0001279891-21-000004.txt : 20210212 0001279891-21-000004.hdr.sgml : 20210212 20210212123247 ACCESSION NUMBER: 0001279891-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WOLVERINE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001279891 IRS NUMBER: 020611276 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10687 FILM NUMBER: 21624804 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 3128844400 MAIL ADDRESS: STREET 1: 175 WEST JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001279891 XXXXXXXX 12-31-2020 12-31-2020 WOLVERINE ASSET MANAGEMENT LLC

175 WEST JACKSON SUITE 340 CHICAGO IL 60604

13F HOLDINGS REPORT 028-10687 N Keri L. Kelly 312-884-3601 Keri L. Kelly Chicago IL 02-12-2021 1 1629 13615009 false 1 0001542456 028-17506 Wolverine Holdings, L.P. INFORMATION TABLE 2 form13fInfoTable.xml ADVANCED MICRO DEVICES INC COM 007903107 4833 52700 SH Call DFND 1 0 0 0 APHRIA INC COM 03765K104 31 4500 SH Call DFND 1 0 0 0 BRIDGEBIO PHARMA INC COM 10806X102 355 5000 SH Call DFND 1 0 0 0 CANOPY GROWTH CORP COM 138035100 665 27000 SH Call DFND 1 0 0 0 COUPA SOFTWARE INC COM 22266L106 508 1500 SH Call DFND 1 0 0 0 ENCORE CAP GROUP INC COM 292554102 2111 54200 SH Call DFND 1 0 0 0 ENDO INTL PLC SHS G30401106 359 50100 SH Call DFND 1 0 0 0 ENOVA INTL INC COM 29357K103 37 1500 SH Call DFND 1 0 0 0 EXACT SCIENCES CORP COM 30063P105 1033 7800 SH Call DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 44 1800 SH Call DFND 1 0 0 0 IQIYI INC SPONSORED ADS 46267X108 1248 71400 SH Call DFND 1 0 0 0 INVITAE CORP COM 46185L103 564 13500 SH Call DFND 1 0 0 0 SNAP INC CL A 83304A106 6764 135100 SH Call DFND 1 0 0 0 SPLUNK INC COM 848637104 2548 15000 SH Call DFND 1 0 0 0 SAREPTA THERAPEUTICS INC COM 803607100 562 3300 SH Call DFND 1 0 0 0 SURO CAPITAL CORP COM NEW 86887Q109 26 2000 SH Call DFND 1 0 0 0 ZENDESK INC COM 98936J101 629 4400 SH Call DFND 1 0 0 0 AVANTOR INC COM 05352A100 168 6000 SH Call DFND 1 0 0 0 EQUITABLE HLDGS INC COM 29452E101 2653 103700 SH Call DFND 1 0 0 0 WORKDAY INC CL A 98138H101 1222 5100 SH Call DFND 1 0 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 28 13600 SH Call DFND 1 0 0 0 ANTERO RESOURCES CORP COM 03674X106 113 20900 SH Call DFND 1 0 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 82 4900 SH Call DFND 1 0 0 0 BILIBILI INC SPONS ADS REP Z 090040106 1002 11700 SH Call DFND 1 0 0 0 PEABODY ENGR CORP COM 704551100 64 26600 SH Call DFND 1 0 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 876 60200 SH Call DFND 1 0 0 0 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 0 300 SH Call DFND 1 0 0 0 DOCUSIGN INC COM 256163106 4912 22100 SH Call DFND 1 0 0 0 GOPRO INC CL A 38268T103 267 32300 SH Call DFND 1 0 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 1345 28000 SH Call DFND 1 0 0 0 J2 GLOBAL INC COM 48123V102 488 5000 SH Call DFND 1 0 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 271 3700 SH Call DFND 1 0 0 0 NIO INC SPON ADS 62914V106 7252 148800 SH Call DFND 1 0 0 0 OKTA INC CL A 679295105 76 300 SH Call DFND 1 0 0 0 REDFIN CORP COM 75737F108 171 2500 SH Call DFND 1 0 0 0 SEA LTD SPONSORD ADS 81141R100 5294 26600 SH Call DFND 1 0 0 0 SQUARE INC CL A 852234103 1849 8500 SH Call DFND 1 0 0 0 SCORPIO TANKERS INC SHS Y7542C130 330 29500 SH Call DFND 1 0 0 0 TIDEWATER INC NEW COM 88642R109 5 600 SH Call DFND 1 0 0 0 TESLA INC COM 88160R101 2469 3500 SH Call DFND 1 0 0 0 TWILIO INC CL A 90138F102 677 2000 SH Call DFND 1 0 0 0 TWITTER INC COM 90184L102 2279 42100 SH Call DFND 1 0 0 0 WAYFAIR INC CL A 94419L101 7090 31400 SH Call DFND 1 0 0 0 WHITING PETE CORP NEW COM NEW 966387508 3295 131800 SH Call DFND 1 0 0 0 W & T OFFSHORE INC COM 92922P106 8 3700 SH Call DFND 1 0 0 0 WW INTL INC COM 98262P101 1571 64400 SH Call DFND 1 0 0 0 JOYY INC ADS REPSTG COM A 46591M109 1463 18300 SH Call DFND 1 0 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 22779 175500 SH Call DFND 1 0 0 0 ZYNGA INC CL A 98986T108 66 6700 SH Call DFND 1 0 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 1111 82700 SH Call DFND 1 0 0 0 APTIV PLC SHS G6095L109 130 1000 SH Call DFND 1 0 0 0 CHANGE HEALTHCARE INC COM 15912K100 261 14000 SH Call DFND 1 0 0 0 CHEWY INC CL A 16679L109 53 600 SH Call DFND 1 0 0 0 DOMINION ENERGY INC COM 25746U109 564 7500 SH Call DFND 1 0 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 2427 22300 SH Call DFND 1 0 0 0 NABORS INDUSTRIES LTD SHS G6359F137 6865 117900 SH Call DFND 1 0 0 0 PG&E CORP COM 69331C108 31 2500 SH Call DFND 1 0 0 0 SABRE CORP COM 78573M104 173 14400 SH Call DFND 1 0 0 0 ASSURANT INC COM 04621X108 136 1000 SH Call DFND 1 0 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 107 3500 SH Call DFND 1 0 0 0 ENERGIZER HLDGS INC NEW COM 29272W109 970 23000 SH Call DFND 1 0 0 0 FORTIVE CORP COM 34959J108 991 14000 SH Call DFND 1 0 0 0 II-VI INC COM 902104108 1352 17800 SH Call DFND 1 0 0 0 NEXTERA ENERGY INC COM 65339F101 277 3600 SH Call DFND 1 0 0 0 SEMPRA ENERGY COM 816851109 764 6000 SH Call DFND 1 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 3922 103600 SH Call DFND 1 0 0 0 FISKER INC CL A COM STK 33813J106 8 600 SH Call DFND 1 0 0 0 GLOBAL BLUE GROUP HOLDING AG ORD SHS H33700107 162 12500 SH Call DFND 1 0 0 0 MP MATERIALS CORP COM CL A 553368101 263 8200 SH Call DFND 1 0 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 1772 74700 SH Call DFND 1 0 0 0 AVIS BUDGET GROUP COM 053774105 149 4000 SH Call DFND 1 0 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 1783 240000 SH Call DFND 1 0 0 0 DEXCOM INC COM 252131107 14788 40000 SH Call DFND 1 0 0 0 LYFT INC CL A COM 55087P104 3188 64900 SH Call DFND 1 0 0 0 NUVASIVE INC COM 670704105 337 6000 SH Call DFND 1 0 0 0 TELADOC HEALTH INC COM 87918A105 6598 33000 SH Call DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 0 100 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 479 33400 SH Call DFND 1 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 15684 80000 SH Call DFND 1 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 3162 24000 SH Call DFND 1 0 0 0 SPDR SER TR BLOOMBERG BRCLYS 78468R622 544 5000 SH Call DFND 1 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 15937 50800 SH Call DFND 1 0 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 123 10000 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 60950 843600 SH Call DFND 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 20039 53600 SH Call DFND 1 0 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 2688 177100 SH Call DFND 1 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 2101 23000 SH Call DFND 1 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W130 20612 497400 SH Call DFND 1 0 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 155 9500 SH Call DFND 1 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 78880 500100 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 93776 1414000 SH Call DFND 1 0 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 79701 438400 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 19 2900 SH Call DFND 1 0 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 43541 566500 SH Call DFND 1 0 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W148 621 58400 SH Call DFND 1 0 0 0 BARCLAYS BANK PLC IPTH SR B S&P 06746P621 1586 94500 SH Call DFND 1 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 39798 1050100 SH Call DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1633 55400 SH Call DFND 1 0 0 0 AURORA CANNABIS INC COM 05156X884 6870 826800 SH Put DFND 1 0 0 0 ALTAIR ENGR INC COM CL A 021369103 58 1000 SH Put DFND 1 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 87252 951400 SH Put DFND 1 0 0 0 APHRIA INC COM 03765K104 10295 1487800 SH Put DFND 1 0 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 107 16100 SH Put DFND 1 0 0 0 ACCELERATE DIAGNOSTICS INC COM 00430H102 555 73300 SH Put DFND 1 0 0 0 BRIDGEBIO PHARMA INC COM 10806X102 5688 80000 SH Put DFND 1 0 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 35 400 SH Put DFND 1 0 0 0 CANOPY GROWTH CORP COM 138035100 14195 576100 SH Put DFND 1 0 0 0 CLOVIS ONCOLOGY INC COM 189464100 2367 493200 SH Put DFND 1 0 0 0 COUPA SOFTWARE INC COM 22266L106 11421 33700 SH Put DFND 1 0 0 0 COOPER STD HLDGS INC COM 21676P103 1910 55100 SH Put DFND 1 0 0 0 DISH NETWORK CORPORATION CL A 25470M109 24937 771100 SH Put DFND 1 0 0 0 DOCUSIGN INC COM 256163106 711 3200 SH Put DFND 1 0 0 0 ENCORE CAP GROUP INC COM 292554102 3591 92200 SH Put DFND 1 0 0 0 ENDO INTL PLC SHS G30401106 43 6000 SH Put DFND 1 0 0 0 ENOVA INTL INC COM 29357K103 2625 106000 SH Put DFND 1 0 0 0 ETSY INC COM 29786A106 13538 76100 SH Put DFND 1 0 0 0 EXACT SCIENCES CORP COM 30063P105 397 3000 SH Put DFND 1 0 0 0 FLUIDIGM CORP DEL COM 34385P108 18 3000 SH Put DFND 1 0 0 0 FLEXION THERAPEUTICS INC COM 33938J106 252 21900 SH Put DFND 1 0 0 0 GUARDANT HEALTH INC COM 40131M109 7152 55500 SH Put DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 5942 240600 SH Put DFND 1 0 0 0 ILLUMINA INC COM 452327109 2072 5600 SH Put DFND 1 0 0 0 INOVIO PHARMACEUTICALS INC COM NEW 45773H201 115 13000 SH Put DFND 1 0 0 0 INSMED INC COM PAR $.01 457669307 719 21600 SH Put DFND 1 0 0 0 IONIS PHARMACEUTICALS INC COM 462222100 271 4800 SH Put DFND 1 0 0 0 IQIYI INC SPONSORED ADS 46267X108 27156 1553600 SH Put DFND 1 0 0 0 LUMINEX CORP DEL COM 55027E102 1537 66500 SH Put DFND 1 0 0 0 LEXICON PHARMACEUTICALS INC COM NEW 528872302 74 21700 SH Put DFND 1 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 911 6600 SH Put DFND 1 0 0 0 MONGODB INC CL A 60937P106 2190 6100 SH Put DFND 1 0 0 0 MICRON TECHNOLOGY INC COM 595112103 706 9400 SH Put DFND 1 0 0 0 NANOSTRING TECHNOLOGIES INC COM 63009R109 1672 25000 SH Put DFND 1 0 0 0 NOVAVAX INC COM NEW 670002401 13682 122700 SH Put DFND 1 0 0 0 INVITAE CORP COM 46185L103 1488 35600 SH Put DFND 1 0 0 0 PALO ALTO NETWORKS INC COM 697435105 4655 13100 SH Put DFND 1 0 0 0 PACIRA BIOSCIENCES INC COM 695127100 1735 29000 SH Put DFND 1 0 0 0 PAGERDUTY INC COM 69553P100 304 7300 SH Put DFND 1 0 0 0 PRECIGEN INC COM 74017N105 1953 191500 SH Put DFND 1 0 0 0 QUDIAN INC ADR 747798106 166 120400 SH Put DFND 1 0 0 0 QORVO INC COM 74736K101 2377 14300 SH Put DFND 1 0 0 0 REPLIGEN CORP COM 759916109 632 3300 SH Put DFND 1 0 0 0 SNAP INC CL A 83304A106 5237 104600 SH Put DFND 1 0 0 0 SPLUNK INC COM 848637104 2123 12500 SH Put DFND 1 0 0 0 SUNPOWER CORP COM 867652406 15994 623800 SH Put DFND 1 0 0 0 SURO CAPITAL CORP COM NEW 86887Q109 424 32400 SH Put DFND 1 0 0 0 TELADOC HEALTH INC COM 87918A105 3319 16600 SH Put DFND 1 0 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 7304 756900 SH Put DFND 1 0 0 0 TILRAY INC COM CL 2 88688T100 11552 1398600 SH Put DFND 1 0 0 0 VEECO INSTRS INC DEL COM 922417100 123 7100 SH Put DFND 1 0 0 0 WISDOMTREE INVTS INC COM 97717P104 2 500 SH Put DFND 1 0 0 0 ZENDESK INC COM 98936J101 9860 68900 SH Put DFND 1 0 0 0 ZOGENIX INC COM NEW 98978L204 2168 108500 SH Put DFND 1 0 0 0 FIRST MAJESTIC SILVER CORP COM 32076V103 1810 134700 SH Put DFND 1 0 0 0 AVANTOR INC COM 05352A100 517 18400 SH Put DFND 1 0 0 0 EQUITABLE HLDGS INC COM 29452E101 5750 224700 SH Put DFND 1 0 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 460 20100 SH Put DFND 1 0 0 0 PG&E CORP COM 69331C108 1830 146900 SH Put DFND 1 0 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 4110 173200 SH Put DFND 1 0 0 0 WORKDAY INC CL A 98138H101 838 3500 SH Put DFND 1 0 0 0 OKTA INC CL A 679295105 11746 46200 SH Put DFND 1 0 0 0 TWILIO INC CL A 90138F102 6803 20100 SH Put DFND 1 0 0 0 ADIENT PLC ORD SHS G0084W101 8998 258800 SH Put DFND 1 0 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 206 97600 SH Put DFND 1 0 0 0 ANTERO RESOURCES CORP COM 03674X106 4165 764400 SH Put DFND 1 0 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 2 200 SH Put DFND 1 0 0 0 ALLIANCE RESOURCE PARTNERS L UT LTD PART 01877R108 44 10000 SH Put DFND 1 0 0 0 ARAMARK COM 03852U106 742 19300 SH Put DFND 1 0 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 6201 369800 SH Put DFND 1 0 0 0 ALTERYX INC COM CL A 02156B103 60 500 SH Put DFND 1 0 0 0 BILIBILI INC SPONS ADS REP Z 090040106 37211 434100 SH Put DFND 1 0 0 0 PEABODY ENGR CORP COM 704551100 1412 586200 SH Put DFND 1 0 0 0 BAOZUN INC SPONSORED ADR 06684L103 4867 141700 SH Put DFND 1 0 0 0 CARDLYTICS INC COM 14161W105 599 4200 SH Put DFND 1 0 0 0 CHEGG INC COM 163092109 207 2300 SH Put DFND 1 0 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 18118 1244400 SH Put DFND 1 0 0 0 CENOVUS ENERGY INC COM 15135U109 573 95000 SH Put DFND 1 0 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 1809 11200 SH Put DFND 1 0 0 0 DATADOG INC CL A COM 23804L103 12177 123700 SH Put DFND 1 0 0 0 ENPHASE ENERGY INC COM 29355A107 4369 24900 SH Put DFND 1 0 0 0 EPR PPTYS COM SH BEN INT 26884U109 71 2200 SH Put DFND 1 0 0 0 EVOLENT HEALTH INC CL A 30050B101 2008 125300 SH Put DFND 1 0 0 0 FIREEYE INC COM 31816Q101 7766 336800 SH Put DFND 1 0 0 0 FIVE9 INC COM 338307101 156 900 SH Put DFND 1 0 0 0 FORTIVE CORP COM 34959J108 11522 162700 SH Put DFND 1 0 0 0 FIVERR INTL LTD ORD SHS M4R82T106 3902 20000 SH Put DFND 1 0 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 12791 136600 SH Put DFND 1 0 0 0 GOGO INC COM 38046C109 972 101000 SH Put DFND 1 0 0 0 GOPRO INC CL A 38268T103 3569 431100 SH Put DFND 1 0 0 0 GRUBHUB INC COM 400110102 3215 43300 SH Put DFND 1 0 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 19 300 SH Put DFND 1 0 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 13266 276100 SH Put DFND 1 0 0 0 HUBSPOT INC COM 443573100 39644 100000 SH Put DFND 1 0 0 0 IAC INTERACTIVECORP NEW COM 44891N109 1022 5400 SH Put DFND 1 0 0 0 IAMGOLD CORP COM 450913108 110 30100 SH Put DFND 1 0 0 0 J2 GLOBAL INC COM 48123V102 410 4200 SH Put DFND 1 0 0 0 KLX ENERGY SERVICS HOLDNGS I COM NEW 48253L205 11 1800 SH Put DFND 1 0 0 0 LIMELIGHT NETWORKS INC COM 53261M104 409 102600 SH Put DFND 1 0 0 0 LIVENT CORP COM 53814L108 1269 67400 SH Put DFND 1 0 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 6627 90200 SH Put DFND 1 0 0 0 MATTEL INC COM 577081102 2694 154400 SH Put DFND 1 0 0 0 MEDALLIA INC COM 584021109 4129 124300 SH Put DFND 1 0 0 0 MERCADOLIBRE INC COM 58733R102 2847 1700 SH Put DFND 1 0 0 0 MICHAELS COS INC COM 59408Q106 32 2500 SH Put DFND 1 0 0 0 MOMO INC ADR 60879B107 8452 605500 SH Put DFND 1 0 0 0 NABORS INDUSTRIES LTD SHS G6359F137 18039 309800 SH Put DFND 1 0 0 0 CLOUDFLARE INC CL A COM 18915M107 8108 106700 SH Put DFND 1 0 0 0 NEW RELIC INC COM 64829B100 359 5500 SH Put DFND 1 0 0 0 NETFLIX INC COM 64110L106 6705 12400 SH Put DFND 1 0 0 0 NIO INC SPON ADS 62914V106 286971 5887800 SH Put DFND 1 0 0 0 NATURA &CO HLDG S A ADS 63884N108 2000 100000 SH Put DFND 1 0 0 0 NUTANIX INC CL A 67059N108 8502 266800 SH Put DFND 1 0 0 0 OVINTIV INC COM 69047Q102 14 1000 SH Put DFND 1 0 0 0 PINDUODUO INC SPONSORED ADS 722304102 91393 514400 SH Put DFND 1 0 0 0 PEGASYSTEMS INC COM 705573103 439 3300 SH Put DFND 1 0 0 0 PROS HOLDINGS INC COM 74346Y103 563 11100 SH Put DFND 1 0 0 0 PLURALSIGHT INC COM CL A 72941B106 1991 95000 SH Put DFND 1 0 0 0 PRETIUM RES INC COM 74139C102 3134 273000 SH Put DFND 1 0 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 916 15000 SH Put DFND 1 0 0 0 REDFIN CORP COM 75737F108 11035 160800 SH Put DFND 1 0 0 0 RH COM 74967X103 21615 48300 SH Put DFND 1 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 1495 647600 SH Put DFND 1 0 0 0 REALOGY HLDGS CORP COM 75605Y106 24 1900 SH Put DFND 1 0 0 0 SEA LTD SPONSORD ADS 81141R100 210535 1057700 SH Put DFND 1 0 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 3478 10900 SH Put DFND 1 0 0 0 SCIENTIFIC GAMES CORP COM 80874P109 319 7700 SH Put DFND 1 0 0 0 SIRIUS XM HOLDINGS INC COM 82968B103 214 33600 SH Put DFND 1 0 0 0 SM ENERGY CO COM 78454L100 2132 348400 SH Put DFND 1 0 0 0 SQUARE INC CL A 852234103 15452 71000 SH Put DFND 1 0 0 0 SSR MNG INC COM 784730103 40 2000 SH Put DFND 1 0 0 0 ISTAR INC COM 45031U101 37 2500 SH Put DFND 1 0 0 0 SCORPIO TANKERS INC SHS Y7542C130 1218 108900 SH Put DFND 1 0 0 0 TIDEWATER INC NEW COM 88642R109 12 1500 SH Put DFND 1 0 0 0 TENNECO INC CL A VTG COM STK 880349105 22 2100 SH Put DFND 1 0 0 0 TRIUMPH GROUP INC NEW COM 896818101 2554 203400 SH Put DFND 1 0 0 0 TALEND S A ADS 874224207 1077 28100 SH Put DFND 1 0 0 0 TIMKENSTEEL CORPORATION COM 887399103 50 10900 SH Put DFND 1 0 0 0 TABULA RASA HEALTHCARE INC COM 873379101 428 10000 SH Put DFND 1 0 0 0 TESLA INC COM 88160R101 226520 321000 SH Put DFND 1 0 0 0 TITAN INTL INC ILL COM 88830M102 4 1000 SH Put DFND 1 0 0 0 2U INC COM 90214J101 332 8300 SH Put DFND 1 0 0 0 TWITTER INC COM 90184L102 2945 54400 SH Put DFND 1 0 0 0 UNISYS CORP COM NEW 909214306 602 30600 SH Put DFND 1 0 0 0 UNITI GROUP INC COM 91325V108 1528 130300 SH Put DFND 1 0 0 0 VECTOR GROUP LTD COM 92240M108 130 11200 SH Put DFND 1 0 0 0 VEONEER INC COM 92336X109 775 36400 SH Put DFND 1 0 0 0 WAYFAIR INC CL A 94419L101 71536 316800 SH Put DFND 1 0 0 0 WEIBO CORP SPONSORED ADR 948596101 1643 40100 SH Put DFND 1 0 0 0 WHITING PETE CORP NEW COM NEW 966387508 5770 230800 SH Put DFND 1 0 0 0 SLACK TECHNOLOGIES INC COM CL A 83088V102 14817 350800 SH Put DFND 1 0 0 0 W & T OFFSHORE INC COM 92922P106 75 35000 SH Put DFND 1 0 0 0 WW INTL INC COM 98262P101 85 3500 SH Put DFND 1 0 0 0 UNITED STATES STL CORP NEW COM 912909108 1923 114700 SH Put DFND 1 0 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 2448 105600 SH Put DFND 1 0 0 0 YANDEX N V SHS CLASS A N97284108 97 1400 SH Put DFND 1 0 0 0 JOYY INC ADS REPSTG COM A 46591M109 18571 232200 SH Put DFND 1 0 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 77256 595200 SH Put DFND 1 0 0 0 ZYNGA INC CL A 98986T108 567 57500 SH Put DFND 1 0 0 0 ZSCALER INC COM 98980G102 13600 68100 SH Put DFND 1 0 0 0 APTIV PLC SHS G6095L109 729 5600 SH Put DFND 1 0 0 0 CHANGE HEALTHCARE INC COM 15912K100 1191 63900 SH Put DFND 1 0 0 0 CHEWY INC CL A 16679L109 10256 114100 SH Put DFND 1 0 0 0 DOMINION ENERGY INC COM 25746U109 14852 197500 SH Put DFND 1 0 0 0 GFL ENVIRONMENTAL INC SUB VTG SHS 36168Q104 2284 78300 SH Put DFND 1 0 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1436 13200 SH Put DFND 1 0 0 0 SABRE CORP COM 78573M104 625 52000 SH Put DFND 1 0 0 0 SOUTHERN CO COM 842587107 2119 34500 SH Put DFND 1 0 0 0 ASSURANT INC COM 04621X108 3827 28100 SH Put DFND 1 0 0 0 CENTERPOINT ENERGY INC COM 15189T107 2183 100900 SH Put DFND 1 0 0 0 ELANCO ANIMAL HEALTH INC COM 28414H103 573 18700 SH Put DFND 1 0 0 0 II-VI INC COM 902104108 4109 54100 SH Put DFND 1 0 0 0 NEXTERA ENERGY INC COM 65339F101 9998 129600 SH Put DFND 1 0 0 0 SEMPRA ENERGY COM 816851109 1656 13000 SH Put DFND 1 0 0 0 ALTA EQUIPMENT GROUP INC COMMON STOCK 02128L106 9 1000 SH Put DFND 1 0 0 0 FISKER INC CL A COM STK 33813J106 10 700 SH Put DFND 1 0 0 0 MULTIPLAN CORPORATION COM 62548M100 7 1000 SH Put DFND 1 0 0 0 QUANTUMSCAPE CORP COM CL A 74767V109 8 100 SH Put DFND 1 0 0 0 SHIFT TECHNOLOGIES INC CL A 82452T107 4 500 SH Put DFND 1 0 0 0 APPLIED OPTOELECTRONICS INC COM 03823U102 693 81500 SH Put DFND 1 0 0 0 ACCURAY INC COM 004397105 5 1400 SH Put DFND 1 0 0 0 CENTENE CORP DEL COM 15135B101 606 10100 SH Put DFND 1 0 0 0 CRYOLIFE INC COM 228903100 842 35700 SH Put DFND 1 0 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 2351 316500 SH Put DFND 1 0 0 0 CRYOPORT INC COM PAR $0.001 229050307 215 4900 SH Put DFND 1 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 808 20100 SH Put DFND 1 0 0 0 8X8 INC NEW COM 282914100 2681 77800 SH Put DFND 1 0 0 0 INFINERA CORP COM 45667G103 106 10200 SH Put DFND 1 0 0 0 INSEEGO CORP COM 45782B104 2662 172100 SH Put DFND 1 0 0 0 LUMENTUM HLDGS INC COM 55024U109 113 1200 SH Put DFND 1 0 0 0 LYFT INC CL A COM 55087P104 14680 298800 SH Put DFND 1 0 0 0 NUVASIVE INC COM 670704105 912 16200 SH Put DFND 1 0 0 0 NEVRO CORP COM 64157F103 34 200 SH Put DFND 1 0 0 0 1LIFE HEALTHCARE INC COM 68269G107 1078 24700 SH Put DFND 1 0 0 0 SAREPTA THERAPEUTICS INC COM 803607100 3341 19600 SH Put DFND 1 0 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 794 8300 SH Put DFND 1 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 39009 764900 SH Put DFND 1 0 0 0 VOCERA COMMUNICATIONS INC COM 92857F107 801 19300 SH Put DFND 1 0 0 0 VONAGE HLDGS CORP COM 92886T201 1290 100200 SH Put DFND 1 0 0 0 VIAVI SOLUTIONS INC COM 925550105 149 10000 SH Put DFND 1 0 0 0 WESTERN DIGITAL CORP. COM 958102105 1107 20000 SH Put DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 4033 608300 SH Put DFND 1 0 0 0 BOSTON SCIENTIFIC CORP COM 101137107 438 12200 SH Put DFND 1 0 0 0 T-MOBILE US INC COM 872590104 2022 15000 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 469 32700 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DAILY FINL BEAR 25460E133 171 23700 SH Put DFND 1 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 314 3600 SH Put DFND 1 0 0 0 ISHARES TR NASDAQ BIOTECH 464287556 7574 50000 SH Put DFND 1 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 106754 544500 SH Put DFND 1 0 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 3992 30300 SH Put DFND 1 0 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 11833 102800 SH Put DFND 1 0 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 249078 793900 SH Put DFND 1 0 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 566 45700 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 59967 830000 SH Put DFND 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 455385 1218000 SH Put DFND 1 0 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 318 21000 SH Put DFND 1 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 9948 108900 SH Put DFND 1 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W130 9705 234200 SH Put DFND 1 0 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 3 200 SH Put DFND 1 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 59811 379200 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 106562 1606800 SH Put DFND 1 0 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 216505 1190900 SH Put DFND 1 0 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 43979 572200 SH Put DFND 1 0 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W148 642 60300 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 5594 147600 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2491 84500 SH Put DFND 1 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 855 22600 SH Put DFND 1 0 0 0 OCCIDENTAL PETE CORP COM 674599105 1 100 SH Put DFND 1 0 0 0 PURPLE INNOVATION INC COM 74640Y106 23 700 SH Put DFND 1 0 0 0 ALTAIR ENGR INC NOTE 0.250% 6/0 021369AA1 23529 17119000 PRN DFND 1 0 0 0 APOLLO COML REAL EST FIN INC NOTE 4.750% 8/2 03762UAB1 3445 3600000 PRN DFND 1 0 0 0 APOLLO COML REAL EST FIN INC NOTE 5.375%10/1 03762UAC9 1220 1300000 PRN DFND 1 0 0 0 ACCELERATE DIAGNOSTICS INC NOTE 2.500% 3/1 00430HAB8 2324 4000000 PRN DFND 1 0 0 0 8X8 INC NEW NOTE 0.500% 2/0 282914AB6 90405 62016000 PRN DFND 1 0 0 0 IAC INTERACTIVECORP NEW COM 44891N109 1521 8036 SH DFND 1 8036 0 0 INFINERA CORP NOTE 2.125% 9/0 45667GAC7 19323 15501000 PRN DFND 1 0 0 0 INSEEGO CORP NOTE 3.250% 5/0 45782BAD6 3424 2500000 PRN DFND 1 0 0 0 INNOVIVA INC NOTE 2.500% 8/1 45781MAB7 35137 32648000 PRN DFND 1 0 0 0 MESA LABS INC NOTE 1.375% 8/1 59064RAA7 2985 2500000 PRN DFND 1 0 0 0 INTREXON CORP NOTE 3.500% 7/0 46122TAA0 7597 9000000 PRN DFND 1 0 0 0 TILRAY INC NOTE 5.000%10/0 88688TAB6 10093 12000000 PRN DFND 1 0 0 0 FIRST MAJESTIC SILVER CORP NOTE 1.875% 3/0 32076VAB9 40722 27525000 PRN DFND 1 0 0 0 APOLLO INVT CORP COM NEW 03761U502 61 5818 SH DFND 1 5818 0 0 BARINGS BDC INC COM 06759L103 6 711 SH DFND 1 711 0 0 BAIN CAP SPECIALTY FIN INC COM STK 05684B107 59 4868 SH DFND 1 4868 0 0 BLACKROCK CAP INVT CORP COM 092533108 93 34914 SH DFND 1 34914 0 0 FS KKR CAP CORP COM 302635206 206 12481 SH DFND 1 12481 0 0 GLADSTONE INVT CORP COM 376546107 67 6683 SH DFND 1 6683 0 0 MAIN STR CAP CORP COM 56035L104 121 3770 SH DFND 1 3770 0 0 MONROE CAP CORP COM 610335101 31 3980 SH DFND 1 3980 0 0 NEW MTN FIN CORP COM 647551100 46 4115 SH DFND 1 4115 0 0 OWL ROCK CAPITAL CORPORATION COM 69121K104 224 17737 SH DFND 1 17737 0 0 OXFORD SQUARE CAP CORP COM 69181V107 8 2726 SH DFND 1 2726 0 0 PENNANTPARK INVT CORP COM 708062104 60 13161 SH DFND 1 13161 0 0 PROSPECT CAP CORP COM 74348T102 185 34247 SH DFND 1 34247 0 0 SOLAR CAP LTD COM 83413U100 158 9024 SH DFND 1 9024 0 0 SOLAR SR CAP LTD COM 83416M105 53 3715 SH DFND 1 3715 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 1893 109512 SH DFND 1 109512 0 0 ABERDEEN GLOBAL DYNAMIC DIVI COM 00302M106 832 79735 SH DFND 1 79735 0 0 ABERDEEN TOTAL DYNAMIC DIVD COM SH BEN INT 00326L100 2276 257224 SH DFND 1 257224 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 2281 104327 SH DFND 1 104327 0 0 ABERDEEN STD GLOBAL INFRASTR COM SHS BEN INT 00326W106 2130 115110 SH DFND 1 115110 0 0 BOULDER GROWTH & INCOME FD I COM 101507101 2598 233272 SH DFND 1 233272 0 0 CENTRAL SECS CORP COM 155123102 1547 47396 SH DFND 1 47396 0 0 BLACKROCK ENHANCD CAP & INM COM 09256A109 5 300 SH DFND 1 300 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 12 179 SH DFND 1 179 0 0 FST TR NEW OPPORT MLP & ENE COM 33739M100 654 153169 SH DFND 1 153169 0 0 GENERAL AMERN INVS CO INC COM 368802104 533 14341 SH DFND 1 14341 0 0 HANCOCK JOHN INVT TR TAX ADV GLB SH 41013P749 884 159915 SH DFND 1 159915 0 0 INDIA FD INC COM 454089103 768 38488 SH DFND 1 38488 0 0 NEW IRELAND FD INC COM 645673104 186 17994 SH DFND 1 17994 0 0 KOREA FD INC COM NEW 500634209 135 3359 SH DFND 1 3359 0 0 MEXICO FD INC COM 592835102 508 37248 SH DFND 1 37248 0 0 ALLIANZGI DIVIDEND INT & PRM COM 01883A107 1695 125999 SH DFND 1 125999 0 0 NEUBERGER BERMAN MLP & ENERG COM 64129H104 973 289006 SH DFND 1 289006 0 0 PIMCO ENRGY TACTICAL CR OPP COM SHS BEN INT 69346N107 672 83292 SH DFND 1 83292 0 0 ADAM NAT RES FD INC COM 00548F105 2902 255285 SH DFND 1 255285 0 0 SALIENT MIDSTREAM & MLP FD SH BEN INT 79471V105 671 157280 SH DFND 1 157280 0 0 TAIWAN FD INC COM 874036106 154 6033 SH DFND 1 6033 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 166 5081 SH DFND 1 5081 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1219 5450 SH DFND 1 5450 0 0 ISHARES TR CORE US AGGBD ET 464287226 7671 64908 SH DFND 1 64908 0 0 SPROTT PHYSICAL GOLD & SILVE TR UNIT 85208R101 603 31192 SH DFND 1 31192 0 0 INVESCO CURRENCYSHARES BRIT BRIT POUN STRL 46138M109 13212 100000 SH DFND 1 100000 0 0 AURORA CANNABIS INC COM 05156X884 815 98178 SH DFND 1 98178 0 0 ADVANCED MICRO DEVICES INC COM 007903107 64721 705721 SH DFND 1 705721 0 0 AVADEL PHARMACEUTICALS PLC SPONSORED ADR 05337M104 52 7791 SH DFND 1 7791 0 0 ALTERYX INC NOTE 0.500% 8/0 02156BAD5 61175 58910000 PRN DFND 1 0 0 0 ALTERYX INC NOTE 0.500% 6/0 02156BAB9 105835 37865000 PRN DFND 1 0 0 0 BAUSCH HEALTH COS INC COM 071734107 569 27390 SH DFND 1 27390 0 0 BILIBILI INC NOTE 1.375% 4/0 090040AB2 130160 37480000 PRN DFND 1 0 0 0 BLACKLINE INC NOTE 0.125% 8/0 09239BAB5 120376 63965000 PRN DFND 1 0 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 824 9407 SH DFND 1 9407 0 0 CARS COM INC COM 14575E105 377 33432 SH DFND 1 33432 0 0 CHEGG INC NOTE 0.125% 3/1 163092AD1 170832 93905000 PRN DFND 1 0 0 0 CLOVIS ONCOLOGY INC NOTE 4.500% 8/0 189464AE0 1295 1500000 PRN DFND 1 0 0 0 COUPA SOFTWARE INC COM 22266L106 28492 84070 SH DFND 1 84070 0 0 CREE INC NOTE 0.875% 9/0 225447AB7 61264 33752000 PRN DFND 1 0 0 0 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 38180 39707000 PRN DFND 1 0 0 0 DOCUSIGN INC NOTE 0.500% 9/1 256163AB2 8250 2650000 PRN DFND 1 0 0 0 DEXCOM INC NOTE 0.750%12/0 252131AH0 237888 104469000 PRN DFND 1 0 0 0 ENCORE CAP GROUP INC NOTE 3.250% 3/1 292554AK8 16651 15500000 PRN DFND 1 0 0 0 ENCORE CAP EUROPE FIN LTD NOTE 4.500% 9/0 29260UAA5 27271 24100000 PRN DFND 1 0 0 0 ENDO INTL PLC SHS G30401106 4111 572627 SH DFND 1 572627 0 0 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 66731 50337000 PRN DFND 1 0 0 0 ETSY INC NOTE 0.125%10/0 29786AAJ5 214617 101032000 PRN DFND 1 0 0 0 EVERBRIDGE INC NOTE 0.125%12/1 29978AAC8 71661 48333000 PRN DFND 1 0 0 0 EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 2108 2053000 PRN DFND 1 0 0 0 EXACT SCIENCES CORP COM 30063P105 671 5070 SH DFND 1 5070 0 0 FTI CONSULTING INC NOTE 2.000% 8/1 302941AP4 40616 32208000 PRN DFND 1 0 0 0 FLUIDIGM CORP DEL NOTE 5.250%12/0 34385PAF5 19170 8720000 PRN DFND 1 0 0 0 GOSSAMER BIO INC NOTE 5.000% 6/0 38341PAA0 7996 8826000 PRN DFND 1 0 0 0 HERBALIFE LTD NOTE 2.625% 3/1 42703MAD5 33693 31406000 PRN DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 25813 33083000 PRN DFND 1 0 0 0 INTERDIGITAL INC COM 45867G101 57 944 SH DFND 1 944 0 0 ILLUMINA INC COM 452327109 4535 12257 SH DFND 1 12257 0 0 INSMED INC NOTE 1.750% 1/1 457669AA7 39493 35070000 PRN DFND 1 0 0 0 IONIS PHARMACEUTICALS INC NOTE 0.125%12/1 462222AB6 40696 39687000 PRN DFND 1 0 0 0 INPHI CORP COM 45772F107 3063 19092 SH DFND 1 19092 0 0 IQIYI INC NOTE 4.000%12/1 46267XAE8 26404 26500000 PRN DFND 1 0 0 0 IRONWOOD PHARMACEUTICALS INC NOTE 0.750% 6/1 46333XAF5 23790 21227000 PRN DFND 1 0 0 0 IRONWOOD PHARMACEUTICALS INC NOTE 1.500% 6/1 46333XAH1 1132 1000000 PRN DFND 1 0 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 36208 33392000 PRN DFND 1 0 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 95281 65067000 PRN DFND 1 0 0 0 LIVEPERSON INC NOTE 0.750% 3/0 538146AB7 89486 50863000 PRN DFND 1 0 0 0 LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 5475 6000000 PRN DFND 1 0 0 0 MICROCHIP TECHNOLOGY INC. COM 595017104 2543 18420 SH DFND 1 18420 0 0 MICRON TECHNOLOGY INC COM 595112103 3330 44298 SH DFND 1 44298 0 0 NEOGENOMICS INC NOTE 1.250% 5/0 64049MAA8 53723 33113000 PRN DFND 1 0 0 0 NIO INC NOTE 4.500% 2/0 62914VAB2 291608 56230000 PRN DFND 1 0 0 0 NIO INC DEBT 4.500% 2/0 G6525FAA0 19929 3843000 PRN DFND 1 0 0 0 NUTANIX INC NOTE 1/1 67059NAB4 81748 80836000 PRN DFND 1 0 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 85565 84788000 PRN DFND 1 0 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 6690 5310000 PRN DFND 1 0 0 0 INVITAE CORP NOTE 2.000% 9/0 46185LAB9 14514 9000000 PRN DFND 1 0 0 0 OPKO HEALTH INC COM 68375N103 2 550 SH DFND 1 550 0 0 OSI SYSTEMS INC NOTE 1.250% 9/0 671044AD7 22297 20751000 PRN DFND 1 0 0 0 PACIRA BIOSCIENCES INC NOTE 2.375% 4/0 695127AD2 29743 26048000 PRN DFND 1 0 0 0 PINDUODUO INC NOTE 12/0 722304AC6 50137 40500000 PRN DFND 1 0 0 0 PRA GROUP INC COM 69354N106 438 11051 SH DFND 1 11051 0 0 PERFICIENT INC NOTE 2.375% 9/1 71375UAB7 6978 5040000 PRN DFND 1 0 0 0 PROS HOLDINGS INC NOTE 1.000% 5/1 74346YAH6 5299 5000000 PRN DFND 1 0 0 0 PURE STORAGE INC NOTE 0.125% 4/1 74624MAB8 36319 32861000 PRN DFND 1 0 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 24979 19454000 PRN DFND 1 0 0 0 PRETIUM RES INC NOTE 2.250% 3/1 74139CAB8 12194 11467000 PRN DFND 1 0 0 0 QUDIAN INC ADR 747798106 116 84172 SH DFND 1 84172 0 0 QORVO INC COM 74736K101 1081 6507 SH DFND 1 6507 0 0 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 19502 12714000 PRN DFND 1 0 0 0 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 62994 35862000 PRN DFND 1 0 0 0 RH COM 74967X103 1685 3766 SH DFND 1 3766 0 0 RAPID7 INC NOTE 1.250% 8/0 753422AB0 24058 11021000 PRN DFND 1 0 0 0 SAILPOINT TECHNOLOGIES HLDGS NOTE 0.125% 9/1 78781PAB1 124521 64108000 PRN DFND 1 0 0 0 SUNPOWER CORP DBCV 4.000% 1/1 867652AL3 35638 27582000 PRN DFND 1 0 0 0 SQUARE INC NOTE 0.500% 5/1 852234AD5 401391 142951000 PRN DFND 1 0 0 0 SSR MNG INC NOTE 2.500% 4/0 784730AB9 44238 32261000 PRN DFND 1 0 0 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 22817 24100000 PRN DFND 1 0 0 0 TERADYNE INC COM 880770102 3267 27254 SH DFND 1 27254 0 0 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/0 88163VAE9 9745 9800000 PRN DFND 1 0 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS 881624209 1591 164946 SH DFND 1 164946 0 0 TILRAY INC COM CL 2 88688T100 737 89327 SH DFND 1 89327 0 0 LENDINGTREE INC NEW NOTE 0.625% 6/0 52603BAA5 53274 37367000 PRN DFND 1 0 0 0 TRONOX HOLDINGS PLC SHS G9087Q102 3579 244854 SH DFND 1 244854 0 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 65196 33270000 PRN DFND 1 0 0 0 VONAGE HLDGS CORP NOTE 1.750% 6/0 92886TAJ1 17868 16365000 PRN DFND 1 0 0 0 VEONEER INC NOTE 4.000% 6/0 92336XAA7 22356 18475000 PRN DFND 1 0 0 0 WORKIVA INC NOTE 1.125% 8/1 98139AAB1 13371 9960000 PRN DFND 1 0 0 0 ZILLOW GROUP INC NOTE 0.750% 9/0 98954MAE1 184961 61797000 PRN DFND 1 0 0 0 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 88078 65914000 PRN DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 61 9300 SH DFND 1 9300 0 0 FORTUNA SILVER MINES INC SDCV 4.650%10/3 349915AA6 766 450000 PRN DFND 1 0 0 0 THERATECHNOLOGIES INC NOTE 5.750% 6/3 88338HAA8 2824 3950000 PRN DFND 1 0 0 0 GENERAL MTRS CO COM 37045V100 3171 76168 SH DFND 1 76168 0 0 JUNIPER INDL HLDGS INC COM CL A 48205G106 6595 615846 SH DFND 1 615846 0 0 NVENT ELECTRIC PLC SHS G6700G107 2515 108000 SH DFND 1 108000 0 0 PURPLE INNOVATION INC COM 74640Y106 2215 67261 SH DFND 1 67261 0 0 STAR PEAK ENERGY TRANSITION CL A 855185104 1534 75000 SH DFND 1 75000 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 11000 589223 SH DFND 1 589223 0 0 COLFAX CORP UNIT 01/15/2022T 194014205 97405 608099 SH DFND 1 608099 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 42296 425282 SH DFND 1 425282 0 0 INTERNATIONAL FLAVORS&FRAGRA UNIT 09/15/2021 459506309 35563 874924 SH DFND 1 874924 0 0 KKR & CO INC COM 48251W104 4772 117872 SH DFND 1 117872 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 501 21906 SH DFND 1 21906 0 0 PG&E CORP UNIT 99/99/9999 69331C140 28269 230474 SH DFND 1 230474 0 0 STANLEY BLACK & DECKER INC COM 854502101 11335 63482 SH DFND 1 63482 0 0 CENTERPOINT ENERGY INC COM 15189T107 372 17223 SH DFND 1 17223 0 0 ELANCO ANIMAL HEALTH INC UNIT 02/01/2023T 28414H202 2977 62169 SH DFND 1 62169 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 18054 306286 SH DFND 1 306286 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 43770 865613 SH DFND 1 865613 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 14265 279193 SH DFND 1 279193 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 1685 32944 SH DFND 1 32944 0 0 VONTIER CORPORATION COM 928881101 39 1196 SH DFND 1 1196 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 3124 19999 SH DFND 1 19999 0 0 BRIDGE BANCORP INC COM 108035106 229 9501 SH DFND 1 9501 0 0 CELLULAR BIOMEDICINE GROUP I COM NEW 15117P102 602 32787 SH DFND 1 32787 0 0 CHINA BIOLOGIC PRODS HLDGS I COM G21515104 432 3658 SH DFND 1 3658 0 0 CIT GROUP INC COM NEW 125581801 239 6681 SH DFND 1 6681 0 0 EATON VANCE CORP COM NON VTG 278265103 1480 21790 SH DFND 1 21790 0 0 FS KKR CAP CORP II COM 35952V303 9 572 SH DFND 1 572 0 0 GENWORTH FINL INC COM CL A 37247D106 417 110560 SH DFND 1 110560 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 387 3365 SH DFND 1 3365 0 0 INDUSTRIAL LOGISTICS PPTYS T COM SHS BEN INT 456237106 122 5256 SH DFND 1 5256 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 4128 46569 SH DFND 1 46569 0 0 NXP SEMICONDUCTORS N V COM N6596X109 884 5565 SH DFND 1 5565 0 0 QIAGEN NV SHS NEW N72482123 51 982 SH DFND 1 982 0 0 SYNOVUS FINL CORP COM NEW 87161C501 369 11430 SH DFND 1 11430 0 0 STANDARD AVB FINL CORP COM 85303B100 54 1675 SH DFND 1 1675 0 0 TCF FINL CORP COM 872307103 2034 54956 SH DFND 1 54956 0 0 UROVANT SCIENCES LTD SHS G9381B108 71 4445 SH DFND 1 4445 0 0 WADDELL & REED FINL INC CL A 930059100 1928 75730 SH DFND 1 75730 0 0 WILLIS TOWERS WATSON PLC LTD SHS G96629103 6132 29108 SH DFND 1 29108 0 0 WATFORD HLDGS LTD SHS G94787101 2072 59903 SH DFND 1 59903 0 0 XILINX INC COM 983919101 3828 27004 SH DFND 1 27004 0 0 EXPERIENCE INVT CORP COM CL A 30217C109 1057 95423 SH DFND 1 95423 0 0 BLINK CHARGING CO COM 09354A100 108 2549 SH DFND 1 2549 0 0 TRITERRAS INC *W EXP 02/02/202 G9103H110 226 102216 SH DFND 1 102216 0 0 XL FLEET CORP COM CL A 9837FR100 6 287 SH DFND 1 287 0 0 ZIONS BANCORPORATION N A COM 989701107 1368 31500 SH DFND 1 31500 0 0 ABERDEEN EMRG MRKTS EQT INM COM 00301W105 565 69303 SH DFND 1 69303 0 0 ADVENT CONVERTIBLE & INCOME COM 00764C109 2860 173136 SH DFND 1 173136 0 0 BLACKROCK ENHANCED EQUITY DI COM 09251A104 215 25420 SH DFND 1 25420 0 0 BLACKROCK ENERGY & RES TR COM 09250U101 3282 462294 SH DFND 1 462294 0 0 BLACKROCK ENHANCED GLOBAL DI COM 092501105 726 66550 SH DFND 1 66550 0 0 CALAMOS DYNAMIC CONV & INCOM COM 12811V105 358 12735 SH DFND 1 12735 0 0 CENTRAL & EASTERN EUROPE FD COM 153436100 2 100 SH DFND 1 100 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 184692200 95 5698 SH DFND 1 5698 0 0 CENTER COAST BRKFLD MLP ENRG SHS BEN INT 151461209 304 32083 SH DFND 1 32083 0 0 CALAMOS CONV OPPORTUNITIES & SH BEN INT 128117108 3254 240397 SH DFND 1 240397 0 0 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 2526 176911 SH DFND 1 176911 0 0 CLEARBRIDGE MLP AND MIDSTRM COM 18469Q207 899 61585 SH DFND 1 61585 0 0 DELAWARE INVTS DIV & INCOME COM 245915103 591 63895 SH DFND 1 63895 0 0 NUVEEN DOW 30 DYNAMIC OVERWR SHS 67075F105 612 40285 SH DFND 1 40285 0 0 DNP SELECT INCOME FD INC COM 23325P104 411 40095 SH DFND 1 40095 0 0 CLEARBRIDGE ENERGY MIDSTRM O COM 18469P209 1897 141289 SH DFND 1 141289 0 0 WELLS FARGO GLOBAL DIVIDEND COM 94987C103 1319 272090 SH DFND 1 272090 0 0 WELLS FARGO UTILITIES AND HI WF UTILITIES INC 94987E109 266 20709 SH DFND 1 20709 0 0 EATON VANCE TAX-ADVANTAGED G COM 27828U106 609 24139 SH DFND 1 24139 0 0 FIRST TR DYNAMIC EUROPE EQUI COM SHS 33740D107 2150 182275 SH DFND 1 182275 0 0 FIRST TR ENERGY INCOME & GRO COM 33738G104 223 20887 SH DFND 1 20887 0 0 FIRST TR ENERGY INFRASTRCTR COM 33738C103 570 54417 SH DFND 1 54417 0 0 FIDUCIARY CLAYMORE ENGRY INF COM 31647Q205 472 82113 SH DFND 1 82113 0 0 SPROTT FOCUS TR INC COM 85208J109 1392 201870 SH DFND 1 201870 0 0 GABELLI CONV & INC SECS FD I COM 36240B109 676 108287 SH DFND 1 108287 0 0 GABELLI DIVID & INCOME TR COM 36242H104 3287 153179 SH DFND 1 153179 0 0 GOLDMAN SACHS MLP ENERGY REN COM 38148G206 1299 170599 SH DFND 1 170599 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 1400 399089 SH DFND 1 399089 0 0 GABELLI MULTIMEDIA TR INC COM 36239Q109 1177 147914 SH DFND 1 147914 0 0 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 753 147403 SH DFND 1 147403 0 0 GUGGENHEIM ENHANCED EQUITY I COM 40167B100 3124 477071 SH DFND 1 477071 0 0 GABELLI HLTHCARE & WELLNESS SHS 36246K103 220 18435 SH DFND 1 18435 0 0 JOHN HANCOCK HEDGED EQUITY & COM 47804L102 1851 161835 SH DFND 1 161835 0 0 ABERDEEN AUSTRALIA EQUITY FD COM 003011103 920 174629 SH DFND 1 174629 0 0 VOYA GLBL EQTY DIV & PREM OP COM 92912T100 1688 323463 SH DFND 1 323463 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 2029 294920 SH DFND 1 294920 0 0 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 61 8441 SH DFND 1 8441 0 0 VOYA INTL HIGH DIV EQTY INM COM 92912Y109 330 72062 SH DFND 1 72062 0 0 MORGAN STANLEY INDIA INVT FD COM 61745C105 1416 66776 SH DFND 1 66776 0 0 NUVEEN CORE EQUITY ALPHA FD COM 67090X107 481 34200 SH DFND 1 34200 0 0 NUVEEN DIVERSIFIED DIVID & I COM 6706EP105 430 49090 SH DFND 1 49090 0 0 JAPAN SMALLER CAPITALIZATION COM 47109U104 69 7675 SH DFND 1 7675 0 0 NUVEEN REAL ASSET INCOME & G COM 67074Y105 1377 102307 SH DFND 1 102307 0 0 NUVEEN REAL ESTATE INCOME FD COM 67071B108 232 27526 SH DFND 1 27526 0 0 NUVEEN TX ADV TOTAL RET STRG COM 67090H102 2368 251424 SH DFND 1 251424 0 0 NUVEEN TAX-ADVANTAGED DIVID COM 67073G105 2553 179555 SH DFND 1 179555 0 0 KAYNE ANDERSON ENERGY INFRST COM 486606106 112 19594 SH DFND 1 19594 0 0 MACQUARIE GLOBAL INFRASTRUCT COM 55608D101 3879 191206 SH DFND 1 191206 0 0 COHEN & STEERS MLP & ENGY OP COM SHS 19249B106 402 173373 SH DFND 1 173373 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K200 396 29890 SH DFND 1 29890 0 0 TORTOISE MIDSTRM ENERGY FD I COM 89148B200 326 15837 SH DFND 1 15837 0 0 NUVEEN NASDAQ 100 DYNAMIC OV COM SHS 670699107 163 6273 SH DFND 1 6273 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 450 33744 SH DFND 1 33744 0 0 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 0 1 SH DFND 1 1 0 0 ROYCE MICRO-CAP TR INC COM 780915104 1021 100980 SH DFND 1 100980 0 0 ROYCE VALUE TR INC COM 780910105 816 50594 SH DFND 1 50594 0 0 LMP CAP & INCOME FD INC COM 50208A102 2765 237395 SH DFND 1 237395 0 0 CUSHING MLP & INFRASTRUCT COM NEW 231631300 802 37645 SH DFND 1 37645 0 0 CUSHING NEXTGEN INFRA INCM F COM 231647207 1598 43867 SH DFND 1 43867 0 0 TORTOISE ENERGY INFRA CORP COM 89147L886 204 10183 SH DFND 1 10183 0 0 BLACKSTONE STRATEGIC CREDIT COM SHS BEN IN 09257R101 325 26094 SH DFND 1 26094 0 0 BARINGS GLOBAL SHORT DURATIO COM 06760L100 548 36334 SH DFND 1 36334 0 0 BLACKROCK 2022 GBL INCM OPP COM 09258P104 126 13943 SH DFND 1 13943 0 0 BLACKROCK FLOATING RATE INCO COM 091941104 209 17732 SH DFND 1 17732 0 0 BLACKSTONE LONG-SHORT CREDIT COM SHS BN INT 09257D102 10 795 SH DFND 1 795 0 0 BLACKSTONE SENIOR FLOATNG RA COM 09256U105 255 17940 SH DFND 1 17940 0 0 BRANDYWINEGBL GBL INCM OPP F COM 10537L104 413 33093 SH DFND 1 33093 0 0 ALLIANZGI CONV & INCM 2024 T COM 01883H102 73 7360 SH DFND 1 7360 0 0 BNY MELLON ALCENTRA GLOBAL C COM 05588N108 339 40023 SH DFND 1 40023 0 0 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 310 29684 SH DFND 1 29684 0 0 WESTERN ASSET GLOBAL HIGH IN COM 95766B109 207 20704 SH DFND 1 20704 0 0 EATON VANCE TAX MNGD BUY WRI COM SH BEN INT 27829M103 14 1500 SH DFND 1 1500 0 0 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 395 126836 SH DFND 1 126836 0 0 BLACKROCK FLOATING RATE INCO COM 09255X100 363 30056 SH DFND 1 30056 0 0 FIRST TR HIGH INCOME L/S FD COM 33738E109 525 35604 SH DFND 1 35604 0 0 FRANKLIN UNVL TR SH BEN INT 355145103 552 73728 SH DFND 1 73728 0 0 WESTERN ASSET GLOBAL CP DEFI COM 95790C107 161 8908 SH DFND 1 8908 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 305 27502 SH DFND 1 27502 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 292 21288 SH DFND 1 21288 0 0 WESTERN ASSET HIGH INCOME OP COM 95766K109 386 78130 SH DFND 1 78130 0 0 HANCOCK JOHN PFD INCOME FD I COM 41013X106 385 20290 SH DFND 1 20290 0 0 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 341 17366 SH DFND 1 17366 0 0 HANCOCK JOHN PFD INCOME FD I COM 41021P103 335 19400 SH DFND 1 19400 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 416 48031 SH DFND 1 48031 0 0 IVY HIGH INCOME OPPORTUNITIE COM 465893105 242 18235 SH DFND 1 18235 0 0 NUVEEN CR OPPORTUNITIES 2022 COM 67075U102 517 64327 SH DFND 1 64327 0 0 NUVEEN EMERGING MKTS DEBT 20 COM 67077P101 158 21217 SH DFND 1 21217 0 0 NUVEEN FLOATING RATE INCOME COM 67072T108 196 22428 SH DFND 1 22428 0 0 NUVEEN CORPORATE INCM NOVEME COM 67077N106 145 15858 SH DFND 1 15858 0 0 NUVEEN MULTI-MKT INCOME FD COM 67075J107 17 2456 SH DFND 1 2456 0 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 216 24951 SH DFND 1 24951 0 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 338 23489 SH DFND 1 23489 0 0 MFS GOVT MKTS INCOME TR SH BEN INT 552939100 164 35759 SH DFND 1 35759 0 0 MORGAN STANLEY EMER MKTS DEB COM 61744H105 18 1973 SH DFND 1 1973 0 0 ALLIANZGI CONV & INCOME FD COM 018828103 269 47012 SH DFND 1 47012 0 0 ALLIANZGI CONV & INCOME FD I COM 018825109 637 125194 SH DFND 1 125194 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 496 42484 SH DFND 1 42484 0 0 NUVEEN SR INCOME FD COM 67067Y104 94 18164 SH DFND 1 18164 0 0 WESTERN ASSET INVESTMENT GRA COM 95766T100 238 15018 SH DFND 1 15018 0 0 PIONEER FLOATING RATE TR COM 72369J102 167 16434 SH DFND 1 16434 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 293 65732 SH DFND 1 65732 0 0 BROOKFIELD REAL ASSETS INCOM SHS BEN INT 112830104 96 5431 SH DFND 1 5431 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 51 3664 SH DFND 1 3664 0 0 WESTERN AST INFL LKD OPP & I COM 95766R104 191 15465 SH DFND 1 15465 0 0 BLACKROCK MUN INCOME INVT TR SHS BEN INT 09248H105 1041 77970 SH DFND 1 77970 0 0 BLACKROCK NEW YORK MUN INCOM COM 09249R102 293 20255 SH DFND 1 20255 0 0 BLACKROCK VA MUNICIPAL BOND COM 092481100 27 1710 SH DFND 1 1710 0 0 BLACKROCK STRATEGIC MUN TR COM 09248T109 549 38509 SH DFND 1 38509 0 0 BLACKROCK NEW YORK MUN INCOM COM 09249U105 647 47505 SH DFND 1 47505 0 0 MFS INVT GRADE MUN TR SH BEN INT 59318B108 310 31641 SH DFND 1 31641 0 0 BNY MELLON MUN INCOME INC COM 05589T104 315 35572 SH DFND 1 35572 0 0 BNY MELLON STRATEGIC MUN BD COM 09662E109 629 79928 SH DFND 1 79928 0 0 DTF TAX-FREE INCOME INC COM 23334J107 113 7628 SH DFND 1 7628 0 0 EATON VANCE NATL MUN OPPORT COM SHS 27829L105 78 3846 SH DFND 1 3846 0 0 BLACKROCK MUNIENHANCED FD IN COM 09253Y100 360 30066 SH DFND 1 30066 0 0 MFS MUN INCOME TR SH BEN INT 552738106 142 21347 SH DFND 1 21347 0 0 BLACKROCK MUNIYIELD INVT QUA COM 09254T100 223 15610 SH DFND 1 15610 0 0 BLACKROCK MASS TAX-EXEMPT TR SH BEN INT 09258E109 11 854 SH DFND 1 854 0 0 WESTERN ASSET MANAGED MUNS F COM 95766M105 70 5486 SH DFND 1 5486 0 0 WESTERN ASSET MUN PARTNERS F COM 95766P108 643 43051 SH DFND 1 43051 0 0 WESTERN ASSET MUN DEF OPP TR COM 95768A109 141 6782 SH DFND 1 6782 0 0 BLACKROCK MUNIYIELD CALIF FD COM 09254M105 81 5514 SH DFND 1 5514 0 0 BLACKROCK MUNIYIELD INVT FD COM 09254R104 453 32457 SH DFND 1 32457 0 0 BLACKROCK MUNIYIELD N J FD I COM 09254Y109 725 50174 SH DFND 1 50174 0 0 NEUBERGER BRMAN NY MUNI FD I COM 64124K102 163 13254 SH DFND 1 13254 0 0 NEUBERGER BRMAN CLIFRN MUNI COM 64123C101 509 37454 SH DFND 1 37454 0 0 NUVEEN CALIF MUNICPAL VALUE COM 6706EB106 480 31181 SH DFND 1 31181 0 0 NUVEEN NEW JERSEY MUN VALUE SHS 670702109 279 19955 SH DFND 1 19955 0 0 NUVEEN MUN CR OPPORTUNITIES COM 670663103 284 21962 SH DFND 1 21962 0 0 NUVEEN MARYLAND QLT MUN INC COM 67061Q107 98 6986 SH DFND 1 6986 0 0 NUVEEN MISSOURI QLT MUN INC COM 67060Q108 83 5976 SH DFND 1 5976 0 0 NUVEEN PA MUN VALUE FD COM 67074K105 8 606 SH DFND 1 606 0 0 NUVEEN MICH QUALITY MUN INCO COM 670979103 680 46127 SH DFND 1 46127 0 0 NUVEEN OHIO QLTY MUN INCOME COM 670980101 186 11944 SH DFND 1 11944 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 594 41394 SH DFND 1 41394 0 0 NUVEEN NEW YORK MUN VALUE FD COM 670706100 320 21591 SH DFND 1 21591 0 0 PIMCO CALIF MUN INCOME FD II COM 72200M108 300 33239 SH DFND 1 33239 0 0 PIMCO NEW YORK MUN INCOME FD COM 72200T103 131 11235 SH DFND 1 11235 0 0 PIMCO NEW YORK MUN FD II COM 72200Y102 369 33991 SH DFND 1 33991 0 0 PIMCO NEW YORK MUN INCOME FD COM 72201E105 223 25016 SH DFND 1 25016 0 0 PIMCO CALIF MUN INCOME FD II COM 72201C109 247 24181 SH DFND 1 24181 0 0 RIVERNORTH MANAGED DUR MUN I COM 76882H105 101 5701 SH DFND 1 5701 0 0 WESTERN ASSET INTER MUNI FD COM 958435109 0 100 SH DFND 1 100 0 0 DELAWARE INVTS COLO MUN INCO COM 246101109 257 18091 SH DFND 1 18091 0 0 DELAWARE INVTS NATL MUN INCO SH BEN INT 24610T108 235 17917 SH DFND 1 17917 0 0 DELAWARE INVTS MINN MUN INCO COM 24610V103 422 32203 SH DFND 1 32203 0 0 INVESCO PA VALUE MUN INC TR COM 46132K109 566 44400 SH DFND 1 44400 0 0 INVESCO TR INVT GRADE NEW YO COM 46131T101 273 20927 SH DFND 1 20927 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 1307 26023 SH DFND 1 26023 0 0 AVIS BUDGET GROUP COM 053774105 1811 48562 SH DFND 1 48562 0 0 BRINKER INTL INC COM 109641100 1771 31309 SH DFND 1 31309 0 0 RITE AID CORP COM 767754872 1072 67772 SH DFND 1 67772 0 0 REALOGY HLDGS CORP COM 75605Y106 1890 144118 SH DFND 1 144118 0 0 SURGERY PARTNERS INC COM 86881A100 544 18754 SH DFND 1 18754 0 0 TRIP COM GROUP LTD ADS 89677Q107 39 1177 SH DFND 1 1177 0 0 VISTA OUTDOOR INC COM 928377100 710 29891 SH DFND 1 29891 0 0 ZILLOW GROUP INC CL A 98954M101 578 4253 SH DFND 1 4253 0 0 APPLIED OPTOELECTRONICS INC NOTE 5.000% 3/1 03823UAB8 5366 6400000 PRN DFND 1 0 0 0 AEROJET ROCKETDYNE HLDGS INC NOTE 2.250%12/1 007800AB1 134729 66407000 PRN DFND 1 0 0 0 CONMED CORP NOTE 2.625% 2/0 207410AF8 19254 13722000 PRN DFND 1 0 0 0 ETSY INC NOTE 3/0 29786AAC0 30785 6294000 PRN DFND 1 0 0 0 FIVE9 INC NOTE 0.125% 5/0 338307AB7 136097 31943000 PRN DFND 1 0 0 0 HUBSPOT INC NOTE 0.250% 6/0 443573AB6 105936 25414000 PRN DFND 1 0 0 0 INOVIO PHARMACEUTICALS INC NOTE 6.500% 3/0 45773HAB8 6989 4190000 PRN DFND 1 0 0 0 INPHI CORP NOTE 0.750% 9/0 45772FAC1 24152 8520000 PRN DFND 1 0 0 0 IQIYI INC NOTE 3.750%12/0 46267XAB4 32868 32516000 PRN DFND 1 0 0 0 LUMENTUM HLDGS INC NOTE 0.250% 3/1 55024UAB5 21744 13147000 PRN DFND 1 0 0 0 MONGODB INC NOTE 0.750% 6/1 60937PAB2 227080 43179000 PRN DFND 1 0 0 0 MAGNACHIP SEMICONDUCTOR SA NOTE 5.000% 3/0 55932XAB0 23789 14401000 PRN DFND 1 0 0 0 NEVRO CORP NOTE 2.750% 4/0 64157FAC7 29227 16000000 PRN DFND 1 0 0 0 OKTA INC NOTE 0.125% 9/0 679295AD7 111155 74425000 PRN DFND 1 0 0 0 OKTA INC NOTE 0.250% 2/1 679295AB1 22461 4275000 PRN DFND 1 0 0 0 INSULET CORP NOTE 1.375%11/1 45784PAH4 102641 37455000 PRN DFND 1 0 0 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 122952 58852000 PRN DFND 1 0 0 0 SENSEONICS HLDGS INC NOTE 5.250% 2/0 81727UAA3 3087 7450000 PRN DFND 1 0 0 0 SAREPTA THERAPEUTICS INC DBCV 1.500%11/1 803607AB6 214228 87665000 PRN DFND 1 0 0 0 GSV CAP CORP NOTE 4.750% 3/2 36191JAC5 4854 3400000 PRN DFND 1 0 0 0 TELADOC HEALTH INC NOTE 1.375% 5/1 87918AAC9 73238 19627000 PRN DFND 1 0 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 121336 12400000 PRN DFND 1 0 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 623170 57935000 PRN DFND 1 0 0 0 TWILIO INC NOTE 0.250% 6/0 90138FAB8 181356 38027000 PRN DFND 1 0 0 0 VERINT SYS INC NOTE 1.500% 6/0 92343XAA8 20833 19065000 PRN DFND 1 0 0 0 WAYFAIR INC NOTE 1.125%11/0 94419LAD3 90683 44506000 PRN DFND 1 0 0 0 WIX COM LTD NOTE 7/0 92940WAB5 22442 12132000 PRN DFND 1 0 0 0 GOGO INC COM 38046C109 4354 452143 SH DFND 1 452143 0 0 INSEEGO CORP COM 45782B104 506 32711 SH DFND 1 32711 0 0 PLUG POWER INC COM NEW 72919P202 556 16400 SH DFND 1 16400 0 0 ARTIUS ACQUISITION INC COM CL A 04316G105 3923 369095 SH DFND 1 369095 0 0 ACE CONVERGENCE ACQU CORP CL A G0083D120 309 30246 SH DFND 1 30246 0 0 ATLAS CREST INVT CORP COM 049284102 4580 455326 SH DFND 1 455326 0 0 ATLAS CREST INVT CORP UNIT 99/99/9999 049284201 6 583 SH DFND 1 583 0 0 ATLAS CREST INVT CORP *W EXP 01/30/202 049284110 112 59141 SH DFND 1 59141 0 0 ACKRELL SPAC PARTNERS I CO UNIT 12/01/2026 00461L204 1689 164200 SH DFND 1 164200 0 0 ASCENDANT DIGITAL ACQUISITIO COM CL A G05155109 544 53106 SH DFND 1 53106 0 0 ASCENDANT DIGITAL ACQUISITIO UNIT 99/99/9999 G05155125 48 4665 SH DFND 1 4665 0 0 EDOC ACQUISITION CORP RIGHT 11/30/2027 G4000A136 9 16559 SH DFND 1 16559 0 0 EDOC ACQUISITION CORP *W EXP 11/30/202 G4000A110 14 21692 SH DFND 1 21692 0 0 ADVANTAGE SOLUTIONS INC COM CL A 00791N102 0 3 SH DFND 1 3 0 0 AGBA ACQUISITION LTD *W EXP 05/10/202 G0120M117 52 106000 SH DFND 1 106000 0 0 ALTIMETER GROWTH CORP UNIT 99/99/9999 G0370L124 260 20000 SH DFND 1 20000 0 0 ALPHA HEALTHCARE ACQUISTN CO CL A 020751103 1081 106370 SH DFND 1 106370 0 0 ALPHA HEALTHCARE ACQUISTN CO *W EXP 09/21/202 020751111 23 20244 SH DFND 1 20244 0 0 AJAX I UNIT 99/99/9999 G0190X118 2201 177418 SH DFND 1 177418 0 0 ALBERTON ACQUISITION CORP RIGHT 04/26/2021 G35006132 7 10571 SH DFND 1 10571 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 228 190588 SH DFND 1 190588 0 0 ALTITUDE ACQUISITION CORP UNIT 11/30/2027 02156Y202 2094 202332 SH DFND 1 202332 0 0 ALUSSA ENERGY ACQUISITION CO SHS CL A G0232J101 5110 507967 SH DFND 1 507967 0 0 ALUSSA ENERGY ACQUISITION CO *W EXP 10/31/202 G0232J119 47 38487 SH DFND 1 38487 0 0 AMPLITUDE HLTHCRE AQUSTIN CO COM CL A 03212A105 63 6295 SH DFND 1 6295 0 0 ANDINA ACQUISITION CORP III RIGHT 10/01/2025 G04415132 20 54488 SH DFND 1 54488 0 0 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 129 163133 SH DFND 1 163133 0 0 ONE COM CL A G7000X105 1372 127391 SH DFND 1 127391 0 0 ONE UNIT 99/99/9999 G7000X113 688 60466 SH DFND 1 60466 0 0 ONE *W EXP 08/17/202 G7000X121 51 24456 SH DFND 1 24456 0 0 APOLLO STRATEGIC GROWTH CAPT SHS CL A G0411R106 1914 183949 SH DFND 1 183949 0 0 AEQUI ACQUISITION CORP UNIT 11/30/2027 00775W201 770 76297 SH DFND 1 76297 0 0 ARKO CORP COM 041242108 1 200 SH DFND 1 200 0 0 ARKO CORP *W EXP 12/22/202 041242116 55 40563 SH DFND 1 40563 0 0 ATLANTIC AVE ACQUISITION COR COM CL A 04906P101 856 85016 SH DFND 1 85016 0 0 ASPIRATIONAL CONSUMER LIFEST UNIT 99/99/9999 G05436129 11 1089 SH DFND 1 1089 0 0 ASPIRATIONAL CONSUMER LIFEST *W EXP 09/19/202 G05436111 13 12778 SH DFND 1 12778 0 0 AMERICAS TECHNOLOGY ACQSN CO UNIT 99/99/9999 G0404A128 1638 159435 SH DFND 1 159435 0 0 ALTIMAR ACQUISITION CORP UNIT 99/99/9999 G03707125 436 36165 SH DFND 1 36165 0 0 180 LIFE SCIENCES CORP COM 68236V104 60 22238 SH DFND 1 22238 0 0 180 LIFE SCIENCES CORP *W EXP 11/07/202 68236V112 17 54200 SH DFND 1 54200 0 0 BULL HORN HLDGS CORP UNIT 10/13/2025 G1686P114 177 15585 SH DFND 1 15585 0 0 BULL HORN HLDGS CORP *W EXP 10/31/202 G1686P122 8 6321 SH DFND 1 6321 0 0 BLUE WTR ACQUISITION CORP UNIT 08/31/2027 09607T203 402 38908 SH DFND 1 38908 0 0 BOWX ACQUISITION CORP CL A 103085106 957 93278 SH DFND 1 93278 0 0 BOWX ACQUISITION CORP UNIT 08/03/2025 103085205 507 47423 SH DFND 1 47423 0 0 BROOGE ENERGY LTD *W EXP 12/20/202 G1611B115 91 147942 SH DFND 1 147942 0 0 BIG ROCK PARTNERS ACQUISITIO COM 089482103 2 100 SH DFND 1 100 0 0 BROADSTONE ACQUISITION CORP SHS CL A G1739V100 531 52846 SH DFND 1 52846 0 0 BURGUNDY TECHNOLOGY ACQU COR CL A G1702T116 2666 256106 SH DFND 1 256106 0 0 CAPITOL INVESTMENT CORP V UNIT 99/99/9999 14064F209 6071 589430 SH DFND 1 589430 0 0 HIGHCAPE CAP ACQUISITION COR COM CL A 42984L105 218 21562 SH DFND 1 21562 0 0 HIGHCAPE CAP ACQUISITION COR UNIT 09/30/2027 42984L204 5 519 SH DFND 1 519 0 0 HIGHCAPE CAP ACQUISITION COR *W EXP 09/30/202 42984L113 96 84325 SH DFND 1 84325 0 0 CBRE ACQUISITION HLDGS INC UNIT 99/99/9999 12510J205 836 80000 SH DFND 1 80000 0 0 CITIC CAPITAL ACQUISITION CO COM CL A G21513109 5388 514184 SH DFND 1 514184 0 0 CITIC CAPITAL ACQUISITION CO UNIT 99/99/9999 G21513125 10 900 SH DFND 1 900 0 0 CHURCHILL CAPITAL CORP IV CL A 171439102 14117 1410338 SH DFND 1 1410338 0 0 CHURCHILL CAPITAL CORP IV UNIT 99/99/9999 171439201 0 3 SH DFND 1 3 0 0 CHURCHILL CAPITAL CORP IV *W EXP 08/04/202 171439110 17 11514 SH DFND 1 11514 0 0 CHURCHILL CAPITAL CORP V UNIT 99/99/9999 17144T206 2511 239205 SH DFND 1 239205 0 0 CHURCHILL CAP CORP II CL A 17143G106 3054 295135 SH DFND 1 295135 0 0 CF FIN ACQUISITION CORP III UNIT 09/30/2027 12529D207 633 59076 SH DFND 1 59076 0 0 CF ACQUISITION CORP IV UNIT 12/31/2027 12520T201 5145 500000 SH DFND 1 500000 0 0 CHARDAN HEALTHCR ACQSTN 2 CO COM 15957T107 1022 100258 SH DFND 1 100258 0 0 CHARDAN HEALTHCR ACQSTN 2 CO *W EXP 03/05/202 15957T115 110 111890 SH DFND 1 111890 0 0 CHP MERGER CORP COM CL A 12558Y106 6447 628366 SH DFND 1 628366 0 0 CHP MERGER CORP UNIT 11/22/2024 12558Y205 45 4333 SH DFND 1 4333 0 0 CHP MERGER CORP *W EXP 11/22/202 12558Y114 66 51000 SH DFND 1 51000 0 0 CLENE INC COMMON STOCK 185634102 6 723 SH DFND 1 723 0 0 CLENE INC *W EXP 11/07/202 185634110 20 20000 SH DFND 1 20000 0 0 CONCORD ACQUISITION CORP UNIT 12/28/2025 206071201 1369 132856 SH DFND 1 132856 0 0 CONX CORP UNIT 10/30/2027 212873202 1862 178250 SH DFND 1 178250 0 0 CORNER GROWTH ACQUISITION CO UNIT 01/01/2027 G2425N121 4441 425000 SH DFND 1 425000 0 0 CAPSTAR SPL PURP ACQUISITION COM CL A 14070Y101 2056 202623 SH DFND 1 202623 0 0 CAPSTAR SPL PURP ACQUISITION *W EXP 99/99/999 14070Y119 21 14935 SH DFND 1 14935 0 0 COHN ROBBINS HOLDINGS CORP COM CL A G23726105 6322 607355 SH DFND 1 607355 0 0 COHN ROBBINS HOLDINGS CORP UNIT 08/11/2025 G23726121 156 14580 SH DFND 1 14580 0 0 COHN ROBBINS HOLDINGS CORP *W EXP 08/28/202 G23726113 61 34436 SH DFND 1 34436 0 0 CERBERUS TELECOM ACQUISITION SHS CL A G2040C104 3611 353757 SH DFND 1 353757 0 0 CERBERUS TELECOM ACQUISITION UNIT 99/99/9999 G2040C112 482 45280 SH DFND 1 45280 0 0 CERBERUS TELECOM ACQUISITION *W EXP 99/99/999 G2040C120 117 87049 SH DFND 1 87049 0 0 CARNEY TECHNOLOGY ACQU CORP UNIT 12/10/2025 143636207 3998 389747 SH DFND 1 389747 0 0 ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 1 187 SH DFND 1 187 0 0 ROMAN DBDR TECH ACQUISITION *W EXP 10/31/202 77584N119 1 1500 SH DFND 1 1500 0 0 DD3 ACQUISITION CORP II UNIT 99/99/9999 23318M209 2307 219745 SH DFND 1 219745 0 0 D8 HOLDINGS CORP SHS CL A G2614K110 29 2901 SH DFND 1 2901 0 0 D8 HOLDINGS CORP *W EXP 08/05/202 G2614K128 2 2700 SH DFND 1 2700 0 0 LGL SYS ACQUISITION CORP COM CL A 50201G106 5670 560337 SH DFND 1 560337 0 0 LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 339 30596 SH DFND 1 30596 0 0 DFP HEALTHCARE ACQUISITNS CO COM CL A 23343Q100 6033 558700 SH DFND 1 558700 0 0 DRAGONEER GROWTH OPPORTUN CO COM CL A G28302100 717 54080 SH DFND 1 54080 0 0 DRAGONEER GROWTH OPPTY CORP SHS CL A G28314105 427 37439 SH DFND 1 37439 0 0 DIGITAL MEDIA SOLUTIONS INC *W EXP 07/15/202 25401G114 334 211635 SH DFND 1 211635 0 0 DMY TECHNOLOGY GROUP INC III UNIT 99/99/9999 233278209 2494 218782 SH DFND 1 218782 0 0 DUDDELL STREET ACQUISITN COR CL A G28553108 381 38287 SH DFND 1 38287 0 0 DUNE ACQUISITION CORP UNIT 10/29/2027 265334201 1041 101600 SH DFND 1 101600 0 0 DELWINDS INS ACQUISITION COR UNIT 99/99/9999 24803C201 3075 301516 SH DFND 1 301516 0 0 EDTECHX HOLDINGS ACQU CORP I UNIT 08/31/2027 28139A201 2027 196420 SH DFND 1 196420 0 0 EMPOWER LTD CL A COM G3R39W102 15 1501 SH DFND 1 1501 0 0 EXECUTIVE NETWORK PARTNERING CL A 30158L100 1244 49711 SH DFND 1 49711 0 0 EXECUTIVE NETWORK PARTNERING UNIT 99/99/9999 30158L209 2628 103137 SH DFND 1 103137 0 0 EOS ENERGY ENTERPRISES INC *W EXP 05/06/202 29415C119 418 50380 SH DFND 1 50380 0 0 EQUITY DISTR ACQUISITION COR UNIT 99/99/9999 29465E205 361 33918 SH DFND 1 33918 0 0 EAST RES ACQUISITION CO COM CL A 274681105 121 12019 SH DFND 1 12019 0 0 EAST STONE ACQUISITION CORP *W EXP 12/31/202 G2911D116 56 88503 SH DFND 1 88503 0 0 E MERGE TECHNOLOGY ACQUISITI COM CL A 26873Y104 2164 211620 SH DFND 1 211620 0 0 EUCRATES BIOMEDICAL ACQU COR SHS G3141W106 30 3000 SH DFND 1 3000 0 0 EUCRATES BIOMEDICAL ACQU COR UNIT 10/23/2027 G3141W114 35 3360 SH DFND 1 3360 0 0 FORTRESS VALUE ACQUISITION I COM CL A 349642108 2946 274606 SH DFND 1 274606 0 0 FORTRESS VALUE ACQUISITION I UNIT 08/10/2027 349642207 421 37744 SH DFND 1 37744 0 0 FORTRESS VALUE ACQUISITION I *W EXP 08/10/202 349642116 96 39176 SH DFND 1 39176 0 0 FALCON CAPITAL ACQUISITN COR COM CL A 30606L108 4043 383601 SH DFND 1 383601 0 0 FALCON CAPITAL ACQUISITN COR UNIT 08/20/2027 30606L207 491 46000 SH DFND 1 46000 0 0 FALCON CAPITAL ACQUISITN COR *W EXP 08/20/202 30606L116 15 7060 SH DFND 1 7060 0 0 FG NEW AMER ACQUISITION CORP COM 30259V106 15 1496 SH DFND 1 1496 0 0 FRAZIER LIFESCIENCES ACQU CO UNIT 12/09/2025 G3710A121 373 35960 SH DFND 1 35960 0 0 FIRSTMARK HORIZON ACQUISITIO CL A COM 33765Y101 2207 208275 SH DFND 1 208275 0 0 FAR PEAK ACQUISITION CORP UNIT 99/99/9999 G3312L129 1537 148573 SH DFND 1 148573 0 0 WHOLE EARTH BRANDS INC *W EXP 06/25/202 96684W126 262 189714 SH DFND 1 189714 0 0 FOREST ROAD ACQUISITION CORP UNIT 99/99/9999 34619R201 0 75 SH DFND 1 75 0 0 FS DEV CORP COM CL A 303020101 6 597 SH DFND 1 597 0 0 FINTECH ACQUISITION CORP V UNIT 99/99/9999 31810Q305 416 39036 SH DFND 1 39036 0 0 FINTECH ACQUISITION CORP IV CL A 31810N104 101 8977 SH DFND 1 8977 0 0 FTAC OLYMPUS ACQUISITION COR CL A SHS G37288100 1601 155519 SH DFND 1 155519 0 0 5 01 ACQUISITION CORP COM CL A 33836P105 125 12299 SH DFND 1 12299 0 0 GLOBAL BLUE GROUP HOLDING AG *W EXP 08/28/202 H33700115 684 417654 SH DFND 1 417654 0 0 GCM GROSVENOR INC *W EXP 11/17/202 36831E116 106 59515 SH DFND 1 59515 0 0 GORES HOLDINGS VI INC UNIT 08/24/2027 38286R204 2372 223867 SH DFND 1 223867 0 0 GIGCAPITAL2 INC COM 375036100 1367 124890 SH DFND 1 124890 0 0 GIGCAPITAL2 INC RIGHT 02/28/2026 375036126 63 153783 SH DFND 1 153783 0 0 GALILEO ACQUISITION CORP SHS G3770A102 1288 126314 SH DFND 1 126314 0 0 GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 17 20428 SH DFND 1 20428 0 0 GENESIS PK ACQUISITION CORP UNIT 99/99/9999 G38245117 20 2000 SH DFND 1 2000 0 0 GO ACQUISITION CORP COM 362019101 2 214 SH DFND 1 214 0 0 GREENCITY ACQUISITION CORP COM G4086B107 1237 122807 SH DFND 1 122807 0 0 GREENCITY ACQUISITION CORP *W EXP 04/28/202 G4086B123 77 112100 SH DFND 1 112100 0 0 GORES HLDGS V INC COM CL A 382864106 3297 317061 SH DFND 1 317061 0 0 GS ACQUISITION HLDGS CORP II COM CL A 36258Q105 4543 416809 SH DFND 1 416809 0 0 GLRY STR NW MDIA GRUP HLDG L *W EXP 02/13/202 G39973113 18 224400 SH DFND 1 224400 0 0 GOOD WORKS ACQUISITION CORP COM 38216X107 269 27094 SH DFND 1 27094 0 0 GOOD WORKS ACQUISITION CORP *W EXP 10/22/202 38216X115 5 5373 SH DFND 1 5373 0 0 GX ACQUISITION CORP COM CL A 36251A107 3217 292466 SH DFND 1 292466 0 0 HEALTH ASSURN ACQUISITION CO UNIT 99/99/9999 42226W208 1502 136304 SH DFND 1 136304 0 0 HEALTHCARE SERVICES ACQU COR UNIT 11/18/2023 42227K203 1575 154132 SH DFND 1 154132 0 0 HUDSON EXECUTIVE INVT CORP COM CL A 443761101 2490 230410 SH DFND 1 230410 0 0 H I G ACQUISITION CORP COM CL A G44898107 15 1537 SH DFND 1 1537 0 0 H I G ACQUISITION CORP *W EXP 99/99/999 G44898123 12 9421 SH DFND 1 9421 0 0 HOLICITY INC COM CL A 435063102 2304 227920 SH DFND 1 227920 0 0 HPX CORP SHS CL A G32219100 723 72201 SH DFND 1 72201 0 0 HPX CORP *W EXP 07/14/202 G32219126 32 30821 SH DFND 1 30821 0 0 HIGHLAND TRANSCEND PARTNERS UNIT 99/99/9999 G44690116 3647 347359 SH DFND 1 347359 0 0 HORIZON ACQUISITION CORP COM CL A G46049105 1698 169523 SH DFND 1 169523 0 0 HORIZON ACQUISITION CORP *W EXP 08/19/202 G46049113 22 15680 SH DFND 1 15680 0 0 HORIZON ACQUISITION CORPORAT UNIT 99/99/9999 G46044122 3628 337819 SH DFND 1 337819 0 0 ION ACQUISITION CORP 1 LTD SHS CL A G49392106 309 26310 SH DFND 1 26310 0 0 PARTS ID INC COM CL A 702141102 12 1992 SH DFND 1 1992 0 0 IG ACQUISITION CORP COM CL A 449534106 3654 360731 SH DFND 1 360731 0 0 IG ACQUISITION CORP *W EXP 10/05/202 449534114 53 32336 SH DFND 1 32336 0 0 INTL GNRL INSURANCE HLDNGS L *W EXP 03/17/202 G4809J114 85 107633 SH DFND 1 107633 0 0 INVESTINDUSTRIAL ACQUISITION UNIT 99/99/9999 G4771L121 2160 210185 SH DFND 1 210185 0 0 INSU ACQUISITION CORP III UNIT 12/31/2026 457817302 896 84779 SH DFND 1 84779 0 0 AEA-BRIDGES IMPACT CORP SHS CL A G01046104 1451 143762 SH DFND 1 143762 0 0 AEA-BRIDGES IMPACT CORP *W EXP 09/19/202 G01046112 45 29420 SH DFND 1 29420 0 0 IMMATICS N.V *W EXP 07/01/202 N44445117 78 27372 SH DFND 1 27372 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8252P121 797 60476 SH DFND 1 60476 0 0 SOCIAL CAPITAL HEDOSOPHA HLD UNIT 99/99/9999 G8251L121 1550 120123 SH DFND 1 120123 0 0 INDUSTRIAL TECH ACQU INC COM CL A 456357102 738 72796 SH DFND 1 72796 0 0 INDUSTRIAL TECH ACQU INC *W EXP 08/06/202 456357110 125 119424 SH DFND 1 119424 0 0 JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 138 75497 SH DFND 1 75497 0 0 JIYA ACQUISITION CORP COM CL A 47760M102 966 93883 SH DFND 1 93883 0 0 KISMET ACQUISITION ONE CORP SHS G52753103 231 22970 SH DFND 1 22970 0 0 LEISURE ACQUISITION CORP *W EXP 99/99/999 52539T115 5 7255 SH DFND 1 7255 0 0 UNION ACQUISITION CORP II SHS G9402Q100 114 10974 SH DFND 1 10974 0 0 UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 307 28950 SH DFND 1 28950 0 0 UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 114 120074 SH DFND 1 120074 0 0 LUMINAR TECHNOLOGIES INC *W EXP 12/02/202 550424113 0 32 SH DFND 1 32 0 0 LIONHEART ACQUISITION CORP I COM CL A 53625R104 955 94832 SH DFND 1 94832 0 0 LIONHEART ACQUISITION CORP I *W EXP 02/14/202 53625R112 204 174654 SH DFND 1 174654 0 0 RIBBIT LEAP LTD SHS CL A G7552B105 93 7200 SH DFND 1 7200 0 0 RIBBIT LEAP LTD UNIT 99/99/9999 G7552B121 44 2954 SH DFND 1 2954 0 0 LEFTERIS ACQUISITION CORP COM CL A 52470X109 1391 134442 SH DFND 1 134442 0 0 LEFTERIS ACQUISITION CORP UNIT 11/01/2023 52470X208 1027 94774 SH DFND 1 94774 0 0 LEFTERIS ACQUISITION CORP *W EXP 10/23/202 52470X117 14 6826 SH DFND 1 6826 0 0 LION GROUP HOLDING LTD *W EXP 06/17/202 53620U110 31 365860 SH DFND 1 365860 0 0 LIV CAP ACQUISITION CORP CL A G5510C108 1507 148975 SH DFND 1 148975 0 0 LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 72 6970 SH DFND 1 6970 0 0 LIV CAP ACQUISITION CORP *W EXP 12/13/202 G5510C116 143 204492 SH DFND 1 204492 0 0 LONGEVITY ACQUISITION CORP *W EXP 07/31/202 G56372116 7 5103 SH DFND 1 5103 0 0 LIVE OAK ACQUISITION CORP II UNIT 99/99/9999 53804W205 2032 187327 SH DFND 1 187327 0 0 LIFESCI ACQUISITION II CORP COM 53229E103 1852 173634 SH DFND 1 173634 0 0 MONTES ARCHIMEDES ACQUISITIO COM CL A 612657106 980 96434 SH DFND 1 96434 0 0 MONTES ARCHIMEDES ACQUISITIO UNIT 09/30/2025 612657205 0 1 SH DFND 1 1 0 0 MONTES ARCHIMEDES ACQUISITIO *W EXP 99/99/999 612657114 17 11070 SH DFND 1 11070 0 0 MALLARD ACQUISITION CORP COM 561204108 32 3300 SH DFND 1 3300 0 0 MALLARD ACQUISITION CORP *W EXP 06/30/202 561204116 8 10200 SH DFND 1 10200 0 0 MERIDA MERGER CORP I COM 58953M106 72 7145 SH DFND 1 7145 0 0 METEN EDTECHX ED GROUP LTD *W EXP 03/31/202 G6055H106 185 805898 SH DFND 1 805898 0 0 MALACCA STRAITS ACQUISITION COM CL A G5859B117 343 34643 SH DFND 1 34643 0 0 MOTION ACQUISITION CORP COM CL A 61980M107 793 78139 SH DFND 1 78139 0 0 MOTION ACQUISITION CORP UNIT 10/14/2025 61980M206 104 9793 SH DFND 1 9793 0 0 MOTION ACQUISITION CORP *W EXP 10/02/202 61980M115 42 20810 SH DFND 1 20810 0 0 MARQUEE RAINE ACQUISITION CO UNIT 12/01/2025 G58442115 309 28538 SH DFND 1 28538 0 0 MUDRICK CAPITAL ACQU CORP II UNIT 99/99/9999 62477L206 2536 246000 SH DFND 1 246000 0 0 NEW BEGINNINGS ACQUISITION C COM 64222H100 86 8580 SH DFND 1 8580 0 0 NEWBORN ACQUISITION CORP RIGHT 02/03/2025 G6463T122 22 16086 SH DFND 1 16086 0 0 NEBULA CARAVEL ACQUISITION C UNIT 12/09/2023 629070202 1875 173629 SH DFND 1 173629 0 0 NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 128 58794 SH DFND 1 58794 0 0 NEXTGEN ACQUISITION CORP CL A G65305107 4557 452545 SH DFND 1 452545 0 0 NEXTGEN ACQUISITION CORP *W EXP 10/06/202 G65305123 187 125823 SH DFND 1 125823 0 0 NEWHOLD INVESTMENT CORP COM CL A 651448102 5 500 SH DFND 1 500 0 0 NAVSIGHT HLDGS INC CL A 639358100 1651 164956 SH DFND 1 164956 0 0 NAVSIGHT HLDGS INC *W EXP 01/01/203 639358118 28 21997 SH DFND 1 21997 0 0 OAKTREE ACQUISITION CORP II CL A SHS G6715X103 2097 199937 SH DFND 1 199937 0 0 OMNICHANNEL ACQUISITION CORP UNIT 99/99/9999 68218L207 960 93220 SH DFND 1 93220 0 0 OTR ACQUISITION CORP UNIT 10/01/2025 67113Q204 66 6300 SH DFND 1 6300 0 0 TPG PACE TECH OPPORTUNITIES CL A COM G8990Y103 2523 227386 SH DFND 1 227386 0 0 TPG PACE TECH OPPORTUNITIES UNIT 99/99/9999 G8990Y111 261 22979 SH DFND 1 22979 0 0 TPG PACE TECH OPPORTUNITIES *W EXP 10/09/202 G8990Y129 0 240 SH DFND 1 240 0 0 PETRA ACQUISITION INC COM 716421102 4 495 SH DFND 1 495 0 0 PANACEA ACQUISITION CORP CL A 698102100 178 15277 SH DFND 1 15277 0 0 CC NEUBERGER PRINCIPAL HLDNG COM G1992Y114 1225 113075 SH DFND 1 113075 0 0 POPULATION HEALTH INVS CO IN UNIT 99/99/9999 G71716123 1456 139394 SH DFND 1 139394 0 0 PRIME IMPACT ACQUISITION I SHS CL A G61074103 2412 238833 SH DFND 1 238833 0 0 PRIME IMPACT ACQUISITION I *W EXP 10/01/203 G61074129 38 25045 SH DFND 1 25045 0 0 PINE IS ACQUISITION CORP UNIT 99/99/9999 722615200 1190 115446 SH DFND 1 115446 0 0 PORCH GROUP INC COM 733245104 1 97 SH DFND 1 97 0 0 PORCH GROUP INC *W EXP 12/23/202 733245112 48 15345 SH DFND 1 15345 0 0 CC NEUBERGER PRIN HLDGS II SHS CL A G3166T103 1614 155217 SH DFND 1 155217 0 0 CC NEUBERGER PRIN HLDGS II UNIT 99/99/9999 G3166T129 6 700 SH DFND 1 700 0 0 PROPERTY SOLUTIONS ACQUISITI COM 74348Q108 1704 170498 SH DFND 1 170498 0 0 PROPERTY SOLUTIONS ACQUISITI *W EXP 03/20/202 74348Q116 64 61104 SH DFND 1 61104 0 0 PROPTECH INVESTMENT CORP II UNIT 99/99/9999 743497208 3089 290647 SH DFND 1 290647 0 0 PTK ACQUISITION CORP COM 69375F108 39 3855 SH DFND 1 3855 0 0 QELL ACQUISITION CORP CL A G7307X105 1194 97158 SH DFND 1 97158 0 0 REVOLUTION ACCELERTN ACQU CO UNIT 12/01/2025 76156P205 1092 104948 SH DFND 1 104948 0 0 THERAPEUTICS ACQUISITION COR COM CL A 88339T103 14 1025 SH DFND 1 1025 0 0 RMG ACQUISITION CORP II UNIT 12/09/2025 G76083115 212 19021 SH DFND 1 19021 0 0 ROTH CH ACQUISITION II CO UNIT 12/11/2025 778673202 2633 253200 SH DFND 1 253200 0 0 REPLAY ACQUISITION CORP COM G75130107 1615 155335 SH DFND 1 155335 0 0 REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 112 60786 SH DFND 1 60786 0 0 RODGERS SILICON VALLEY AQ CO UNIT 11/30/2025 774873202 30 2292 SH DFND 1 2292 0 0 REINVENT TECHNOLOGY PARTNERS CL A G7483N129 1334 115477 SH DFND 1 115477 0 0 REINVENT TECHNOLOGY PARTNERS UNIT 99/99/9999 G74847123 1872 164547 SH DFND 1 164547 0 0 REVIVA PHARMACEUTCLS HLDGS I *W EXP 12/25/202 76152G118 28 42308 SH DFND 1 42308 0 0 SOFTWARE ACQUISITN GRUP INC COM CL A 83407F101 2436 244916 SH DFND 1 244916 0 0 SOFTWARE ACQUISITN GRUP INC UNIT 99/99/9999 83407F200 11 1115 SH DFND 1 1115 0 0 SOFTWARE ACQUISITN GRUP INC *W EXP 09/17/202 83407F119 87 64646 SH DFND 1 64646 0 0 SANDBRIDGE ACQUISITION CORP COM CL A 799793104 406 40017 SH DFND 1 40017 0 0 SCION TECH GROWTH I UNIT 12/17/2025 G31067120 2322 225000 SH DFND 1 225000 0 0 SC HEALTH CORP COM CL A G78516203 6070 592200 SH DFND 1 592200 0 0 SC HEALTH CORP *W EXP 99/99/999 G78516401 213 158100 SH DFND 1 158100 0 0 SCVX CORP COM G79448208 6232 605072 SH DFND 1 605072 0 0 SCVX CORP *W EXP 01/24/202 G79448117 119 70154 SH DFND 1 70154 0 0 SPORTS ENTERTAINMENT ACQU CO UNIT 99/99/9999 84918M205 209 19498 SH DFND 1 19498 0 0 OSPREY TECHNLGY AQUISTION CO COM CL A 68839R104 6692 639194 SH DFND 1 639194 0 0 OSPREY TECHNLGY AQUISTION CO *W EXP 10/30/202 68839R120 13 9338 SH DFND 1 9338 0 0 TORTOISE ACQUISITION CORP II COM CL A G89554102 2664 250187 SH DFND 1 250187 0 0 SENIOR CONNECT ACQUISITN COR UNIT 12/09/2023 81723H207 1512 147000 SH DFND 1 147000 0 0 SUSTAINABLE OPPORTNTS ACQ CO ORD SHS A G8598Y109 2566 238510 SH DFND 1 238510 0 0 JAWS SPITFIRE ACQUISITION CO UNIT 99/99/9999 G50740128 170 15466 SH DFND 1 15466 0 0 SUPERNOVA PARTNERS ACQUISITI UNIT 99/99/9999 86846V207 912 78566 SH DFND 1 78566 0 0 SPARTAN ACQUISITION CORP II UNIT 99/99/9999 846775203 28 2600 SH DFND 1 2600 0 0 ACON S2 ACQUISITION CORP CL SHS G00748106 4051 401928 SH DFND 1 401928 0 0 ACON S2 ACQUISITION CORP UNIT 09/15/2027 G00748122 200 19102 SH DFND 1 19102 0 0 ACON S2 ACQUISITION CORP *W EXP 09/15/202 G00748114 134 82444 SH DFND 1 82444 0 0 STARBOARD VALUE ACQUISITN CO UNIT 09/10/2025 85521J208 160 15552 SH DFND 1 15552 0 0 SEVEN OAKS ACQUISITION CORP UNIT 12/18/2025 81787X205 5071 490000 SH DFND 1 490000 0 0 TREPONT ACQUISITION CORP I UNIT 99/99/9999 G9095M119 961 92720 SH DFND 1 92720 0 0 TEKKORP DIGITAL ACQUISITN CO CL A G8739H106 16 1590 SH DFND 1 1590 0 0 THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 18 1201 SH DFND 1 1201 0 0 TIGA ACQUISITION CORP UNIT 99/99/9999 G88672129 663 62689 SH DFND 1 62689 0 0 TREBIA ACQUISITION CORP COM CL A G9027T109 6411 594176 SH DFND 1 594176 0 0 TREBIA ACQUISITION CORP *W EXP 99/99/999 G9027T117 43 20796 SH DFND 1 20796 0 0 THAYER VENTURES ACQU CORP UNIT 01/01/2030 88332T209 952 90887 SH DFND 1 90887 0 0 TWC TECH HLDGS II CORP COM 90117G105 569 54076 SH DFND 1 54076 0 0 TAILWIND ACQUISITION CORP COM CL A 87403Q102 2024 194861 SH DFND 1 194861 0 0 TAILWIND ACQUISITION CORP *W EXP 09/07/202 87403Q110 128 92142 SH DFND 1 92142 0 0 UCOMMUNE INTERNATIONAL LTD COM G9449A100 6 1084 SH DFND 1 1084 0 0 UCOMMUNE INTERNATIONAL LTD *W EXP 11/17/202 G9449A118 33 134012 SH DFND 1 134012 0 0 VECTOR ACQUISITION CORP COM CL A G9442R126 1654 163611 SH DFND 1 163611 0 0 VECTOR ACQUISITION CORP UNIT 09/30/2027 G9442R100 59 5580 SH DFND 1 5580 0 0 VECTOR ACQUISITION CORP *W EXP 09/30/202 G9442R118 123 81671 SH DFND 1 81671 0 0 10X CAPITAL VENTURE ACQU COR UNIT 10/21/2025 88025V206 457 42936 SH DFND 1 42936 0 0 VG ACQUISITION CORP SHS CL A G9446E105 157 13755 SH DFND 1 13755 0 0 VIVEON HEALTH ACQUISITION CO UNIT 99/99/9999 92853V205 1571 153000 SH DFND 1 153000 0 0 VPC IMPACT ACQUISITION HLDNG SHS CL A G9441E100 483 47951 SH DFND 1 47951 0 0 VPC IMPACT ACQUISITION HLDNG *W EXP 10/22/202 G9441E118 40 36124 SH DFND 1 36124 0 0 7GC & CO HOLDINGS INC UNIT 12/23/2025 81786A206 3094 293290 SH DFND 1 293290 0 0 VINCERA PHARMA INC *W EXP 12/24/202 92731L114 98 29892 SH DFND 1 29892 0 0 VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 52 5231 SH DFND 1 5231 0 0 VISTAS MEDIA ACQUISITION CO *W EXP 08/01/202 92840T115 2 3200 SH DFND 1 3200 0 0 VESPER HEALTHCARE ACQSTN COR COM CL A 92538T104 248 21957 SH DFND 1 21957 0 0 VENTOUX CCM ACQUISITION CORP UNIT 09/30/2025 92280L200 2060 200000 SH DFND 1 200000 0 0 VY GLOBAL GROWTH COM CL A G9444H100 3250 311987 SH DFND 1 311987 0 0 VY GLOBAL GROWTH *W EXP 01/30/203 G9444H118 21 10442 SH DFND 1 10442 0 0 FOLEY TRASIMENE ACQUISTN COR COM CL A 34431F104 1021 91373 SH DFND 1 91373 0 0 DPCM CAP INC UNIT 99/99/9999 23344P200 386 35076 SH DFND 1 35076 0 0 YUCAIPA ACQUISITION CORP COM G9879L105 1634 161806 SH DFND 1 161806 0 0 YUCAIPA ACQUISITION CORP UNIT 99/99/9999 G9879L121 47 4693 SH DFND 1 4693 0 0 YUCAIPA ACQUISITION CORP *W EXP 99/99/999 G9879L113 14 9859 SH DFND 1 9859 0 0 YELLOWSTONE ACQUISITION CO COM CL A 98566K105 10 1009 SH DFND 1 1009 0 0 YELLOWSTONE ACQUISITION CO *W EXP 10/21/202 98566K113 13 11200 SH DFND 1 11200 0 0 ZANITE ACQUISITION CORP UNIT 10/08/2025 98907K202 1307 124283 SH DFND 1 124283 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 172047 460168 SH DFND 1 460168 0 0 FISKER INC *W EXP 12/01/202 33813J114 69 14223 SH DFND 1 14223 0 0 REPAY HLDGS CORP COM CL A 76029L100 660 24238 SH DFND 1 24238 0 0 DUFF & PHELPS SLT ENGY AND M COM NEW 26433F207 218 45079 SH DFND 1 45079 0 0 GABELLI GLOBL UTIL & INCOME COM SH BEN INT 36242L105 222 12056 SH DFND 1 12056 0 0 MEXICO EQUITY & INCOME FD COM 592834105 114 11784 SH DFND 1 11784 0 0 ABERDEEN STD PALLADIUM ETF T PHYSCL PALLADM 003262102 45 200 SH DFND 1 200 0 0 ABERDEEN STD PLATINUM ETF TR PHYSCL PLATM SHS 003260106 30 300 SH DFND 1 300 0 0 ACCO BRANDS CORP COM 00081T108 1092 129303 SH DFND 1 129303 0 0 ADIENT PLC ORD SHS G0084W101 1851 53239 SH DFND 1 53239 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 829 11200 SH DFND 1 11200 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 18 8629 SH DFND 1 8629 0 0 APELLIS PHARMACEUTICALS INC NOTE 3.500% 9/1 03753UAB2 20991 12502000 PRN DFND 1 0 0 0 ARDAGH GROUP S A CL A L0223L101 702 40841 SH DFND 1 40841 0 0 ARAMARK COM 03852U106 2274 59115 SH DFND 1 59115 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 6887 5000000 PRN DFND 1 0 0 0 AMERICAN AXLE & MFG HLDGS IN COM 024061103 1434 172000 SH DFND 1 172000 0 0 BALLYS CORPORATION COM 05875B106 2170 43212 SH DFND 1 43212 0 0 BRINKS CO COM 109696104 1790 24865 SH DFND 1 24865 0 0 BEACON ROOFING SUPPLY INC COM 073685109 2890 71910 SH DFND 1 71910 0 0 BAOZUN INC NOTE 1.625% 5/0 06684LAB9 31495 32177000 PRN DFND 1 0 0 0 BAOZUN INC SPONSORED ADR 06684L103 5603 163119 SH DFND 1 163119 0 0 CARDTRONICS PLC SHS CL A G1991C105 561 15903 SH DFND 1 15903 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 2018 93179 SH DFND 1 93179 0 0 CENTENNIAL RESOURCE DEV INC CL A 15136A102 33 22400 SH DFND 1 22400 0 0 CLEARWATER PAPER CORP COM 18538R103 113 3005 SH DFND 1 3005 0 0 CIMPRESS PLC SHS EURO G2143T103 1345 15339 SH DFND 1 15339 0 0 CINEMARK HLDGS INC COM 17243V102 1903 109352 SH DFND 1 109352 0 0 CORNERSTONE BLDG BRANDS INC COM 21925D109 1668 179846 SH DFND 1 179846 0 0 CONNS INC COM 208242107 253 21695 SH DFND 1 21695 0 0 CALLON PETE CO DEL COM 13123X508 0 47 SH DFND 1 47 0 0 CONSTELLIUM SE CL A SHS F21107101 2490 178000 SH DFND 1 178000 0 0 CENOVUS ENERGY INC COM 15135U109 426 70531 SH DFND 1 70531 0 0 CYBERARK SOFTWARE LTD SHS M2682V108 7923 49037 SH DFND 1 49037 0 0 DANA INC COM 235825205 663 34000 SH DFND 1 34000 0 0 EPR PPTYS COM SH BEN INT 26884U109 469 14449 SH DFND 1 14449 0 0 EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 9382 2126000 PRN DFND 1 0 0 0 EVERI HLDGS INC COM 30034T103 2847 206169 SH DFND 1 206169 0 0 FIREEYE INC NOTE 0.875% 6/0 31816QAF8 47894 39350000 PRN DFND 1 0 0 0 FORTIVE CORP COM 34959J108 351 4962 SH DFND 1 4962 0 0 FIVERR INTL LTD ORD SHS M4R82T106 2653 13599 SH DFND 1 13599 0 0 GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 17611 9279000 PRN DFND 1 0 0 0 GREIF INC CL A 397624107 383 8184 SH DFND 1 8184 0 0 GOPRO INC NOTE 3.500% 4/1 38268TAB9 13347 11718000 PRN DFND 1 0 0 0 GRUBHUB INC COM 400110102 353 4761 SH DFND 1 4761 0 0 GRAY TELEVISION INC COM 389375106 1018 56904 SH DFND 1 56904 0 0 H & E EQUIPMENT SERVICES INC COM 404030108 459 15415 SH DFND 1 15415 0 0 HERC HLDGS INC COM 42704L104 410 6180 SH DFND 1 6180 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 51 2071 SH DFND 1 2071 0 0 II-VI INC NOTE 0.250% 9/0 902104AB4 46551 27850000 PRN DFND 1 0 0 0 IMMUNOGEN INC NOTE 4.500% 7/0 45253HAB7 1735 1100000 PRN DFND 1 0 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 253 1536 SH DFND 1 1536 0 0 JELD-WEN HLDG INC COM 47580P103 1412 55684 SH DFND 1 55684 0 0 KAR AUCTION SVCS INC COM 48238T109 953 51247 SH DFND 1 51247 0 0 KOSMOS ENERGY LTD COM 500688106 2201 936942 SH DFND 1 936942 0 0 KRATON CORPORATION COM 50077C106 255 9200 SH DFND 1 9200 0 0 KOHLS CORP COM 500255104 3145 77299 SH DFND 1 77299 0 0 LIONS GATE ENTMNT CORP CL A VTG 535919401 939 82642 SH DFND 1 82642 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 5/1 53220KAF5 19071 20073000 PRN DFND 1 0 0 0 LEXINGTON REALTY TRUST COM 529043101 1458 137382 SH DFND 1 137382 0 0 LIVE NATION ENTERTAINMENT IN COM 538034109 1434 19516 SH DFND 1 19516 0 0 MATTEL INC COM 577081102 266 15254 SH DFND 1 15254 0 0 MONGODB INC CL A 60937P106 315 879 SH DFND 1 879 0 0 MDC PARTNERS INC. CL A SUB VTG 552697104 336 134094 SH DFND 1 134094 0 0 MEREDITH CORP COM 589433101 921 47992 SH DFND 1 47992 0 0 MICHAELS COS INC COM 59408Q106 1179 90665 SH DFND 1 90665 0 0 MOMO INC ADR 60879B107 7613 545403 SH DFND 1 545403 0 0 NEW RELIC INC NOTE 0.500% 5/0 64829BAB6 4091 4150000 PRN DFND 1 0 0 0 NEW GOLD INC CDA COM 644535106 260 118899 SH DFND 1 118899 0 0 NORTHERN OIL AND GAS INC MN COM 665531307 5 670 SH DFND 1 670 0 0 NATURA &CO HLDG S A ADS 63884N108 2 120 SH DFND 1 120 0 0 NEVRO CORP NOTE 1.750% 6/0 64157FAA1 11535 6416000 PRN DFND 1 0 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 2080 19053 SH DFND 1 19053 0 0 O-I GLASS INC COM 67098H104 614 51678 SH DFND 1 51678 0 0 OUTFRONT MEDIA INC COM 69007J106 1002 51255 SH DFND 1 51255 0 0 OVINTIV INC COM 69047Q102 11 780 SH DFND 1 780 0 0 PBF ENERGY INC CL A 69318G106 1503 211694 SH DFND 1 211694 0 0 PINDUODUO INC NOTE 10/0 722304AB8 369338 88589000 PRN DFND 1 0 0 0 PERFORMANCE FOOD GROUP CO COM 71377A103 894 18783 SH DFND 1 18783 0 0 PROOFPOINT INC NOTE 0.250% 8/1 743424AF0 13169 11737000 PRN DFND 1 0 0 0 PARK HOTELS RESORTS INC COM 700517105 1015 59239 SH DFND 1 59239 0 0 PLURALSIGHT INC COM CL A 72941B106 24 1180 SH DFND 1 1180 0 0 RESTAURANT BRANDS INTL INC COM 76131D103 268 4400 SH DFND 1 4400 0 0 QUAD / GRAPHICS INC COM CL A 747301109 721 188855 SH DFND 1 188855 0 0 QUOTIENT TECHNOLOGY INC NOTE 1.750%12/0 749119AB9 9007 9045000 PRN DFND 1 0 0 0 RENT A CTR INC NEW COM 76009N100 587 15343 SH DFND 1 15343 0 0 REDFIN CORP NOTE 1.750% 7/1 75737FAA6 36315 16082000 PRN DFND 1 0 0 0 RESIDEO TECHNOLOGIES INC COM 76118Y104 1232 57968 SH DFND 1 57968 0 0 RAMBUS INC DEL NOTE 1.375% 2/0 750917AG1 18941 16841000 PRN DFND 1 0 0 0 RPT REALTY SH BEN INT 74971D101 908 105020 SH DFND 1 105020 0 0 DONNELLEY R R & SONS CO COM 257867200 1 800 SH DFND 1 800 0 0 RED ROCK RESORTS INC CL A 75700L108 1068 42675 SH DFND 1 42675 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 299 45892 SH DFND 1 45892 0 0 SONIC AUTOMOTIVE INC CL A 83545G102 903 23430 SH DFND 1 23430 0 0 SEA LTD NOTE 1.000%12/0 81141RAD2 137998 34816000 PRN DFND 1 0 0 0 SEAWORLD ENTMT INC COM 81282V100 864 27375 SH DFND 1 27375 0 0 SCIENTIFIC GAMES CORP COM 80874P109 4026 97052 SH DFND 1 97052 0 0 SIX FLAGS ENTMT CORP NEW COM 83001A102 2086 61179 SH DFND 1 61179 0 0 SM ENERGY CO COM 78454L100 926 151456 SH DFND 1 151456 0 0 SCRIPPS E W CO OHIO CL A NEW 811054402 1534 100368 SH DFND 1 100368 0 0 ISTAR INC NOTE 3.125% 9/1 45031UCB5 4705 4000000 PRN DFND 1 0 0 0 SCORPIO TANKERS INC SHS Y7542C130 157 14055 SH DFND 1 14055 0 0 SUMMIT MATLS INC CL A 86614U100 258 12892 SH DFND 1 12892 0 0 SUPERNUS PHARMACEUTICALS INC NOTE 0.625% 4/0 868459AD0 22278 23405000 PRN DFND 1 0 0 0 TRIUMPH GROUP INC NEW COM 896818101 1257 100124 SH DFND 1 100124 0 0 TARGA RES CORP COM 87612G101 712 27000 SH DFND 1 27000 0 0 TWITTER INC NOTE 0.250% 6/1 90184LAF9 54160 44665000 PRN DFND 1 0 0 0 UBER TECHNOLOGIES INC COM 90353T100 11363 222814 SH DFND 1 222814 0 0 UNITED NAT FOODS INC COM 911163103 383 24000 SH DFND 1 24000 0 0 UNITI GROUP INC COM 91325V108 1864 158930 SH DFND 1 158930 0 0 U S CONCRETE INC COM 90333L201 399 10000 SH DFND 1 10000 0 0 US FOODS HLDG CORP COM 912008109 304 9146 SH DFND 1 9146 0 0 VOCERA COMMUNICATIONS INC NOTE 1.500% 5/1 92857FAB3 43668 30948000 PRN DFND 1 0 0 0 VECTOR GROUP LTD COM 92240M108 372 31956 SH DFND 1 31956 0 0 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 105030 81207000 PRN DFND 1 0 0 0 VENATOR MATLS PLC SHS G9329Z100 1362 411675 SH DFND 1 411675 0 0 VISTRA CORP COM 92840M102 91 4652 SH DFND 1 4652 0 0 WEIBO CORP SPONSORED ADR 948596101 129 3156 SH DFND 1 3156 0 0 WELBILT INC COM 949090104 768 58238 SH DFND 1 58238 0 0 WORKDAY INC CL A 98138H101 4805 20054 SH DFND 1 20054 0 0 WW INTL INC COM 98262P101 729 29909 SH DFND 1 29909 0 0 XEROX HOLDINGS CORP COM NEW 98421M106 100 4324 SH DFND 1 4324 0 0 YANDEX N V SHS CLASS A N97284108 1203 17300 SH DFND 1 17300 0 0 YY INC NOTE 0.750% 6/1 98426TAD8 8386 8246000 PRN DFND 1 0 0 0 YY INC NOTE 1.375% 6/1 98426TAF3 20730 20427000 PRN DFND 1 0 0 0 ZILLOW GROUP INC NOTE 1.500% 7/0 98954MAC5 105449 61772000 PRN DFND 1 0 0 0 ZILLOW GROUP INC NOTE 2.750% 5/1 98954MAH4 32926 15805000 PRN DFND 1 0 0 0 ATLANTIC POWER CORP COM NEW 04878Q863 42 20000 SH DFND 1 20000 0 0 API GROUP CORP COM STK 00187Y100 6352 350000 SH DFND 1 350000 0 0 ASHLAND GLOBAL HLDGS INC COM 044186104 4514 57000 SH DFND 1 57000 0 0 AXALTA COATING SYS LTD COM G0750C108 1820 63763 SH DFND 1 63763 0 0 BHP GROUP LTD SPONSORED ADS 088606108 751 11500 SH DFND 1 11500 0 0 CROWN HLDGS INC COM 228368106 7014 70000 SH DFND 1 70000 0 0 COPART INC COM 217204106 2545 20005 SH DFND 1 20005 0 0 DUPONT DE NEMOURS INC COM 26614N102 2911 40944 SH DFND 1 40944 0 0 DANAHER CORPORATION COM 235851102 3438 15478 SH DFND 1 15478 0 0 EAGLE MATLS INC COM 26969P108 2027 20000 SH DFND 1 20000 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 1490 88000 SH DFND 1 88000 0 0 HONEYWELL INTL INC COM 438516106 2548 11980 SH DFND 1 11980 0 0 ILLINOIS TOOL WKS INC COM 452308109 2441 11975 SH DFND 1 11975 0 0 JOHNSON CTLS INTL PLC SHS G51502105 3273 70254 SH DFND 1 70254 0 0 LITHIA MTRS INC CL A 536797103 2474 8454 SH DFND 1 8454 0 0 LINDE PLC SHS G5494J103 4479 17000 SH DFND 1 17000 0 0 LOUISIANA PAC CORP COM 546347105 1523 41000 SH DFND 1 41000 0 0 PARKER-HANNIFIN CORP COM 701094104 1207 4433 SH DFND 1 4433 0 0 RIO TINTO PLC SPONSORED ADR 767204100 752 10000 SH DFND 1 10000 0 0 ROCKWELL AUTOMATION INC COM 773903109 1484 5918 SH DFND 1 5918 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 2571 35964 SH DFND 1 35964 0 0 WESTROCK CO COM 96145D105 3010 69165 SH DFND 1 69165 0 0 WILLSCOT MOBIL MINI HLDNG CO COM CL A 971378104 1506 65000 SH DFND 1 65000 0 0 GREAT AJAX CORP COM 38983D300 148 14193 SH DFND 1 14193 0 0 BUNGE LIMITED COM G16962105 1216 18543 SH DFND 1 18543 0 0 QTS RLTY TR INC COM CL A 74736A103 2535 40968 SH DFND 1 40968 0 0 WHEELER REAL ESTATE INVT TR COM NEW 963025705 11 4269 SH DFND 1 4269 0 0 APTIV PLC SHS G6095L109 1165 8947 SH DFND 1 8947 0 0 FORD MTR CO DEL COM 345370860 1315 149638 SH DFND 1 149638 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 36 3355 SH DFND 1 3355 0 0 THOR INDS INC COM 885160101 34 372 SH DFND 1 372 0 0 FIRST SOLAR INC COM 336433107 106 1073 SH DFND 1 1073 0 0 INTEL CORP COM 458140100 743 14916 SH DFND 1 14916 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 474 9979 SH DFND 1 9979 0 0 NVIDIA CORPORATION COM 67066G104 470 901 SH DFND 1 901 0 0 ON SEMICONDUCTOR CORP COM 682189105 746 22812 SH DFND 1 22812 0 0 QUALCOMM INC COM 747525103 476 3126 SH DFND 1 3126 0 0 DROPBOX INC CL A 26210C104 1054 47504 SH DFND 1 47504 0 0 DOCUSIGN INC COM 256163106 455 2047 SH DFND 1 2047 0 0 NORTONLIFELOCK INC COM 668771108 1077 51833 SH DFND 1 51833 0 0 ORACLE CORP COM 68389X105 546 8453 SH DFND 1 8453 0 0 PALO ALTO NETWORKS INC COM 697435105 900 2534 SH DFND 1 2534 0 0 PTC INC COM 69370C100 371 3102 SH DFND 1 3102 0 0 AT&T INC COM 00206R102 1558 54183 SH DFND 1 54183 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 79 5031 SH DFND 1 5031 0 0 ALASKA AIR GROUP INC COM 011659109 79 1527 SH DFND 1 1527 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1510 37566 SH DFND 1 37566 0 0 JETBLUE AWYS CORP COM 477143101 79 5451 SH DFND 1 5451 0 0 KNIGHT-SWIFT TRANSN HLDGS IN CL A 499049104 447 10698 SH DFND 1 10698 0 0 SOUTHWEST AIRLS CO COM 844741108 135 2913 SH DFND 1 2913 0 0 OLD DOMINION FREIGHT LINE IN COM 679580100 870 4462 SH DFND 1 4462 0 0 UNITED AIRLS HLDGS INC COM 910047109 803 18579 SH DFND 1 18579 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1213 7208 SH DFND 1 7208 0 0 XPO LOGISTICS INC COM 983793100 1150 9656 SH DFND 1 9656 0 0 ALBEMARLE CORP COM 012653101 420 2848 SH DFND 1 2848 0 0 AIR PRODS & CHEMS INC COM 009158106 683 2500 SH DFND 1 2500 0 0 EASTMAN CHEM CO COM 277432100 373 3727 SH DFND 1 3727 0 0 FMC CORP COM NEW 302491303 378 3295 SH DFND 1 3295 0 0 PPG INDS INC COM 693506107 375 2607 SH DFND 1 2607 0 0 SHERWIN WILLIAMS CO COM 824348106 377 514 SH DFND 1 514 0 0 MARTIN MARIETTA MATLS INC COM 573284106 701 2472 SH DFND 1 2472 0 0 AMERICAN TOWER CORP NEW COM 03027X100 231 1030 SH DFND 1 1030 0 0 AVALONBAY CMNTYS INC COM 053484101 593 3697 SH DFND 1 3697 0 0 BOSTON PROPERTIES INC COM 101121101 2788 29500 SH DFND 1 29500 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 231 1454 SH DFND 1 1454 0 0 DIGITAL RLTY TR INC COM 253868103 484 3475 SH DFND 1 3475 0 0 EQUINIX INC COM 29444U700 212 298 SH DFND 1 298 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 117 1981 SH DFND 1 1981 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 337 1844 SH DFND 1 1844 0 0 IRON MTN INC NEW COM 46284V101 742 25187 SH DFND 1 25187 0 0 LIFE STORAGE INC COM 53223X107 119 1005 SH DFND 1 1005 0 0 MEDICAL PPTYS TRUST INC COM 58463J304 382 17549 SH DFND 1 17549 0 0 REALTY INCOME CORP COM 756109104 1056 16999 SH DFND 1 16999 0 0 PROLOGIS INC. COM 74340W103 1507 15125 SH DFND 1 15125 0 0 REGENCY CTRS CORP COM 758849103 1853 40652 SH DFND 1 40652 0 0 SIMON PPTY GROUP INC NEW COM 828806109 473 5549 SH DFND 1 5549 0 0 VORNADO RLTY TR SH BEN INT 929042109 850 22780 SH DFND 1 22780 0 0 VENTAS INC COM 92276F100 172 3521 SH DFND 1 3521 0 0 CONAGRA BRANDS INC COM 205887102 34 952 SH DFND 1 952 0 0 CLOROX CO DEL COM 189054109 1491 7389 SH DFND 1 7389 0 0 COSTCO WHSL CORP NEW COM 22160K105 328 872 SH DFND 1 872 0 0 CAMPBELL SOUP CO COM 134429109 691 14311 SH DFND 1 14311 0 0 NATIONAL BEVERAGE CORP COM 635017106 390 4597 SH DFND 1 4597 0 0 KELLOGG CO COM 487836108 130 2102 SH DFND 1 2102 0 0 COCA COLA CO COM 191216100 8 150 SH DFND 1 150 0 0 MEDIFAST INC COM 58470H101 134 683 SH DFND 1 683 0 0 MCCORMICK & CO INC COM NON VTG 579780206 1077 11269 SH DFND 1 11269 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 8 90 SH DFND 1 90 0 0 PROCTER AND GAMBLE CO COM 742718109 1753 12603 SH DFND 1 12603 0 0 SPROUTS FMRS MKT INC COM 85208M102 109 5451 SH DFND 1 5451 0 0 SMUCKER J M CO COM NEW 832696405 348 3017 SH DFND 1 3017 0 0 TYSON FOODS INC CL A 902494103 707 10975 SH DFND 1 10975 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 352 8830 SH DFND 1 8830 0 0 WALMART INC COM 931142103 349 2423 SH DFND 1 2423 0 0 AGNC INVT CORP COM 00123Q104 17829 1142948 SH DFND 1 1142948 0 0 ALLY FINL INC COM 02005N100 101 2848 SH DFND 1 2848 0 0 AON PLC SHS CL A G0403H108 90 427 SH DFND 1 427 0 0 BK OF AMERICA CORP COM 060505104 457 15097 SH DFND 1 15097 0 0 BLACKROCK INC COM 09247X101 7 11 SH DFND 1 11 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 656 2832 SH DFND 1 2832 0 0 CAPITAL ONE FINL CORP COM 14040H105 99 1007 SH DFND 1 1007 0 0 MR COOPER GROUP INC COM 62482R107 89 2892 SH DFND 1 2892 0 0 EHEALTH INC COM 28238P109 289 4094 SH DFND 1 4094 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1402 5320 SH DFND 1 5320 0 0 INTERACTIVE BROKERS GROUP IN COM CL A 45841N107 1392 22858 SH DFND 1 22858 0 0 JPMORGAN CHASE & CO COM 46625H100 291 2297 SH DFND 1 2297 0 0 MOODYS CORP COM 615369105 8 28 SH DFND 1 28 0 0 METLIFE INC COM 59156R108 291 6217 SH DFND 1 6217 0 0 MORGAN STANLEY COM NEW 617446448 469 6857 SH DFND 1 6857 0 0 NASDAQ INC COM 631103108 7 60 SH DFND 1 60 0 0 NEW RESIDENTIAL INVT CORP COM NEW 64828T201 11393 1146253 SH DFND 1 1146253 0 0 PENNYMAC FINL SVCS INC NEW COM 70932M107 93 1425 SH DFND 1 1425 0 0 PRICE T ROWE GROUP INC COM 74144T108 125 831 SH DFND 1 831 0 0 WELLS FARGO CO NEW COM 949746101 291 9656 SH DFND 1 9656 0 0 CUMMINS INC COM 231021106 69 306 SH DFND 1 306 0 0 CINTAS CORP COM 172908105 821 2323 SH DFND 1 2323 0 0 DEERE & CO COM 244199105 69 258 SH DFND 1 258 0 0 EQUIFAX INC COM 294429105 1524 7906 SH DFND 1 7906 0 0 GENERAL ELECTRIC CO COM 369604103 1703 157689 SH DFND 1 157689 0 0 GENERAC HLDGS INC COM 368736104 1046 4601 SH DFND 1 4601 0 0 GRAINGER W W INC COM 384802104 144 354 SH DFND 1 354 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 69 366 SH DFND 1 366 0 0 LOCKHEED MARTIN CORP COM 539830109 1056 2976 SH DFND 1 2976 0 0 PACCAR INC COM 693718108 69 801 SH DFND 1 801 0 0 TRANE TECHNOLOGIES PLC SHS G8994E103 244 1687 SH DFND 1 1687 0 0 WASTE MGMT INC DEL COM 94106L109 700 5941 SH DFND 1 5941 0 0 BOYD GAMING CORP COM 103304101 118 2763 SH DFND 1 2763 0 0 DRAFTKINGS INC COM CL A 26142R104 140 3026 SH DFND 1 3026 0 0 DOMINOS PIZZA INC COM 25754A201 588 1535 SH DFND 1 1535 0 0 LAS VEGAS SANDS CORP COM 517834107 763 12808 SH DFND 1 12808 0 0 MARRIOTT INTL INC NEW CL A 571903202 952 7221 SH DFND 1 7221 0 0 NORWEGIAN CRUISE LINE HLDG L SHS G66721104 326 12839 SH DFND 1 12839 0 0 PENN NATL GAMING INC COM 707569109 200 2325 SH DFND 1 2325 0 0 WYNN RESORTS LTD COM 983134107 447 3963 SH DFND 1 3963 0 0 AXSOME THERAPEUTICS INC COM 05464T104 925 11363 SH DFND 1 11363 0 0 HORIZON THERAPEUTICS PUB L SHS G46188101 1113 15220 SH DFND 1 15220 0 0 INTRA CELLULAR THERAPIES INC COM 46116X101 356 11222 SH DFND 1 11222 0 0 LILLY ELI & CO COM 532457108 49 292 SH DFND 1 292 0 0 PFIZER INC COM 717081103 1089 29595 SH DFND 1 29595 0 0 AECOM COM 00766T100 425 8543 SH DFND 1 8543 0 0 AXON ENTERPRISE INC COM 05464C101 13 108 SH DFND 1 108 0 0 BOEING CO COM 097023105 38 178 SH DFND 1 178 0 0 SUNRUN INC COM 86771W105 13 199 SH DFND 1 199 0 0 PERKINELMER INC COM 714046109 121 847 SH DFND 1 847 0 0 WATERS CORP COM 941848103 120 488 SH DFND 1 488 0 0 D R HORTON INC COM 23331A109 1361 19749 SH DFND 1 19749 0 0 IROBOT CORP COM 462726100 1326 16522 SH DFND 1 16522 0 0 NEWELL BRANDS INC COM 651229106 103 4872 SH DFND 1 4872 0 0 SONOS INC COM 83570H108 303 12995 SH DFND 1 12995 0 0 TEMPUR SEALY INTL INC COM 88023U101 369 13674 SH DFND 1 13674 0 0 EBAY INC. COM 278642103 933 18568 SH DFND 1 18568 0 0 LULULEMON ATHLETICA INC COM 550021109 736 2116 SH DFND 1 2116 0 0 ABBOTT LABS COM 002824100 194 1773 SH DFND 1 1773 0 0 BECTON DICKINSON & CO COM 075887109 5671 22667 SH DFND 1 22667 0 0 BOSTON SCIENTIFIC CORP COM 101137107 13166 366253 SH DFND 1 366253 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 96 1062 SH DFND 1 1062 0 0 HOLOGIC INC COM 436440101 483 6634 SH DFND 1 6634 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 116 143 SH DFND 1 143 0 0 MASIMO CORP COM 574795100 170 634 SH DFND 1 634 0 0 INSULET CORP COM 45784P101 139 547 SH DFND 1 547 0 0 QUIDEL CORP COM 74838J101 262 1459 SH DFND 1 1459 0 0 TANDEM DIABETES CARE INC COM NEW 875372203 408 4273 SH DFND 1 4273 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 9 93 SH DFND 1 93 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 25 317 SH DFND 1 317 0 0 FISERV INC COM 337738108 521 4580 SH DFND 1 4580 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 25 206 SH DFND 1 206 0 0 MASTERCARD INCORPORATED CL A 57636Q104 26 74 SH DFND 1 74 0 0 PAYPAL HLDGS INC COM 70450Y103 25 110 SH DFND 1 110 0 0 VISA INC COM CL A 92826C839 266 1219 SH DFND 1 1219 0 0 VERISIGN INC COM 92343E102 25 120 SH DFND 1 120 0 0 DECKERS OUTDOOR CORP COM 243537107 57 201 SH DFND 1 201 0 0 HASBRO INC COM 418056107 51 552 SH DFND 1 552 0 0 HANESBRANDS INC COM 410345102 310 21313 SH DFND 1 21313 0 0 NIKE INC CL B 654106103 126 897 SH DFND 1 897 0 0 RALPH LAUREN CORP CL A 751212101 203 1957 SH DFND 1 1957 0 0 SKECHERS U S A INC CL A 830566105 131 3656 SH DFND 1 3656 0 0 UNDER ARMOUR INC CL A 904311107 342 19943 SH DFND 1 19943 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 75 1207 SH DFND 1 1207 0 0 WESTERN DIGITAL CORP. COM 958102105 2337 42194 SH DFND 1 42194 0 0 NORDSTROM INC COM 655664100 519 16651 SH DFND 1 16651 0 0 MACYS INC COM 55616P104 754 67101 SH DFND 1 67101 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 2 5 SH DFND 1 5 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 2 21 SH DFND 1 21 0 0 CROWDSTRIKE HLDGS INC CL A 22788C105 3 15 SH DFND 1 15 0 0 ELASTIC N V ORD SHS N14506104 3 21 SH DFND 1 21 0 0 F5 NETWORKS INC COM 315616102 2 16 SH DFND 1 16 0 0 FAIR ISAAC CORP COM 303250104 3 6 SH DFND 1 6 0 0 FORTINET INC COM 34959E109 3 21 SH DFND 1 21 0 0 CORNING INC COM 219350105 2 82 SH DFND 1 82 0 0 JUNIPER NETWORKS INC COM 48203R104 272 12121 SH DFND 1 12121 0 0 KEYSIGHT TECHNOLOGIES INC COM 49338L103 1587 12021 SH DFND 1 12021 0 0 MICROSOFT CORP COM 594918104 2 13 SH DFND 1 13 0 0 SERVICENOW INC COM 81762P102 2 5 SH DFND 1 5 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 2 68 SH DFND 1 68 0 0 PAYCOM SOFTWARE INC COM 70432V102 3 7 SH DFND 1 7 0 0 ANAPLAN INC COM 03272L108 3 42 SH DFND 1 42 0 0 RINGCENTRAL INC CL A 76680R206 2 7 SH DFND 1 7 0 0 SYNOPSYS INC COM 871607107 2 11 SH DFND 1 11 0 0 SS&C TECHNOLOGIES HLDGS INC COM 78467J100 2 41 SH DFND 1 41 0 0 ATLASSIAN CORP PLC CL A G06242104 2 12 SH DFND 1 12 0 0 TYLER TECHNOLOGIES INC COM 902252105 3 8 SH DFND 1 8 0 0 VMWARE INC CL A COM 928563402 3 22 SH DFND 1 22 0 0 ZEBRA TECHNOLOGIES CORPORATI CL A 989207105 3 8 SH DFND 1 8 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 119 2244 SH DFND 1 2244 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 1 13 SH DFND 1 13 0 0 AMGEN INC COM 031162100 1 8 SH DFND 1 8 0 0 ARENA PHARMACEUTICALS INC COM NEW 040047607 1 20 SH DFND 1 20 0 0 BIOGEN INC COM 09062X103 157 645 SH DFND 1 645 0 0 BLUEBIRD BIO INC COM 09609G100 153 3538 SH DFND 1 3538 0 0 CENTENE CORP DEL COM 15135B101 227 3793 SH DFND 1 3793 0 0 CVS HEALTH CORP COM 126650100 192 2825 SH DFND 1 2825 0 0 EXELIXIS INC COM 30161Q104 14 738 SH DFND 1 738 0 0 GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 120 2783 SH DFND 1 2783 0 0 GILEAD 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SH DFND 1 28804 0 0 RETAIL PPTYS AMER INC CL A 76131V202 645 75382 SH DFND 1 75382 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 21 2177 SH DFND 1 2177 0 0 URBAN EDGE PPTYS COM 91704F104 1403 108461 SH DFND 1 108461 0 0 WEINGARTEN RLTY INVS SH BEN INT 948741103 2676 123520 SH DFND 1 123520 0 0 GLRY STR NW MDIA GRUP HLDG L SHS G39973105 2 766 SH DFND 1 766 0 0 ACCEL ENTERTAINMENT INC COM CL A1 00436Q106 25 2570 SH DFND 1 2570 0 0 ADVANTAGE SOLUTIONS INC *W EXP 07/18/202 00791N110 251 88897 SH DFND 1 88897 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 12 104101 SH DFND 1 104101 0 0 ALTA EQUIPMENT GROUP INC *W EXP 02/14/202 02128L114 162 81338 SH DFND 1 81338 0 0 AMBAC FINL GROUP INC *W EXP 04/30/202 023139116 128 29077 SH DFND 1 29077 0 0 AMPCO-PITTSBURG CORP *W EXP 08/01/202 032037111 38 44026 SH DFND 1 44026 0 0 AERSALE CORPORATION *W EXP 11/04/202 00810F114 22 12337 SH DFND 1 12337 0 0 AMERICAN VRTUAL CLOUD TECH I *W EXP 04/07/202 030382113 88 188354 SH DFND 1 188354 0 0 BURGERFI INTERNATIONAL INC *W EXP 12/16/202 12122L119 16 7715 SH DFND 1 7715 0 0 BROADMARK RLTY CAP INC *W EXP 11/15/202 11135B118 0 2000 SH DFND 1 2000 0 0 CEREVEL THERAPEUTICS HLDNG I *W EXP 06/09/202 15678U102 4 833 SH DFND 1 833 0 0 CLEVER LEAVES HOLDINGS INC *W EXP 12/18/202 186760112 6 4217 SH DFND 1 4217 0 0 CURIOSITYSTREAM INC *W EXP 10/14/202 23130Q115 187 70141 SH DFND 1 70141 0 0 DANIMER SCIENTIFIC INC *W EXP 05/08/202 236272118 101 8990 SH DFND 1 8990 0 0 DASEKE INC *W EXP 02/27/202 23753F115 109 609909 SH DFND 1 609909 0 0 US ECOLOGY INC COM 91734M103 98 2722 SH DFND 1 2722 0 0 DIGINEX LIMITED SHS Y2074E109 17 1074 SH DFND 1 1074 0 0 FISKER INC CL A COM STK 33813J106 24 1660 SH DFND 1 1660 0 0 GRID DYNAMICS HLDGS INC *W EXP 03/05/202 39813G117 26 7459 SH DFND 1 7459 0 0 ESPORTS ENTMT GROUP INC *W EXP 03/31/202 29667K116 51 16753 SH DFND 1 16753 0 0 GOLDEN NUGGET ONLINE GAMIN *W EXP 05/09/202 38113L115 7 811 SH DFND 1 811 0 0 HALL OF FAME RESORT & ENTMT COM 40619L102 0 146 SH DFND 1 146 0 0 HIGHPEAK ENERGY INC *W EXP 08/21/202 43114Q121 543 120024 SH DFND 1 120024 0 0 FUSION FUEL GREEN PLC *W EXP 07/01/202 G3R25D100 93 14084 SH DFND 1 14084 0 0 HYLIION HOLDINGS CORP COMMON STOCK 449109107 491 29845 SH DFND 1 29845 0 0 INFRA AND ENERGY ALTRNTIVE I *W EXP 05/20/202 45686J112 20 7012 SH DFND 1 7012 0 0 IMMURON LTD *W EXP 05/12/202 Q4867H223 6 5080 SH DFND 1 5080 0 0 KALEYRA INC *W EXP 11/25/202 483379111 94 63139 SH DFND 1 63139 0 0 MP MATERIALS CORP *W EXP 05/04/202 553368119 633 41228 SH DFND 1 41228 0 0 MULTIPLAN CORPORATION *W EXP 02/13/202 62548M118 113 75793 SH DFND 1 75793 0 0 NATIONAL ENERGY SERVICES REU SHS G6375R107 19 1998 SH DFND 1 1998 0 0 NEW FRONTIER HEALTH CORP ORD SHS G6461G106 56 6553 SH DFND 1 6553 0 0 NESCO HLDGS INC *W EXP 01/01/202 64083J112 106 110968 SH DFND 1 110968 0 0 OCCIDENTAL PETE CORP *W EXP 08/03/202 674599162 538 79137 SH DFND 1 79137 0 0 PAE INC *W EXP 09/11/202 69290Y117 154 67354 SH DFND 1 67354 0 0 PAVMED INC *W EXP 01/29/202 70387R114 9 22661 SH DFND 1 22661 0 0 PAVMED INC *W EXP 04/30/202 70387R122 15 13481 SH DFND 1 13481 0 0 PAYA HOLDINGS INC *W EXP 10/16/202 70434P111 48 13412 SH DFND 1 13412 0 0 BIOMX INC *W EXP 10/16/202 09090D111 45 56270 SH DFND 1 56270 0 0 LORDSTOWN MOTORS CORP *W EXP 10/23/202 54405Q118 32 3752 SH DFND 1 3752 0 0 ROMEO POWER INC *W EXP 02/21/202 776153116 95 10290 SH DFND 1 10290 0 0 SHIFT TECHNOLOGIES INC CL A 82452T107 24 2905 SH DFND 1 2905 0 0 SKILLZ INC COM 83067L109 5 256 SH DFND 1 256 0 0 SKILLZ INC *W EXP 02/26/202 83067L117 6 879 SH DFND 1 879 0 0 TALOS ENERGY INC *W EXP 02/28/202 87484T116 0 3647 SH DFND 1 3647 0 0 TIDEWATER INC NEW *W EXP 11/24/202 88642R174 14 53007 SH DFND 1 53007 0 0 TIDEWATER INC NEW *W EXP 07/31/202 88642R125 2 7418 SH DFND 1 7418 0 0 SOC TELEMED INC COM CL A 78472F101 25 3258 SH DFND 1 3258 0 0 SOC TELEMED INC *W EXP 11/30/202 78472F119 5 4378 SH DFND 1 4378 0 0 TATTOOED CHEF INC COM CL A 87663X102 60 2632 SH DFND 1 2632 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 457 287560 SH DFND 1 287560 0 0 VELODYNE LIDAR INC *W EXP 09/29/202 92259F119 35 4211 SH DFND 1 4211 0 0 VISTRA CORP *W EXP 02/02/202 92840M128 74 198555 SH DFND 1 198555 0 0 VIVINT SMART HOME INC *W EXP 01/17/202 928542117 12 1400 SH DFND 1 1400 0 0 XL FLEET CORP *W EXP 06/01/202 9837FR118 36 4498 SH DFND 1 4498 0 0 CONX CORP COM CL A 212873103 5053 493977 SH DFND 1 493977 0 0 CONX CORP *W EXP 10/30/202 212873111 176 115813 SH DFND 1 115813 0 0 EAST STONE ACQUISITION CORP RIGHT 12/31/2026 G2911D132 41 84993 SH DFND 1 84993 0 0 SCVX CORP UNIT 99/99/9999 G79448109 108 9399 SH DFND 1 9399 0 0 OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 32 3000 SH DFND 1 3000 0 0 BIOCERES CROP SOLUTIONS CORP SHS G1117K114 42 6803 SH DFND 1 6803 0 0 COLUMBIA SELIGM PREM TECH GR COM 19842X109 1650 60602 SH DFND 1 60602 0 0 SPROTT PHYSICAL GOLD TR UNIT 85207H104 386 25640 SH DFND 1 25640 0 0 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 134 14377 SH DFND 1 14377 0 0 COMMSCOPE HLDG CO INC COM 20337X109 2262 168849 SH DFND 1 168849 0 0 CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 430 300000 PRN DFND 1 0 0 0 FLEXION THERAPEUTICS INC NOTE 3.375% 5/0 33938JAB2 3665 4139000 PRN DFND 1 0 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 106 1676 SH DFND 1 1676 0 0 HARMONIC INC DBCV 2.000% 9/0 413160AD4 5468 5000000 PRN DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 2.000% 5/1 45845PAB4 892 1500000 PRN DFND 1 0 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 27590 24246000 PRN DFND 1 0 0 0 MEDNAX INC COM 58502B106 678 27631 SH DFND 1 27631 0 0 MOLINA HEALTHCARE INC COM 60855R100 473 2226 SH DFND 1 2226 0 0 NEW RELIC INC COM 64829B100 425 6500 SH DFND 1 6500 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 10518 7440000 PRN DFND 1 0 0 0 PATRICK INDS INC DBCV 1.000% 2/0 703343AB9 4235 4000000 PRN DFND 1 0 0 0 PLANTRONICS INC NEW COM 727493108 102 3801 SH DFND 1 3801 0 0 RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 83913 12752000 PRN DFND 1 0 0 0 SELECT MED HLDGS CORP COM 81619Q105 795 28758 SH DFND 1 28758 0 0 SNAP INC NOTE 0.750% 8/0 83304AAB2 6222 2742000 PRN DFND 1 0 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 1405 35198 SH DFND 1 35198 0 0 TEAM INC COM 878155100 2 237 SH DFND 1 237 0 0 2U INC COM 90214J101 7 198 SH DFND 1 198 0 0 ZENDESK INC NOTE 0.250% 3/1 98936JAB7 15885 6961000 PRN DFND 1 0 0 0 CINCINNATI BELL INC NEW COM NEW 171871502 1049 68695 SH DFND 1 68695 0 0 FLEX LTD ORD Y2573F102 6023 335000 SH DFND 1 335000 0 0 NORFOLK SOUTHN CORP COM 655844108 2494 10500 SH DFND 1 10500 0 0 ACACIA COMMUNICATIONS INC COM 00401C108 15 214 SH DFND 1 214 0 0 AMERICAN RENAL ASSOCS HLDGS COM 029227105 585 51169 SH DFND 1 51169 0 0 BIOTELEMETRY INC COM 090672106 226 3137 SH DFND 1 3137 0 0 CIGNA CORP NEW COM 125523100 458 2203 SH DFND 1 2203 0 0 QUEST DIAGNOSTICS INC COM 74834L100 860 7220 SH DFND 1 7220 0 0 FITBIT INC CL A 33812L102 1697 249618 SH DFND 1 249618 0 0 HMS HLDGS CORP COM 40425J101 1251 34066 SH DFND 1 34066 0 0 LIBERTY BROADBAND CORP COM SER C 530307305 269 1700 SH DFND 1 1700 0 0 MTS SYS CORP COM 553777103 115 1986 SH DFND 1 1986 0 0 VARIAN MED SYS INC COM 92220P105 4070 23257 SH DFND 1 23257 0 0 CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 7 3997 SH DFND 1 3997 0 0 PLURALSIGHT INC NOTE 0.375% 3/0 72941BAB2 35089 35500000 PRN DFND 1 0 0 0 DENBURY INC COM 24790A101 0 30 SH DFND 1 30 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 1591 1197000 PRN DFND 1 0 0 0 APHRIA INC COM 03765K104 259 37467 SH DFND 1 37467 0 0 CHEMOURS CO COM 163851108 1789 72175 SH DFND 1 72175 0 0 CLEVELAND-CLIFFS INC NEW COM 185899101 2355 161781 SH DFND 1 161781 0 0 CLOVIS ONCOLOGY INC COM 189464100 39 8213 SH DFND 1 8213 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 159 21489 SH DFND 1 21489 0 0 TRANSOCEAN LTD REG SHS H8817H100 1827 790998 SH DFND 1 790998 0 0 UNITED STATES STL CORP NEW COM 912909108 1205 71864 SH DFND 1 71864 0 0 LUMINAR TECHNOLOGIES INC COM CL A 550424105 671 19740 SH DFND 1 19740 0 0 VIRGIN GALACTIC HOLDINGS INC COM 92766K106 801 33765 SH DFND 1 33765 0 0 QUANTUMSCAPE CORP COM CL A 74767V109 1161 13749 SH DFND 1 13749 0 0 ELECTRAMECCANICA VEHS CORP COM NEW 284849205 91 14706 SH DFND 1 14706 0 0 CHEGG INC NOTE 0.250% 5/1 163092AB5 66546 19896000 PRN DFND 1 0 0 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 29236 8612000 PRN DFND 1 0 0 0 TWILIO INC CL A 90138F102 387 1145 SH DFND 1 1145 0 0 WORLD WRESTLING ENTMT INC NOTE 3.375%12/1 98156QAB4 32808 16175000 PRN DFND 1 0 0 0 DIREXION SHS ETF TR DLY ENRGY BULL2X 25460G609 30 2098 SH DFND 1 2098 0 0 DIREXION SHS ETF TR DAILY FINL BEAR 25460E133 87 12060 SH DFND 1 12060 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 15598 49719 SH DFND 1 49719 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 131 10600 SH DFND 1 10600 0 0 PROSHARES TR ULTRAPRO SHT QQQ 74347G861 3605 237502 SH DFND 1 237502 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 290 3177 SH DFND 1 3177 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 147 8999 SH DFND 1 8999 0 0 ISHARES TR 20 YR TR BD ETF 464287432 8407 53304 SH DFND 1 53304 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 8809 132833 SH DFND 1 132833 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 2459 13528 SH DFND 1 13528 0 0 DIREXION SHS ETF TR DAILY SM CP BEAR 25460E125 61 8960 SH DFND 1 8960 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 740 9638 SH DFND 1 9638 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2306 34200 SH DFND 1 34200 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5921 52200 SH DFND 1 52200 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 545 14400 SH DFND 1 14400 0 0 WHOLE EARTH BRANDS INC COM CL A 96684W100 527 48321 SH DFND 1 48321 0 0 OCCIDENTAL PETE CORP COM 674599105 22 1289 SH DFND 1 1289 0 0 BROADCOM INC COM 11135F101 148 340 SH DFND 1 340 0 0 CHANGE HEALTHCARE INC COM 15912K100 78 4215 SH DFND 1 4215 0 0 CHEWY INC CL A 16679L109 359 4000 SH DFND 1 4000 0 0 ALLIED ESPORTS ENTMT INC COM 019170109 3 2399 SH DFND 1 2399 0 0 ATLAS TECHNICAL CONSULTANTS COM CLS A 049430101 65 9302 SH DFND 1 9302 0 0 FALCON MINERALS CORP *W EXP 07/21/202 30607B208 2 17301 SH DFND 1 17301 0 0 IMMURON LTD SPONSORED ADR 45254U101 1 200 SH DFND 1 200 0 0 RIMINI STR INC DEL COM 76674Q107 2 652 SH DFND 1 652 0 0 TIDEWATER INC NEW COM 88642R109 26 3076 SH DFND 1 3076 0 0 TARGET HOSPITALITY CORP *W EXP 03/15/202 87615L115 1 24964 SH DFND 1 24964 0 0 BMC STK HLDGS INC COM 05591B109 3990 74322 SH DFND 1 74322 0 0 CONCHO RES INC COM 20605P101 3143 53862 SH DFND 1 53862 0 0 HYCROFT MINING HOLDING CORP COM CL A 44862P109 14547 1853178 SH DFND 1 1853178 0 0 OPENDOOR TECHNOLOGIES INC *W EXP 12/18/202 683712111 260 33644 SH DFND 1 33644 0 0 PARSLEY ENERGY INC CL A 701877102 5036 354645 SH DFND 1 354645 0 0 PARSLEY ENERGY INC CL A 701877952 939 661 SH Put DFND 1 0 0 0 FRONT YD RESIDENTIAL CORP COM 35904G107 1367 84361 SH DFND 1 84361 0 0 WPX ENERGY INC COM 98212B103 1549 190115 SH DFND 1 190115 0 0 HYCROFT MINING HOLDING CORP *W EXP 02/12/202 44862P117 0 169985 SH DFND 1 169985 0 0