 253 11963 SH DFND 1 11963 0 0 UNITED NAT FOODS INC COM 911163103 673 18200 SH DFND 1 18200 0 0 UNITI GROUP INC COM 91325V108 1141 107791 SH DFND 1 107791 0 0 US FOODS HLDG CORP COM 912008109 322 8416 SH DFND 1 8416 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 1.500% 9/1 57164YAB3 63357 52952000 PRN DFND 1 0 0 0 VALARIS LIMITED CL A G9460G101 5150 178315 SH DFND 1 178315 0 0 VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 50790 45387000 PRN DFND 1 0 0 0 VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 837 44496 SH DFND 1 44496 0 0 VENATOR MATLS PLC SHS G9329Z100 1528 322462 SH DFND 1 322462 0 0 VISTRA CORP COM 92840M102 26 1440 SH DFND 1 1440 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 178597 65230000 PRN DFND 1 0 0 0 WORKDAY INC CL A 98138H101 4177 17498 SH DFND 1 17498 0 0 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 2387 1858000 PRN DFND 1 0 0 0 WIX COM LTD NOTE 7/0 92940WAB5 75751 36791000 PRN DFND 1 0 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 48 1100 SH DFND 1 1100 0 0 WW INTL INC COM 98262P101 2078 57508 SH DFND 1 57508 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 1089 18813 SH DFND 1 18813 0 0 UNITED STATES STL CORP NEW COM 912909108 1262 52594 SH DFND 1 52594 0 0 YANDEX N V SHS CLASS A N97284108 1712 24200 SH DFND 1 24200 0 0 ZILLOW GROUP INC NOTE 0.750% 9/0 98954MAE1 173829 61797000 PRN DFND 1 0 0 0 UNDER ARMOUR INC NOTE 1.500% 6/0 904311AC1 9160 4650000 PRN DFND 1 0 0 0 WELBILT INC COM 949090104 1776 76733 SH DFND 1 76733 0 0 AMERICAN TOWER CORP NEW COM 03027X100 907 3360 SH DFND 1 3360 0 0 API GROUP CORP COM STK 00187Y100 5222 250000 SH DFND 1 250000 0 0 APTIV PLC SHS G6095L109 657 4177 SH DFND 1 4177 0 0 AXALTA COATING SYS LTD COM G0750C108 1154 37866 SH DFND 1 37866 0 0 CROWN HLDGS INC COM 228368106 1679 16430 SH DFND 1 16430 0 0 COPART INC COM 217204106 749 5689 SH DFND 1 5689 0 0 DUPONT DE NEMOURS INC COM 26614N102 1604 20732 SH DFND 1 20732 0 0 DANAHER CORPORATION COM 235851102 11584 43166 SH DFND 1 43166 0 0 EMERSON ELEC CO COM 291011104 4822 50113 SH DFND 1 50113 0 0 EATON CORP PLC SHS G29183103 1460 9856 SH DFND 1 9856 0 0 FREEPORT-MCMORAN INC CL B 35671D857 749 20206 SH DFND 1 20206 0 0 GENERAC HLDGS INC COM 368736104 821 1979 SH DFND 1 1979 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 6349 350000 SH DFND 1 350000 0 0 HONEYWELL INTL INC COM 438516106 3057 13937 SH DFND 1 13937 0 0 LITHIA MTRS INC COM 536797103 6182 17992 SH DFND 1 17992 0 0 LINDE PLC SHS G5494J103 6504 22500 SH DFND 1 22500 0 0 NEWMONT CORP COM 651639106 672 10618 SH DFND 1 10618 0 0 OTIS WORLDWIDE CORP COM 68902V107 5764 70492 SH DFND 1 70492 0 0 PACKAGING CORP AMER COM 695156109 2184 16131 SH DFND 1 16131 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1463 17155 SH DFND 1 17155 0 0 VULCAN MATLS CO COM 929160109 912 5240 SH DFND 1 5240 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 5883 211096 SH DFND 1 211096 0 0 ISHARES TR IBOXX HI YD ETF 464288513 264 3000 SH DFND 1 3000 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 9 1000 SH DFND 1 1000 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 8802 82595 SH DFND 1 82595 0 0 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E265 113 4710 SH DFND 1 4710 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 814 6822 SH DFND 1 6822 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 1986 20294 SH DFND 1 20294 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 15629 127587 SH DFND 1 127587 0 0 DIREXION SHS ETF TR DAILY SM CP BEAR 25460E232 162 5675 SH DFND 1 5675 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 47 417 SH DFND 1 417 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 251 2000 SH DFND 1 2000 0 0 SPDR SER TR S&P RETAIL ETF 78464A714 68 700 SH DFND 1 700 0 0 GREAT AJAX CORP COM 38983D300 290 22411 SH DFND 1 22411 0 0 BK OF AMERICA CORP COM 060505104 175 4246 SH DFND 1 4246 0 0 EQUITY COMWLTH COM SH BEN INT 294628102 0 34 SH DFND 1 34 0 0 LEXINGTON REALTY TRUST COM 529043101 148 12456 SH DFND 1 12456 0 0 QTS RLTY TR INC COM CL A 74736A103 3366 43550 SH DFND 1 43550 0 0 RPT REALTY SH BEN INT 74971D101 199 15382 SH DFND 1 15382 0 0 WHEELER REAL ESTATE INVT TR COM NEW 963025705 21 4269 SH DFND 1 4269 0 0 ALCOA CORP COM 013872106 153 4157 SH DFND 1 4157 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 120 5669 SH DFND 1 5669 0 0 APPLE INC COM 037833100 30 225 SH DFND 1 225 0 0 ABIOMED INC COM 003654100 37 121 SH DFND 1 121 0 0 ACI WORLDWIDE INC COM 004498101 2 71 SH DFND 1 71 0 0 AECOM COM 00766T100 144 2283 SH DFND 1 2283 0 0 ADT INC DEL COM 00090Q103 5 472 SH DFND 1 472 0 0 ASSURANT INC COM 04621X108 693 4438 SH DFND 1 4438 0 0 ALBEMARLE CORP COM 012653101 172 1026 SH DFND 1 1026 0 0 ALLSTATE CORP COM 020002101 22 175 SH DFND 1 175 0 0 ALLY FINL INC COM 02005N100 266 5354 SH DFND 1 5354 0 0 APPLIED MATLS INC COM 038222105 132 930 SH DFND 1 930 0 0 ADVANCED MICRO DEVICES INC COM 007903107 321 3418 SH DFND 1 3418 0 0 AMETEK INC COM 031100100 132 990 SH DFND 1 990 0 0 ANGI INC COM CL A NEW 00183L102 232 17163 SH DFND 1 17163 0 0 SMITH A O CORP COM 831865209 6 84 SH DFND 1 84 0 0 APPFOLIO INC COM CL A 03783C100 0 1 SH DFND 1 1 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 124 1823 SH DFND 1 1823 0 0 AMERICAN EXPRESS CO COM 025816109 164 997 SH DFND 1 997 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 5 60 SH DFND 1 60 0 0 BECTON DICKINSON & CO COM 075887109 5337 21946 SH DFND 1 21946 0 0 BIOGEN INC COM 09062X103 196 568 SH DFND 1 568 0 0 BANK NEW YORK MELLON CORP COM 064058100 118 2316 SH DFND 1 2316 0 0 BAKER HUGHES COMPANY CL A 05722G100 22 976 SH DFND 1 976 0 0 BLUEPRINT MEDICINES CORP COM 09627Y109 127 1455 SH DFND 1 1455 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 50 180 SH DFND 1 180 0 0 CONAGRA BRANDS INC COM 205887102 16 445 SH DFND 1 445 0 0 CARDINAL HEALTH INC COM 14149Y108 68 1200 SH DFND 1 1200 0 0 CARRIER GLOBAL CORPORATION COM 14448C104 241 4960 SH DFND 1 4960 0 0 CASEYS GEN STORES INC COM 147528103 68 350 SH DFND 1 350 0 0 CHUBB LIMITED COM H1467J104 2 16 SH DFND 1 16 0 0 CBOE GLOBAL MKTS INC COM 12503M108 105 889 SH DFND 1 889 0 0 CDK GLOBAL INC COM 12508E101 2 52 SH DFND 1 52 0 0 CDW CORP COM 12514G108 544 3116 SH DFND 1 3116 0 0 CERNER CORP COM 156782104 123 1574 SH DFND 1 1574 0 0 CF INDS HLDGS INC COM 125269100 240 4673 SH DFND 1 4673 0 0 CITIZENS FINL GROUP INC COM 174610105 103 2254 SH DFND 1 2254 0 0 CHURCHILL DOWNS INC COM 171484108 43 218 SH DFND 1 218 0 0 CLOROX CO DEL COM 189054109 131 730 SH DFND 1 730 0 0 COMERICA INC COM 200340107 83 1166 SH DFND 1 1166 0 0 CME GROUP INC COM 12572Q105 184 868 SH DFND 1 868 0 0 CUMMINS INC COM 231021106 89 369 SH DFND 1 369 0 0 AMERICOLD RLTY TR COM 03064D108 27 721 SH DFND 1 721 0 0 CYRUSONE INC COM 23283R100 1012 14163 SH DFND 1 14163 0 0 CONOCOPHILLIPS COM 20825C104 18 301 SH DFND 1 301 0 0 COSTCO WHSL CORP NEW COM 22160K105 5 14 SH DFND 1 14 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 135 539 SH DFND 1 539 0 0 CSX CORP COM 126408103 50 1561 SH DFND 1 1561 0 0 CVS HEALTH CORP COM 126650100 101 1219 SH DFND 1 1219 0 0 CHEVRON CORP NEW COM 166764100 25 245 SH DFND 1 245 0 0 DROPBOX INC CL A 26210C104 149 4945 SH DFND 1 4945 0 0 DISNEY WALT CO COM 254687106 850 4840 SH DFND 1 4840 0 0 DUKE REALTY CORP COM NEW 264411505 459 9697 SH DFND 1 9697 0 0 ELECTRONIC ARTS INC COM 285512109 257 1791 SH DFND 1 1791 0 0 EBAY INC. COM 278642103 433 6176 SH DFND 1 6176 0 0 ENCOMPASS HEALTH CORP COM 29261A100 53 687 SH DFND 1 687 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 14 422 SH DFND 1 422 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 233 3137 SH DFND 1 3137 0 0 EOG RES INC COM 26875P101 109 1312 SH DFND 1 1312 0 0 EPAM SYS INC COM 29414B104 160 315 SH DFND 1 315 0 0 EQT CORP COM 26884L109 22 1004 SH DFND 1 1004 0 0 ELEMENT SOLUTIONS INC COM 28618M106 60 2570 SH DFND 1 2570 0 0 EVERCORE INC CLASS A 29977A105 478 3401 SH DFND 1 3401 0 0 EXPEDIA GROUP INC COM NEW 30212P303 362 2213 SH DFND 1 2213 0 0 FORD MTR CO DEL COM 345370860 1163 78282 SH DFND 1 78282 0 0 DIAMONDBACK ENERGY INC COM 25278X109 69 743 SH DFND 1 743 0 0 FIRST HORIZON CORPORATION COM 320517105 84 4868 SH DFND 1 4868 0 0 FISERV INC COM 337738108 346 3237 SH DFND 1 3237 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 57 1333 SH DFND 1 1333 0 0 FORTINET INC COM 34959E109 81 341 SH DFND 1 341 0 0 GUARDANT HEALTH INC COM 40131M109 34 275 SH DFND 1 275 0 0 CORNING INC COM 219350105 525 12843 SH DFND 1 12843 0 0 GENUINE PARTS CO COM 372460105 91 722 SH DFND 1 722 0 0 GLOBAL PMTS INC COM 37940X102 151 807 SH DFND 1 807 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 163 431 SH DFND 1 431 0 0 GUIDEWIRE SOFTWARE INC COM 40171V100 54 484 SH DFND 1 484 0 0 GRAINGER W W INC COM 384802104 315 721 SH DFND 1 721 0 0 HAIN CELESTIAL GROUP INC COM 405217100 77 1923 SH DFND 1 1923 0 0 HALOZYME THERAPEUTICS INC COM 40637H109 38 843 SH DFND 1 843 0 0 HEICO CORP NEW COM 422806109 344 2473 SH DFND 1 2473 0 0 HOLLYFRONTIER CORP COM 436106108 104 3179 SH DFND 1 3179 0 0 HOLOGIC INC COM 436440101 579 8689 SH DFND 1 8689 0 0 HORMEL FOODS CORP COM 440452100 252 5280 SH DFND 1 5280 0 0 HOST HOTELS & RESORTS INC COM 44107P104 1315 76985 SH DFND 1 76985 0 0 HUBSPOT INC COM 443573100 88 152 SH DFND 1 152 0 0 HUMANA INC COM 444859102 139 315 SH DFND 1 315 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 405 2765 SH DFND 1 2765 0 0 IDEXX LABS INC COM 45168D104 50 80 SH DFND 1 80 0 0 INTEL CORP COM 458140100 67 1197 SH DFND 1 1197 0 0 IONIS PHARMACEUTICALS INC COM 462222100 31 783 SH DFND 1 783 0 0 INTERNATIONAL PAPER CO COM 460146103 46 751 SH DFND 1 751 0 0 IRON MTN INC NEW COM 46284V101 993 23479 SH DFND 1 23479 0 0 GARTNER INC COM 366651107 503 2080 SH DFND 1 2080 0 0 JOHNSON CTLS INTL PLC SHS G51502105 300 4377 SH DFND 1 4377 0 0 JEFFERIES FINL GROUP INC COM 47233W109 2 76 SH DFND 1 76 0 0 HENRY JACK & ASSOC INC COM 426281101 7 45 SH DFND 1 45 0 0 KELLOGG CO COM 487836108 108 1693 SH DFND 1 1693 0 0 KEURIG DR PEPPER INC COM 49271V100 490 13907 SH DFND 1 13907 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 926 6001 SH DFND 1 6001 0 0 KRAFT HEINZ CO COM 500754106 54 1348 SH DFND 1 1348 0 0 KIMBERLY-CLARK CORP COM 494368103 364 2725 SH DFND 1 2725 0 0 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 48 1072 SH DFND 1 1072 0 0 KROGER CO COM 501044101 70 1853 SH DFND 1 1853 0 0 LHC GROUP INC COM 50187A107 47 236 SH DFND 1 236 0 0 CHENIERE ENERGY INC COM NEW 16411R208 40 466 SH DFND 1 466 0 0 GRAND CANYON ED INC COM 38526M106 73 816 SH DFND 1 816 0 0 LIFE STORAGE INC COM 53223X107 450 4199 SH DFND 1 4199 0 0 LULULEMON ATHLETICA INC COM 550021109 495 1357 SH DFND 1 1357 0 0 MASIMO CORP COM 574795100 9 39 SH DFND 1 39 0 0 MCDONALDS CORP COM 580135101 272 1181 SH DFND 1 1181 0 0 MCKESSON CORP COM 58155Q103 600 3142 SH DFND 1 3142 0 0 MEDPACE HLDGS INC COM 58506Q109 80 453 SH DFND 1 453 0 0 MARTIN MARIETTA MATLS INC COM 573284106 361 1027 SH DFND 1 1027 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 96 4795 SH DFND 1 4795 0 0 MORGAN STANLEY COM NEW 617446448 474 5177 SH DFND 1 5177 0 0 VAIL RESORTS INC COM 91879Q109 65 207 SH DFND 1 207 0 0 NEUROCRINE BIOSCIENCES INC COM 64125C109 194 1994 SH DFND 1 1994 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 177 6019 SH DFND 1 6019 0 0 NCR CORP NEW COM 62886E108 175 3838 SH DFND 1 3838 0 0 NORTONLIFELOCK INC COM 668771108 51 1899 SH DFND 1 1899 0 0 NATIONAL RETAIL PROPERTIES I COM 637417106 434 9276 SH DFND 1 9276 0 0 SERVICENOW INC COM 81762P102 30 56 SH DFND 1 56 0 0 NUCOR CORP COM 670346105 153 1605 SH DFND 1 1605 0 0 NOVAVAX INC COM NEW 670002401 141 666 SH DFND 1 666 0 0 NVIDIA CORPORATION COM 67066G104 198 248 SH DFND 1 248 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 975 3842 SH DFND 1 3842 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 326 8995 SH DFND 1 8995 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 47 215 SH DFND 1 215 0 0 OPENDOOR TECHNOLOGIES INC COM 683712103 1410 79549 SH DFND 1 79549 0 0 ORACLE CORP COM 68389X105 96 1245 SH DFND 1 1245 0 0 OSHKOSH CORP COM 688239201 22 177 SH DFND 1 177 0 0 PENUMBRA INC COM 70975L107 2 10 SH DFND 1 10 0 0 PARKER-HANNIFIN CORP COM 701094104 123 401 SH DFND 1 401 0 0 QUANTA SVCS INC COM 74762E102 137 1513 SH DFND 1 1513 0 0 ULTRAGENYX PHARMACEUTICAL IN COM 90400D108 29 305 SH DFND 1 305 0 0 REGAL BELOIT CORP COM 758750103 2 20 SH DFND 1 20 0 0 REINSURANCE GRP OF AMERICA I COM NEW 759351604 729 6403 SH DFND 1 6403 0 0 REPLIGEN CORP COM 759916109 110 554 SH DFND 1 554 0 0 ROYAL GOLD INC COM 780287108 248 2181 SH DFND 1 2181 0 0 ROKU INC COM CL A 77543R102 83 181 SH DFND 1 181 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 72 482 SH DFND 1 482 0 0 SAGE THERAPEUTICS INC COM 78667J108 126 2233 SH DFND 1 2233 0 0 BOSTON BEER INC CL A 100557107 387 380 SH DFND 1 380 0 0 SBA COMMUNICATIONS CORP NEW CL A 78410G104 81 257 SH DFND 1 257 0 0 SIGNATURE BK NEW YORK N Y COM 82669G104 246 1003 SH DFND 1 1003 0 0 SERVICE CORP INTL COM 817565104 2 47 SH DFND 1 47 0 0 SELECT MED HLDGS CORP COM 81619Q105 811 19208 SH DFND 1 19208 0 0 STITCH FIX INC COM CL A 860897107 402 6679 SH DFND 1 6679 0 0 SHAKE SHACK INC CL A 819047101 56 525 SH DFND 1 525 0 0 SHERWIN WILLIAMS CO COM 824348106 96 354 SH DFND 1 354 0 0 SVB FINANCIAL GROUP COM 78486Q101 355 638 SH DFND 1 638 0 0 SMUCKER J M CO COM NEW 832696405 116 901 SH DFND 1 901 0 0 SCHLUMBERGER LTD COM STK 806857108 44 1387 SH DFND 1 1387 0 0 SCOTTS MIRACLE-GRO CO CL A 810186106 332 1731 SH DFND 1 1731 0 0 SNAP ON INC COM 833034101 169 759 SH DFND 1 759 0 0 S&P GLOBAL INC COM 78409V104 391 954 SH DFND 1 954 0 0 SAREPTA THERAPEUTICS INC COM 803607100 25 329 SH DFND 1 329 0 0 STEEL DYNAMICS INC COM 858119100 56 940 SH DFND 1 940 0 0 STORE CAP CORP COM 862121100 56 1635 SH DFND 1 1635 0 0 SOLARWINDS CORP COM 83417Q105 30 1806 SH DFND 1 1806 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 14 77 SH DFND 1 77 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 54 1018 SH DFND 1 1018 0 0 TERADATA CORP DEL COM 88076W103 7 152 SH DFND 1 152 0 0 ATLASSIAN CORP PLC CL A G06242104 1 4 SH DFND 1 4 0 0 BIO-TECHNE CORP COM 09073M104 343 764 SH DFND 1 764 0 0 TARGET CORP COM 87612E106 567 2346 SH DFND 1 2346 0 0 TIMKEN CO COM 887389104 8 101 SH DFND 1 101 0 0 TRAVEL PLUS LEISURE CO COM 894164102 98 1665 SH DFND 1 1665 0 0 TARGA RES CORP COM 87612G101 91 2056 SH DFND 1 2056 0 0 TYSON FOODS INC CL A 902494103 178 2417 SH DFND 1 2417 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 39 216 SH DFND 1 216 0 0 THE TRADE DESK INC COM CL A 88339J105 90 1176 SH DFND 1 1176 0 0 TRADEWEB MKTS INC CL A 892672106 434 5144 SH DFND 1 5144 0 0 TWITTER INC COM 90184L102 454 6601 SH DFND 1 6601 0 0 UNITED AIRLS HLDGS INC COM 910047109 322 6177 SH DFND 1 6177 0 0 UNUM GROUP COM 91529Y106 33 1169 SH DFND 1 1169 0 0 UNITED RENTALS INC COM 911363109 88 276 SH DFND 1 276 0 0 VALERO ENERGY CORP COM 91913Y100 58 753 SH DFND 1 753 0 0 VALLEY NATL BANCORP COM 919794107 100 7489 SH DFND 1 7489 0 0 VALMONT INDS INC COM 920253101 5 22 SH DFND 1 22 0 0 VOYA FINANCIAL INC COM 929089100 228 3721 SH DFND 1 3721 0 0 VERISK ANALYTICS INC COM 92345Y106 172 989 SH DFND 1 989 0 0 VERISIGN INC COM 92343E102 400 1758 SH DFND 1 1758 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 379 13917 SH DFND 1 13917 0 0 WESTERN ALLIANCE BANCORP COM 957638109 215 2326 SH DFND 1 2326 0 0 WATERS CORP COM 941848103 339 983 SH DFND 1 983 0 0 WD 40 CO COM 929236107 370 1444 SH DFND 1 1444 0 0 WENDYS CO COM 95058W100 439 18761 SH DFND 1 18761 0 0 WELLS FARGO CO NEW COM 949746101 387 8564 SH DFND 1 8564 0 0 WALMART INC COM 931142103 7 54 SH DFND 1 54 0 0 WEST PHARMACEUTICAL SVSC INC COM 955306105 62 174 SH DFND 1 174 0 0 WESTERN UN CO COM 959802109 2 113 SH DFND 1 113 0 0 WYNN RESORTS LTD COM 983134107 227 1862 SH DFND 1 1862 0 0 ACCELERON PHARMA INC COM 00434H108 32 260 SH DFND 1 260 0 0 DENTSPLY SIRONA INC COM 24906P109 2 39 SH DFND 1 39 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 177 7551 SH DFND 1 7551 0 0 XYLEM INC COM 98419M100 855 7135 SH DFND 1 7135 0 0 ALLEGHANY CORP MD COM 017175100 302 453 SH DFND 1 453 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 175 331 SH DFND 1 331 0 0 ZYNGA INC CL A 98986T108 136 12859 SH DFND 1 12859 0 0 GENTEX CORP COM 371901109 70 2121 SH DFND 1 2121 0 0 QUALCOMM INC COM 747525103 169 1189 SH DFND 1 1189 0 0 ELASTIC N V ORD SHS N14506104 30 207 SH DFND 1 207 0 0 SYNOPSYS INC COM 871607107 6 25 SH DFND 1 25 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 115 1599 SH DFND 1 1599 0 0 VISA INC COM CL A 92826C839 248 1064 SH DFND 1 1064 0 0 VMWARE INC CL A COM 928563402 256 1604 SH DFND 1 1604 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 145 377 SH DFND 1 377 0 0 ARISTA NETWORKS INC COM 040413106 484 1336 SH DFND 1 1336 0 0 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 263 3000 SH DFND 1 3000 0 0 TRIMBLE INC COM 896239100 645 7886 SH DFND 1 7886 0 0 WESTERN DIGITAL CORP. COM 958102105 1045 14692 SH DFND 1 14692 0 0 AT&T INC COM 00206R102 460 16015 SH DFND 1 16015 0 0 ALASKA AIR GROUP INC COM 011659109 67 1124 SH DFND 1 1124 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1165 26940 SH DFND 1 26940 0 0 EXPEDITORS INTL WASH INC COM 302130109 513 4060 SH DFND 1 4060 0 0 FEDEX CORP COM 31428X106 669 2245 SH DFND 1 2245 0 0 SOUTHWEST AIRLS CO COM 844741108 105 1983 SH DFND 1 1983 0 0 EASTMAN CHEM CO COM 277432100 160 1372 SH DFND 1 1372 0 0 PPG INDS INC COM 693506107 197 1166 SH DFND 1 1166 0 0 WESTLAKE CHEM CORP COM 960413102 542 6025 SH DFND 1 6025 0 0 AVERY DENNISON CORP COM 053611109 239 1141 SH DFND 1 1141 0 0 SEALED AIR CORP NEW COM 81211K100 574 9700 SH DFND 1 9700 0 0 CULLEN FROST BANKERS INC COM 229899109 358 3200 SH DFND 1 3200 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 193 1034 SH DFND 1 1034 0 0 M & T BK CORP COM 55261F104 0 2 SH DFND 1 2 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 544 49451 SH DFND 1 49451 0 0 RADIAN GROUP INC COM 750236101 89 4018 SH DFND 1 4018 0 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 107 5315 SH DFND 1 5315 0 0 US BANCORP DEL COM NEW 902973304 103 1815 SH DFND 1 1815 0 0 DIGITAL RLTY TR INC COM 253868103 61 406 SH DFND 1 406 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 1476 19176 SH DFND 1 19176 0 0 ESSEX PPTY TR INC COM 297178105 219 732 SH DFND 1 732 0 0 GAMING & LEISURE PPTYS INC COM 36467J108 278 6009 SH DFND 1 6009 0 0 INVITATION HOMES INC COM 46187W107 962 25807 SH DFND 1 25807 0 0 MID-AMER APT CMNTYS INC COM 59522J103 630 3745 SH DFND 1 3745 0 0 HEALTHPEAK PROPERTIES INC COM 42250P103 485 14580 SH DFND 1 14580 0 0 PROLOGIS INC. COM 74340W103 753 6307 SH DFND 1 6307 0 0 REGENCY CTRS CORP COM 758849103 1439 22472 SH DFND 1 22472 0 0 SIMON PPTY GROUP INC NEW COM 828806109 844 6471 SH DFND 1 6471 0 0 STAG INDL INC COM 85254J102 144 3850 SH DFND 1 3850 0 0 SUN CMNTYS INC COM 866674104 165 967 SH DFND 1 967 0 0 VORNADO RLTY TR SH BEN INT 929042109 1007 21588 SH DFND 1 21588 0 0 CAMPBELL SOUP CO COM 134429109 537 11792 SH DFND 1 11792 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 395 3169 SH DFND 1 3169 0 0 GALLAGHER ARTHUR J & CO COM 363576109 373 2667 SH DFND 1 2667 0 0 AON PLC SHS CL A G0403H108 57 242 SH DFND 1 242 0 0 FRANKLIN RESOURCES INC COM 354613101 428 13398 SH DFND 1 13398 0 0 BLACKROCK INC COM 09247X101 23 27 SH DFND 1 27 0 0 MARKEL CORP COM 570535104 313 264 SH DFND 1 264 0 0 MSCI INC COM 55354G100 664 1246 SH DFND 1 1246 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 11734 1108039 SH DFND 1 1108039 0 0 NORTHERN TR CORP COM 665859104 52 458 SH DFND 1 458 0 0 ONEMAIN HLDGS INC COM 68268W103 423 7067 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0 ISLEWORTH HEALTHCARE ACQU CO *W EXP 08/02/202 46468P110 24 35000 SH DFND 1 35000 0 0 VELODYNE LIDAR INC COM 92259F101 135 12710 SH DFND 1 12710 0 0 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 1102 29365 SH DFND 1 29365 0 0 CORNERSTONE TOTAL RETURN FD COM 21924U300 41 3645 SH DFND 1 3645 0 0 SPROTT PHYSICAL PLAT PALLAD UNIT 85207Q104 47 2506 SH DFND 1 2506 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 15 66 SH DFND 1 66 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 77 1003 SH DFND 1 1003 0 0 CENTENE CORP DEL COM 15135B101 329 4523 SH DFND 1 4523 0 0 CONMED CORP NOTE 2.625% 2/0 207410AF8 1615 1000000 PRN DFND 1 0 0 0 COMMSCOPE HLDG CO INC COM 20337X109 2223 104349 SH DFND 1 104349 0 0 DANAOS CORPORATION SHS Y1968P121 411 5356 SH DFND 1 5356 0 0 DIEBOLD NIXDORF INC COM STK 253651103 604 47066 SH DFND 1 47066 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 13856 9708000 PRN DFND 1 0 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 94 1676 SH DFND 1 1676 0 0 HARMONIC INC DBCV 2.000% 9/0 413160AD4 5930 5000000 PRN DFND 1 0 0 0 I3 VERTICALS LLC NOTE 1.000% 2/1 44933TAB2 861 850000 PRN DFND 1 0 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 29813 26696000 PRN DFND 1 0 0 0 LUMENTUM HLDGS INC NOTE 0.500%12/1 55024UAD1 5428 5000000 PRN DFND 1 0 0 0 INSIGHT ENTERPRISES INC NOTE 0.750% 2/1 45765UAB9 7453 4876000 PRN DFND 1 0 0 0 NUVASIVE INC NOTE 1.000% 6/0 670704AL9 2785 2666000 PRN DFND 1 0 0 0 PAR TECHNOLOGY CORP NOTE 2.875% 4/1 698884AC7 16296 9000000 PRN DFND 1 0 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 18678 13711000 PRN DFND 1 0 0 0 PLANTRONICS INC NEW COM 727493108 852 20428 SH DFND 1 20428 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 297 4770 SH DFND 1 4770 0 0 RH NOTE 6/1 74967XAA1 59274 16947000 PRN DFND 1 0 0 0 RINGCENTRAL INC CL A 76680R206 2670 9191 SH DFND 1 9191 0 0 LIVONGO HEALTH INC NOTE 0.875% 6/0 539183AA1 75889 48061000 PRN DFND 1 0 0 0 2U INC COM 90214J101 8 198 SH DFND 1 198 0 0 UBER TECHNOLOGIES INC COM 90353T100 12650 252401 SH DFND 1 252401 0 0 VIASAT INC COM 92552V100 952 19121 SH DFND 1 19121 0 0 CINCINNATI BELL INC NEW COM NEW 171871502 1255 81422 SH DFND 1 81422 0 0 NORFOLK SOUTHN CORP COM 655844108 2255 8500 SH DFND 1 8500 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1455 7000 SH DFND 1 7000 0 0 AGNC INVT CORP COM 00123Q104 12160 719964 SH DFND 1 719964 0 0 ALASKA COMMUNICATIONS SYS GR COM 01167P101 355 106737 SH DFND 1 106737 0 0 ATHENE HOLDING LTD CL A G0684D107 4164 61697 SH DFND 1 61697 0 0 CIGNA CORP NEW COM 125523100 522 2203 SH DFND 1 2203 0 0 COHERENT INC COM 192479103 2934 11100 SH DFND 1 11100 0 0 QUEST DIAGNOSTICS INC COM 74834L100 840 6370 SH DFND 1 6370 0 0 EXFO INC SUB VTG SHS 302046107 49 8296 SH DFND 1 8296 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 2454 8662 SH DFND 1 8662 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 295 1700 SH DFND 1 1700 0 0 MAGELLAN HEALTH INC COM NEW 559079207 2452 26031 SH DFND 1 26031 0 0 ORBCOMM INC COM 68555P100 1140 101436 SH DFND 1 101436 0 0 SOLITON INC COM 834251100 359 16000 SH DFND 1 16000 0 0 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 961 84190 SH DFND 1 84190 0 0 ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 294 24992 SH DFND 1 24992 0 0 DERMTECH INC COM 24984K105 56 1353 SH DFND 1 1353 0 0 FINANCE OF AMERICA COMPAN COM CL A 31738L107 124 16275 SH DFND 1 16275 0 0 KATAPULT HOLDINGS INC COM 485859102 34 3234 SH DFND 1 3234 0 0 THE LION ELECTRIC COMPANY *W EXP 05/06/202 536221112 5 830 SH DFND 1 830 0 0 ORIGIN MATERIALS INC COM 68622D106 7 957 SH DFND 1 957 0 0 QUANTUM SI INC *W EXP 06/10/202 74765K113 26 6921 SH DFND 1 6921 0 0 TALKSPACE INC *W EXP 06/21/202 87427V111 7 5568 SH DFND 1 5568 0 0 UWM HOLDINGS CORPORATION *W EXP 01/21/202 91823B117 27 15559 SH DFND 1 15559 0 0 FIVE9 INC NOTE 0.125% 5/0 338307AB7 142685 31903000 PRN DFND 1 0 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 31218 28592000 PRN DFND 1 0 0 0 PINDUODUO INC NOTE 12/0 722304AC6 28309 27500000 PRN DFND 1 0 0 0 CHEMOURS CO COM 163851108 503 14480 SH DFND 1 14480 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 2261 104901 SH DFND 1 104901 0 0 TRANSOCEAN LTD REG SHS H8817H100 2486 550198 SH DFND 1 550198 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 9 17015 SH DFND 1 17015 0 0 HUBSPOT INC NOTE 0.250% 6/0 443573AB6 105084 17154000 PRN DFND 1 0 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 25542 8612000 PRN DFND 1 0 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 39303 3795000 PRN DFND 1 0 0 0 ASCENDANT DIGITAL ACQUISITIO COM CL A G05155109 987 99283 SH DFND 1 99283 0 0 CAPITOL INVESTMENT CORP V COM CL A 14064F100 1138 114173 SH DFND 1 114173 0 0 CAPITOL INVESTMENT CORP V *W EXP 99/99/999 14064F118 13 9954 SH DFND 1 9954 0 0 KNOLL INC COM NEW 498904200 2932 112795 SH DFND 1 112795 0 0 HYCROFT MINING HOLDING CORP *W EXP 02/12/202 44862P117 0 169985 SH DFND 1 169985 0 0