Chief Legal Officer and Chief Compliance Officer

0001279891-17-000003.txt : 20170213 0001279891-17-000003.hdr.sgml : 20170213 20170213162429 ACCESSION NUMBER: 0001279891-17-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170213 DATE AS OF CHANGE: 20170213 EFFECTIVENESS DATE: 20170213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WOLVERINE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001279891 IRS NUMBER: 020611276 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10687 FILM NUMBER: 17599499 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 3128844400 MAIL ADDRESS: STREET 1: 175 WEST JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279891 XXXXXXXX 12-31-2016 12-31-2016 WOLVERINE ASSET MANAGEMENT LLC

175 WEST JACKSON SUITE 340 CHICAGO IL 60604

13F HOLDINGS REPORT 028-10687 N Niraj Patel Chief Legal Officer and Chief Compliance Officer 1.312.884.3745 Niraj Patel Chicago IL 02-13-2017 1 1164 7738272 false 1 0001542456 028-17506 Wolverine Holdings, L.P. 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INC COM 11133B409 214 5200 SH Put DFND 1 0 0 0 CATERPILLAR INC DEL COM 149123101 936 10100 SH Put DFND 1 0 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 9 300 SH Put DFND 1 0 0 0 COEUR MNG INC COM NEW 192108504 990 109000 SH Put DFND 1 0 0 0 CHEGG INC COM 163092109 39 5300 SH Put DFND 1 0 0 0 CHESAPEAKE ENERGY CORP COM 165167107 5755 819900 SH Put DFND 1 0 0 0 COBALT INTL ENERGY INC COM 19075F106 972 797000 SH Put DFND 1 0 0 0 SEACOR HOLDINGS INC COM 811904101 1810 25400 SH Put DFND 1 0 0 0 CLIFFS NAT RES INC COM 18683K101 1930 229500 SH Put DFND 1 0 0 0 CONTINENTAL RESOURCES INC COM 212015101 350 6800 SH Put DFND 1 0 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 377 1000 SH Put DFND 1 0 0 0 CABOT OIL & GAS CORP COM 127097103 2336 100000 SH Put DFND 1 0 0 0 COACH INC COM 189754104 10 300 SH Put DFND 1 0 0 0 CONNS INC COM 208242107 37 3000 SH Put DFND 1 0 0 0 SALESFORCE COM INC COM 79466L302 2738 40000 SH Put DFND 1 0 0 0 CSG SYS INTL INC COM 126349109 484 10000 SH Put DFND 1 0 0 0 CARRIAGE SVCS INC COM 143905107 105 3700 SH Put DFND 1 0 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 16208 405200 SH Put DFND 1 0 0 0 CENVEO INC COM NEW 15670S402 113 16200 SH Put DFND 1 0 0 0 CVS HEALTH CORP COM 126650100 591 7500 SH Put DFND 1 0 0 0 CHEVRON CORP NEW COM 166764100 13853 117700 SH Put DFND 1 0 0 0 CAESARS ENTMT CORP COM 127686103 765 90000 SH Put DFND 1 0 0 0 DOMINION RES INC VA NEW COM 25746U109 2872 37500 SH Put DFND 1 0 0 0 DISNEY WALT CO COM DISNEY 254687106 833 8000 SH Put DFND 1 0 0 0 DISH NETWORK CORP CL A 25470M109 5138 88700 SH Put DFND 1 0 0 0 DUNKIN BRANDS GROUP INC COM 265504100 10 200 SH Put DFND 1 0 0 0 DTE ENERGY CO COM 233331107 1832 18600 SH Put DFND 1 0 0 0 DYNEGY INC NEW DEL COM 26817R108 5024 593900 SH Put DFND 1 0 0 0 ECHO GLOBAL LOGISTICS INC COM 27875T101 511 20400 SH Put DFND 1 0 0 0 ENERNOC INC COM 292764107 33 5500 SH Put DFND 1 0 0 0 GLOBAL EAGLE ENTMT INC COM 37951D102 137 21300 SH Put DFND 1 0 0 0 EOG RES INC COM 26875P101 141 1400 SH Put DFND 1 0 0 0 EP ENERGY CORP CL A 268785102 163 24900 SH Put DFND 1 0 0 0 ENSCO PLC SHS CLASS A G3157S106 3002 308900 SH Put DFND 1 0 0 0 EATON CORP PLC SHS G29183103 174 2600 SH Put DFND 1 0 0 0 EVOLENT HEALTH INC CL A 30050B101 16 1100 SH Put DFND 1 0 0 0 EXELON CORP COM 30161N101 138 3900 SH Put DFND 1 0 0 0 FACEBOOK INC CL A 30303M102 1725 15000 SH Put DFND 1 0 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 2343 257000 SH Put DFND 1 0 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1762 133600 SH Put DFND 1 0 0 0 FIREEYE INC COM 31816Q101 40 3400 SH Put DFND 1 0 0 0 FLOWERS FOODS INC COM 343498101 145 7300 SH Put DFND 1 0 0 0 FORESTAR GROUP INC COM 346233109 351 26400 SH Put DFND 1 0 0 0 GREENBRIER COS INC COM 393657101 631 15200 SH Put DFND 1 0 0 0 GENERAL ELECTRIC CO COM 369604103 4319 136700 SH Put DFND 1 0 0 0 GOLDCORP INC NEW COM 380956409 348 25600 SH Put DFND 1 0 0 0 GENERAL MLS INC COM 370334104 1167 18900 SH Put DFND 1 0 0 0 GOGO INC COM 38046C109 5071 550100 SH Put DFND 1 0 0 0 GULFPORT ENERGY CORP COM NEW 402635304 733 33900 SH Put DFND 1 0 0 0 GREEN PLAINS INC COM 393222104 6511 233800 SH Put DFND 1 0 0 0 GOPRO INC CL A 38268T103 202 23300 SH Put DFND 1 0 0 0 GAP INC DEL COM 364760108 1122 50000 SH Put DFND 1 0 0 0 GARMIN LTD SHS H2906T109 7273 150000 SH Put DFND 1 0 0 0 GASTAR EXPL INC NEW COM 36729W202 39 25600 SH Put DFND 1 0 0 0 GRAN TIERRA ENERGY INC COM 38500T101 128 42600 SH Put DFND 1 0 0 0 GREAT PLAINS ENERGY INC COM 391164100 1723 63000 SH Put DFND 1 0 0 0 HAIN CELESTIAL GROUP INC COM 405217100 195 5000 SH Put DFND 1 0 0 0 HALLIBURTON CO COM 406216101 1373 25400 SH Put DFND 1 0 0 0 HOME DEPOT INC COM 437076102 1541 11500 SH Put DFND 1 0 0 0 HESS CORP COM 42809H107 2211 35500 SH Put DFND 1 0 0 0 HALCON RES CORP COM PAR NEW 40537Q605 475 50900 SH Put DFND 1 0 0 0 HERBALIFE LTD COM USD SHS G4412G101 10975 228000 SH Put DFND 1 0 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 568 78800 SH Put DFND 1 0 0 0 HUNTSMAN CORP COM 447011107 1908 100000 SH Put DFND 1 0 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2655 16000 SH Put DFND 1 0 0 0 ICONIX BRAND GROUP INC COM 451055107 665 71200 SH Put DFND 1 0 0 0 INFOSYS LTD SPONSORED ADR 456788108 3703 249700 SH Put DFND 1 0 0 0 INTUIT COM 461202103 11 100 SH Put DFND 1 0 0 0 ION GEOPHYSICAL CORP COM NEW 462044207 88 14700 SH Put DFND 1 0 0 0 INTEROIL CORP COM 460951106 4758 100000 SH Put DFND 1 0 0 0 JAKKS PAC INC COM 47012E106 79 15500 SH Put DFND 1 0 0 0 PENNEY J C INC COM 708160106 5861 705400 SH Put DFND 1 0 0 0 KINDER MORGAN INC DEL COM 49456B101 11647 562400 SH Put DFND 1 0 0 0 CARMAX INC COM 143130102 740 11500 SH Put DFND 1 0 0 0 COCA COLA CO COM 191216100 41 1000 SH Put DFND 1 0 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 21 500 SH Put DFND 1 0 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 1116 150900 SH Put DFND 1 0 0 0 LGI HOMES INC COM 50187T106 28 1000 SH Put DFND 1 0 0 0 CHENIERE ENERGY INC COM NEW 16411R208 2183 52700 SH Put DFND 1 0 0 0 LULULEMON ATHLETICA INC COM 550021109 3262 50200 SH Put DFND 1 0 0 0 LAS VEGAS SANDS CORP COM 517834107 2259 42300 SH Put DFND 1 0 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 85 1000 SH Put DFND 1 0 0 0 MACYS INC COM 55616P104 1056 29500 SH Put DFND 1 0 0 0 MASTERCARD INCORPORATED CL A 57636Q104 474 4600 SH Put DFND 1 0 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 3972 104200 SH Put DFND 1 0 0 0 MERCADOLIBRE INC COM 58733R102 3965 25400 SH Put DFND 1 0 0 0 ALTRIA GROUP INC COM 02209S103 1447 21400 SH Put DFND 1 0 0 0 MARATHON PETE CORP COM 56585A102 4083 81100 SH Put DFND 1 0 0 0 MELCO CROWN ENTMT LTD ADR 585464100 3432 215900 SH Put DFND 1 0 0 0 MICROSOFT CORP COM 594918104 18859 303500 SH Put DFND 1 0 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 365 50000 SH Put DFND 1 0 0 0 NAVISTAR INTL CORP NEW COM 63934E108 6976 222400 SH Put DFND 1 0 0 0 NOBLE CORP PLC SHS USD G65431101 73 12400 SH Put DFND 1 0 0 0 NEXTERA ENERGY INC COM 65339F101 6319 52900 SH Put DFND 1 0 0 0 NEWMONT MINING CORP COM 651639106 112 3300 SH Put DFND 1 0 0 0 NETFLIX INC COM 64110L106 433 3500 SH Put DFND 1 0 0 0 NIKE INC CL B 654106103 1219 24000 SH Put DFND 1 0 0 0 SERVICENOW INC COM 81762P102 6883 92600 SH Put DFND 1 0 0 0 NEWPARK RES INC COM PAR $.01NEW 651718504 1071 142900 SH Put DFND 1 0 0 0 NRG ENERGY INC COM NEW 629377508 1134 92500 SH Put DFND 1 0 0 0 ORACLE CORP COM 68389X105 238 6200 SH Put DFND 1 0 0 0 OCEAN RIG UDW INC SHS G66964100 96 55300 SH Put DFND 1 0 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 712 10000 SH Put DFND 1 0 0 0 PANDORA MEDIA INC COM 698354107 1165 89400 SH Put DFND 1 0 0 0 PAN AMERICAN SILVER CORP COM 697900108 3655 242600 SH Put DFND 1 0 0 0 PALO ALTO NETWORKS INC COM 697435105 5002 40000 SH Put DFND 1 0 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 2014 199300 SH Put DFND 1 0 0 0 PRICELINE GRP INC COM NEW 741503403 3225 2200 SH Put DFND 1 0 0 0 PROOFPOINT INC COM 743424103 3377 47800 SH Put DFND 1 0 0 0 PROCTER AND GAMBLE CO COM 742718109 924 11000 SH Put DFND 1 0 0 0 PLUG POWER INC COM NEW 72919P202 1 1000 SH Put DFND 1 0 0 0 PHILIP MORRIS INTL INC COM 718172109 823 9000 SH Put DFND 1 0 0 0 POST HLDGS INC COM 737446104 3697 46000 SH Put DFND 1 0 0 0 PROS HOLDINGS INC COM 74346Y103 421 19600 SH Put DFND 1 0 0 0 PIONEER NAT RES CO COM 723787107 360 2000 SH Put DFND 1 0 0 0 RITE AID CORP COM 767754104 3238 393000 SH Put DFND 1 0 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 418 5100 SH Put DFND 1 0 0 0 RENEWABLE ENERGY GROUP INC COM NEW 75972A301 1106 114100 SH Put DFND 1 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 22227 1508000 SH Put DFND 1 0 0 0 RIO TINTO PLC SPONSORED ADR 767204100 176 4600 SH Put DFND 1 0 0 0 RALPH LAUREN CORP CL A 751212101 704 7800 SH Put DFND 1 0 0 0 REXNORD CORP NEW COM 76169B102 1087 55500 SH Put DFND 1 0 0 0 RAYONIER ADVANCED MATLS INC COM 75508B104 604 39100 SH Put DFND 1 0 0 0 STARBUCKS CORP COM 855244109 555 10000 SH Put DFND 1 0 0 0 SEADRILL LIMITED SHS G7945E105 235 69100 SH Put DFND 1 0 0 0 FANG HLDGS LTD ADR 30711Y102 38 11800 SH Put DFND 1 0 0 0 SEARS HLDGS CORP COM 812350106 926 99700 SH Put DFND 1 0 0 0 SINA CORP ORD G81477104 10650 175200 SH Put DFND 1 0 0 0 SKECHERS U S A INC CL A 830566105 479 19500 SH Put DFND 1 0 0 0 SCHLUMBERGER LTD COM 806857108 470 5600 SH Put DFND 1 0 0 0 U S SILICA HLDGS INC COM 90346E103 396 7000 SH Put DFND 1 0 0 0 SANCHEZ ENERGY CORP COM 79970Y105 409 45400 SH Put DFND 1 0 0 0 STERICYCLE INC COM 858912108 3844 49900 SH Put DFND 1 0 0 0 SILVER STD RES INC COM 82823L106 3674 411900 SH Put DFND 1 0 0 0 STILLWATER MNG CO COM 86074Q102 3711 230400 SH Put DFND 1 0 0 0 SOUTHWESTERN ENERGY CO COM 845467109 13821 1277400 SH Put DFND 1 0 0 0 TAL ED GROUP ADS REPSTG COM 874080104 701 10000 SH Put DFND 1 0 0 0 TERRAFORM PWR INC CL A COM 88104R100 1388 108400 SH Put DFND 1 0 0 0 TESLA MTRS INC COM 88160R101 501979 2349100 SH Put DFND 1 0 0 0 TYSON FOODS INC CL A 902494103 12095 196100 SH Put DFND 1 0 0 0 TERRAVIA HLDGS INC COM 88105A106 20 17800 SH Put DFND 1 0 0 0 TWITTER INC COM 90184L102 1898 116500 SH Put DFND 1 0 0 0 UNDER ARMOUR INC CL A 904311107 4726 162700 SH Put DFND 1 0 0 0 UNISYS CORP COM NEW 909214306 149 10000 SH Put DFND 1 0 0 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 280 1100 SH Put DFND 1 0 0 0 UNITED RENTALS INC COM 911363109 21 200 SH Put DFND 1 0 0 0 VISA INC COM CL A 92826C839 1544 19800 SH Put DFND 1 0 0 0 V F CORP COM 918204108 2592 48600 SH Put DFND 1 0 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 10950 994600 SH Put DFND 1 0 0 0 ENERGOUS CORP COM 29272C103 33 2000 SH Put DFND 1 0 0 0 WEBMD HEALTH CORP COM 94770V102 3112 62800 SH Put DFND 1 0 0 0 WORKDAY INC CL A 98138H101 4454 67400 SH Put DFND 1 0 0 0 WEB COM GROUP INC COM 94733A104 2662 125900 SH Put DFND 1 0 0 0 WHOLE FOODS MKT INC COM 966837106 3260 106000 SH Put DFND 1 0 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 6785 1359900 SH Put DFND 1 0 0 0 WESTERN GAS EQUITY PARTNERS COMUNT LTD PT 95825R103 50 1200 SH Put DFND 1 0 0 0 WHIRLPOOL CORP COM 963320106 327 1800 SH Put DFND 1 0 0 0 LYON WILLIAM HOMES CL A NEW 552074700 913 48000 SH Put DFND 1 0 0 0 WHITING PETE CORP NEW COM 966387102 899 74800 SH Put DFND 1 0 0 0 WASTE MGMT INC DEL COM 94106L109 255 3600 SH Put DFND 1 0 0 0 WABASH NATL CORP COM 929566107 31 2000 SH Put DFND 1 0 0 0 WPX ENERGY INC COM 98212B103 10962 752400 SH Put DFND 1 0 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 1114 97300 SH Put DFND 1 0 0 0 WORLD WRESTLING ENTMT INC CL A 98156Q108 143 7800 SH Put DFND 1 0 0 0 WEYERHAEUSER CO COM 962166104 1504 50000 SH Put DFND 1 0 0 0 WYNN RESORTS LTD COM 983134107 2638 30500 SH Put DFND 1 0 0 0 UNITED STATES STL CORP NEW COM 912909108 8146 246800 SH Put DFND 1 0 0 0 EXXON MOBIL CORP COM 30231G102 8971 99400 SH Put DFND 1 0 0 0 XERIUM TECHNOLOGIES INC COM NEW 98416J118 189 33700 SH Put DFND 1 0 0 0 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 19174 435100 SH Put DFND 1 0 0 0 YANDEX N V SHS CLASS A N97284108 16 800 SH Put DFND 1 0 0 0 YY INC ADS REPCOM CLA 98426T106 5069 128600 SH Put DFND 1 0 0 0 ZILLOW GROUP INC CL A 98954M101 2653 72800 SH Put DFND 1 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 136562 1012700 SH Put DFND 1 0 0 0 INTL PAPER CO COM 460146103 583 11000 SH Put DFND 1 0 0 0 PACCAR INC COM 693718108 639 10000 SH Put DFND 1 0 0 0 WESTERN UN CO COM 959802109 543 25000 SH Put DFND 1 0 0 0 XEROX CORP COM 984121103 611 70000 SH Put DFND 1 0 0 0 LEAR CORP COM NEW 521865204 1323 10000 SH Put DFND 1 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1708 25000 SH Put DFND 1 0 0 0 CUMMINS INC COM 231021106 2733 20000 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3111 50000 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 1548 29300 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY EMKT 3X NEW 25459Y470 37 1500 SH Put DFND 1 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 11140 318200 SH Put DFND 1 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 10391 180000 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 7495 187800 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 18732 458000 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DAILY FINL BEAR 25490K539 52 2400 SH Put DFND 1 0 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 5573 266400 SH Put DFND 1 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 4746 43300 SH Put DFND 1 0 0 0 ISHARES TR IBOXX HI YD ETF 464288513 3747 43300 SH Put DFND 1 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 1840 6100 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25490K570 519 68000 SH Put DFND 1 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 23838 201200 SH Put DFND 1 0 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 200 13300 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 58734 545100 SH Put DFND 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 301653 1349500 SH Put DFND 1 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 22948 301400 SH Put DFND 1 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 99186 1090200 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 279588 2764100 SH Put DFND 1 0 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 97432 765800 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 2991 150700 SH Put DFND 1 0 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 63755 779600 SH Put DFND 1 0 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 1472 125600 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 13750 591400 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 129 2500 SH Put DFND 1 0 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 6108 176000 SH Put DFND 1 0 0 0 HORIZON PHARMA PLC SHS G4617B105 48 3000 SH Put DFND 1 0 0 0 MANNKIND CORP COM 56400P201 237 372400 SH Put DFND 1 0 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 84 1800 SH Put DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 1836 266500 SH Put DFND 1 0 0 0 CIGNA CORPORATION COM 125509109 240 1800 SH Put DFND 1 0 0 0 CIENA CORP COM NEW 171779309 3043 124700 SH Put DFND 1 0 0 0 CANADIAN PAC RY LTD COM 13645T100 71 500 SH Put DFND 1 0 0 0 CISCO SYS INC COM 17275R102 362 12000 SH Put DFND 1 0 0 0 CENTURYLINK INC COM 156700106 16 700 SH Put DFND 1 0 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 287 51500 SH Put DFND 1 0 0 0 DAVITA INC COM 23918K108 6 100 SH Put DFND 1 0 0 0 ENDOLOGIX INC COM 29266S106 543 95000 SH Put DFND 1 0 0 0 ENVISION HEALTHCARE CORP COM 29414D100 18923 299000 SH Put DFND 1 0 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 3663 1083800 SH Put DFND 1 0 0 0 HCA HOLDINGS INC COM 40412C101 1110 15000 SH Put DFND 1 0 0 0 HARMONIC INC COM 413160102 137 27400 SH Put DFND 1 0 0 0 HUMANA INC COM 444859102 204 1000 SH Put DFND 1 0 0 0 INFINERA CORPORATION COM 45667G103 809 95300 SH Put DFND 1 0 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 391 40800 SH Put DFND 1 0 0 0 SOUTHWEST AIRLS CO COM 844741108 209 4200 SH Put DFND 1 0 0 0 MTS SYS CORP COM 553777103 413 7300 SH Put DFND 1 0 0 0 NEVRO CORP COM 64157F103 1976 27200 SH Put DFND 1 0 0 0 OASIS PETE INC NEW COM 674215108 632 41800 SH Put DFND 1 0 0 0 SPRINT CORP COM SER 1 85207U105 0 100 SH Put DFND 1 0 0 0 SPECTRANETICS CORP COM 84760C107 49 2000 SH Put DFND 1 0 0 0 ST JUDE MED INC COM 790849103 561 7000 SH Put DFND 1 0 0 0 AT&T INC COM 00206R102 961 22600 SH Put DFND 1 0 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 1193 80400 SH Put DFND 1 0 0 0 T MOBILE US INC COM 872590104 18242 317200 SH Put DFND 1 0 0 0 UNITED CONTL HLDGS INC COM 910047109 2361 32400 SH Put DFND 1 0 0 0 UNITEDHEALTH GROUP INC COM 91324P102 240 1500 SH Put DFND 1 0 0 0 VIMPELCOM LTD SPONSORED ADR 92719A106 46 12000 SH Put DFND 1 0 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1249 23400 SH Put DFND 1 0 0 0 WESTERN DIGITAL CORP COM 958102105 339 5000 SH Put DFND 1 0 0 0 WELLS FARGO & CO NEW COM 949746101 33809 613500 SH Put DFND 1 0 0 0 UNION PAC CORP COM 907818108 2073 20000 SH Put DFND 1 0 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 2762 176313 SH DFND 1 176313 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 5494 346864 SH DFND 1 346864 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 9 271 SH DFND 1 271 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 477 13338 SH DFND 1 13338 0 0 ISHARES MSCI EURZONE ETF 464286608 117 3382 SH DFND 1 3382 0 0 ISHARES TR EUROPE ETF 464287861 78 2010 SH DFND 1 2010 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 585 12210 SH DFND 1 12210 0 0 ISHARES TR CORE US AGGBD ET 464287226 6 57 SH DFND 1 57 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 6 79 SH DFND 1 79 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 4307 88158 SH DFND 1 88158 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 43 747 SH DFND 1 747 0 0 ISHARES TR U.S. REAL ES ETF 464287739 0 11 SH DFND 1 11 0 0 VANGUARD INDEX FDS REIT ETF 922908553 10 124 SH DFND 1 124 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 294 2421 SH DFND 1 2421 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 5024 47901 SH DFND 1 47901 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 590 5301 SH DFND 1 5301 0 0 ISHARES TR S&P 500 VAL ETF 464287408 587 5791 SH DFND 1 5791 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 5286 47191 SH DFND 1 47191 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 5873 63149 SH DFND 1 63149 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 14318 120386 SH DFND 1 120386 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 4960 390256 SH DFND 1 390256 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 2873 260289 SH DFND 1 260289 0 0 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 2008 391582 SH DFND 1 391582 0 0 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 4443 806416 SH DFND 1 806416 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 2928 365148 SH DFND 1 365148 0 0 GENERAL AMERN INVS INC COM 368802104 4284 137421 SH DFND 1 137421 0 0 ABERDEEN INDONESIA FD INC COM 00305P106 222 35005 SH DFND 1 35005 0 0 COHEN & STEERS GLOBAL INC BL COM 19248M103 1872 219502 SH DFND 1 219502 0 0 ABERDEEN ISRAEL FUND INC COM 00301L109 7 469 SH DFND 1 469 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 198 10071 SH DFND 1 10071 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 96 7346 SH DFND 1 7346 0 0 MEXICO FD INC COM 592835102 70 4662 SH DFND 1 4662 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 1064 132437 SH DFND 1 132437 0 0 ROYCE VALUE TR INC COM 780910105 252 18885 SH DFND 1 18885 0 0 TURKISH INVT FD INC COM 900145103 448 66116 SH DFND 1 66116 0 0 TAIWAN FD INC COM 874036106 42 2658 SH DFND 1 2658 0 0 FIRST TR STRATEGIC HIGH INC COM SHS NEW 337353304 140 11405 SH DFND 1 11405 0 0 EAGLE CAP GROWTH FD INC COM 269451100 14 2000 SH DFND 1 2000 0 0 ALLIANCE CALIF MUN INCOME FD COM 018546101 133 10097 SH DFND 1 10097 0 0 BLACKROCK NY MUN INCOME TR I COM 09249R102 269 18646 SH DFND 1 18646 0 0 BLACKROCK NJ MUNICIPAL BOND COM 09249A109 36 2508 SH DFND 1 2508 0 0 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 25 1800 SH DFND 1 1800 0 0 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 360 25922 SH DFND 1 25922 0 0 BLACKROCK NY MUNI INC QLTY T COM 09249U105 132 10080 SH DFND 1 10080 0 0 BLACKROCK MD MUNICIPAL BOND COM 09249L105 68 4861 SH DFND 1 4861 0 0 MFS CALIF MUN FD COM 59318C106 396 35176 SH DFND 1 35176 0 0 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 876 71229 SH DFND 1 71229 0 0 DREYFUS MUN INCOME INC COM 26201R102 345 39989 SH DFND 1 39989 0 0 EATON VANCE CALIF MUN BD FD COM 27828C106 643 55414 SH DFND 1 55414 0 0 EATON VANCE PA MUN BD FD COM 27828W102 327 25960 SH DFND 1 25960 0 0 EATON VANCE N J MUN BD FD COM 27828R103 117 9163 SH DFND 1 9163 0 0 EATON VANCE NEW YORK MUN BD COM 27827Y109 151 12313 SH DFND 1 12313 0 0 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 496 41340 SH DFND 1 41340 0 0 EATON VANCE CALIF MUN BD FD COM 27828A100 501 44055 SH DFND 1 44055 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 501 39968 SH DFND 1 39968 0 0 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 56 4137 SH DFND 1 4137 0 0 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 416 31976 SH DFND 1 31976 0 0 FEDERATED PREM MUN INC FD COM 31423P108 117 8428 SH DFND 1 8428 0 0 INVESCO VALUE MUN INCOME TR COM 46132P108 795 54380 SH DFND 1 54380 0 0 DEUTSCHE STRATEGIC MUN INCOM COM 25159F102 16 1364 SH DFND 1 1364 0 0 EATON VANCE MASS MUN BD FD COM 27828K108 136 10194 SH DFND 1 10194 0 0 WESTERN ASSET MUN HI INCM FD COM 95766N103 22 3171 SH DFND 1 3171 0 0 PIONEER MUN HIGH INCOME TR COM SHS 723763108 424 35799 SH DFND 1 35799 0 0 EATON VANCE MICH MUN BD FD COM 27828M104 90 6779 SH DFND 1 6779 0 0 BLACKROCK MUNIYLD MICH QLTY COM 09254V105 8 600 SH DFND 1 600 0 0 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 134 10235 SH DFND 1 10235 0 0 BLACKROCK MUNI N Y INTER DUR COM 09255F109 503 37129 SH DFND 1 37129 0 0 WESTERN ASST MN PRT FD INC COM 95766P108 524 35194 SH DFND 1 35194 0 0 BLACKROCK MUNIASSETS FD INC COM 09254J102 124 9271 SH DFND 1 9271 0 0 BLACKROCK MUNIHLDNGS CALI QL COM 09254L107 332 23583 SH DFND 1 23583 0 0 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 42 3077 SH DFND 1 3077 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 868 61454 SH DFND 1 61454 0 0 NUVEEN NEW YORK QLT MUN INC COM 67066X107 17 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PRN DFND 1 0 0 0 GAIN CAP HLDGS INC NOTE 4.125%12/0 36268WAB6 6496 6690000 PRN DFND 1 0 0 0 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 587 14239 SH DFND 1 14239 0 0 HEALTHWAYS INC NOTE 1.500% 7/0 422245AB6 22096 17250000 PRN DFND 1 0 0 0 IGI LABORATORIES INC NOTE 3.750%12/1 449575AB5 11985 12851000 PRN DFND 1 0 0 0 IMMUNOMEDICS INC NOTE 4.750% 2/1 452907AK4 10003 10010000 PRN DFND 1 0 0 0 INCYTE CORP NOTE 1.250%11/1 45337CAN2 28441 13900000 PRN DFND 1 0 0 0 INPHI CORP NOTE 1.125%12/0 45772FAB3 62489 48172000 PRN DFND 1 0 0 0 INOTEK PHARMACEUTICALS CORP NOTE 5.750% 8/0 45780VAB8 1033 1000000 PRN DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN NOTE 3.250% 7/0 45845PAA6 38435 42750000 PRN DFND 1 0 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 33734 29241000 PRN DFND 1 0 0 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 111321 109739000 PRN DFND 1 0 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 7371 166513 SH DFND 1 166513 0 0 KEYW HLDG CORP NOTE 2.500% 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0 CYPRESS SEMICONDUCTOR CORP COM 232806109 85 7500 SH DFND 1 7500 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 1326 73300 SH DFND 1 73300 0 0 ENDO INTL PLC SHS G30401106 69 4200 SH DFND 1 4200 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 38 1098 SH DFND 1 1098 0 0 EXELIXIS INC COM 30161Q104 409 27434 SH DFND 1 27434 0 0 FIRST FINL BANCORP OH *W EXP 12/23/201 320209117 28 1576 SH DFND 1 1576 0 0 TWENTY FIRST CENTY FOX INC CL B 90130A200 40875 1500000 SH DFND 1 1500000 0 0 ALLERGAN PLC PFD CONV SER A G0177J116 1073 1405 SH DFND 1 1405 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1471 6146 SH DFND 1 6146 0 0 HELIX ENERGY SOLUTIONS GRP I COM 42330P107 1049 119000 SH DFND 1 119000 0 0 IAC INTERACTIVECORP COM 44919P508 516 7967 SH DFND 1 7967 0 0 INTEL CORP COM 458140100 3055 84240 SH DFND 1 84240 0 0 IONIS PHARMACEUTICALS INC COM 462222100 8979 187742 SH DFND 1 187742 0 0 JOHNSON & JOHNSON COM 478160104 1799 15619 SH DFND 1 15619 0 0 KEYCORP NEW COM 493267108 1103 60401 SH DFND 1 60401 0 0 LILLY ELI & CO COM 532457108 1886 25650 SH DFND 1 25650 0 0 LINCOLN NATL CORP IND COM 534187109 440 6648 SH DFND 1 6648 0 0 MARATHON PETE CORP COM 56585A102 56366 1119500 SH DFND 1 1119500 0 0 MERCK & CO INC COM 58933Y105 12011 204038 SH DFND 1 204038 0 0 MICROSOFT CORP COM 594918104 127980 2059553 SH DFND 1 2059553 0 0 MYLAN N V SHS EURO N59465109 785 20590 SH DFND 1 20590 0 0 NOVELION THERAPEUTICS INC COM NEW 67001K202 23 2739 SH DFND 1 2739 0 0 NEWELL BRANDS INC COM 651229106 235 5285 SH DFND 1 5285 0 0 NXP SEMICONDUCTORS N V COM N6596X109 6266 63933 SH DFND 1 63933 0 0 PFIZER INC COM 717081103 269 8300 SH DFND 1 8300 0 0 PRUDENTIAL FINL INC COM 744320102 1951 18750 SH DFND 1 18750 0 0 REGENERON PHARMACEUTICALS COM 75886F107 36 100 SH DFND 1 100 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1052 15550 SH DFND 1 15550 0 0 SAREPTA THERAPEUTICS INC COM 803607100 104 3800 SH DFND 1 3800 0 0 SUNTRUST BKS INC COM 867914103 3473 63329 SH DFND 1 63329 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1852 51105 SH DFND 1 51105 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 5059 348446 SH DFND 1 348446 0 0 VIVUS INC COM 928551100 0 478 SH DFND 1 478 0 0 WEBSTER FINL CORP CONN COM 947890109 90 1672 SH DFND 1 1672 0 0 XILINX INC COM 983919101 498 8250 SH DFND 1 8250 0 0 YAHOO INC COM 984332106 145012 3750000 SH DFND 1 3750000 0 0 JUST ENERGY GROUP INC COM 48213W101 17 3200 SH DFND 1 3200 0 0 FXCM INC NOTE 2.250% 6/1 302693AB2 6557 12052000 PRN DFND 1 0 0 0 RUBICON TECHNOLOGY INC COM 78112T107 218 364256 SH DFND 1 364256 0 0 TRAVELPORT WORLDWIDE LTD SHS G9019D104 1331 94449 SH DFND 1 94449 0 0 INVESCO LTD SHS G491BT108 379 12500 SH DFND 1 12500 0 0 NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 171 245000 SH DFND 1 245000 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 1554 40300 SH DFND 1 40300 0 0 WADDELL & REED FINL INC CL A 930059100 1658 85000 SH DFND 1 85000 0 0 GRAN TIERRA ENERGY INC COM 38500T101 151 50000 SH DFND 1 50000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 42411 314510 SH 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111927 SH DFND 1 111927 0 0 LINEAR TECHNOLOGY CORP COM 535678106 4323 69339 SH DFND 1 69339 0 0 LATTICE SEMICONDUCTOR CORP COM 518415104 823 111939 SH DFND 1 111939 0 0 MARRIOTT INTL INC NEW CL A 571903202 78 944 SH DFND 1 944 0 0 PRIVATEBANCORP INC COM 742962103 2958 54600 SH DFND 1 54600 0 0 SUFFOLK BANCORP COM 864739107 795 18586 SH DFND 1 18586 0 0 YADKIN FINL CORP COM 984305102 7158 208948 SH DFND 1 208948 0 0 GP INVTS ACQUISITION COR SHS G40357124 635 64138 SH DFND 1 64138 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 147 9767 SH DFND 1 9767 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 443 12791 SH DFND 1 12791 0 0 AK STL CORP NOTE 5.000%11/1 001546AP5 31211 15112000 PRN DFND 1 0 0 0 ACCURAY INC DEBT 3.500% 2/0 004397AF2 12272 11500000 PRN DFND 1 0 0 0 ACETO CORP NOTE 2.000%11/0 004446AD2 13880 14335000 PRN DFND 1 0 0 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 42 1165 SH DFND 1 1165 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 27605 20578000 PRN DFND 1 0 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 4503 191953 SH DFND 1 191953 0 0 AMYRIS INC NOTE 6.500% 5/1 03236MAC5 1096 2000000 PRN DFND 1 0 0 0 BLACK HILLS CORP UNIT 99/99/9999 092113125 105 1540 SH DFND 1 1540 0 0 BOTTOMLINE TECH DEL INC NOTE 1.500%12/0 101388AA4 5157 5000000 PRN DFND 1 0 0 0 BROADSOFT INC NOTE 1.000% 9/0 11133BAD4 35684 29405000 PRN DFND 1 0 0 0 CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 20961 15495000 PRN DFND 1 0 0 0 COBALT INTL ENERGY INC NOTE 3.125% 5/1 19075FAB2 6177 21584000 PRN DFND 1 0 0 0 CORNERSTONE ONDEMAND INC NOTE 1.500% 7/0 21925YAB9 14850 14234000 PRN DFND 1 0 0 0 CTRIP COM INTL LTD NOTE 1.990% 7/0 22943FAH3 42476 40761000 PRN DFND 1 0 0 0 DTE ENERGY CO UNIT 99/99/9999 233331883 170 3240 SH DFND 1 3240 0 0 DOMINION RES INC VA NEW UNIT 08/15/2019 25746U836 43 850 SH DFND 1 850 0 0 DYNEGY INC NEW DEL *W EXP 10/02/201 26817R116 75 1837724 SH DFND 1 1837724 0 0 DYNEGY INC NEW DEL UNIT 07/01/20191 26817R405 34914 562230 SH DFND 1 562230 0 0 ECHO GLOBAL LOGISTICS INC NOTE 2.500% 5/0 27875TAA9 17073 17358000 PRN DFND 1 0 0 0 ENERNOC INC DBCV 2.250% 8/1 292764AB3 1325 1690000 PRN DFND 1 0 0 0 ENVESTNET INC NOTE 1.750%12/1 29404KAA4 7594 7938000 PRN DFND 1 0 0 0 51JOB INC NOTE 3.250% 4/1 316827AC8 17104 16197000 PRN DFND 1 0 0 0 GLOBAL EAGLE ENTMT INC NOTE 2.750% 2/1 37951DAB8 6539 8250000 PRN DFND 1 0 0 0 GOGO INC NOTE 3.750% 3/0 38046CAB5 9950 13370000 PRN DFND 1 0 0 0 GREEN PLAINS INC NOTE 3.250%10/0 393222AD6 44994 31325000 PRN DFND 1 0 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 65339 71245000 PRN DFND 1 0 0 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 7961 6018000 PRN DFND 1 0 0 0 LAYNE CHRISTENSEN CO NOTE 8.000% 5/0 521050AD6 3142 2750000 PRN DFND 1 0 0 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 44223 32032000 PRN DFND 1 0 0 0 MERITOR INC NOTE 7.875% 3/0 59001KAC4 7817 5421000 PRN DFND 1 0 0 0 NEXTERA ENERGY INC UNIT 09/01/2019 65339F820 96 1975 SH DFND 1 1975 0 0 NEXTERA ENERGY INC UNIT 08/31/2018 65339F846 671 11659 SH DFND 1 11659 0 0 OASIS PETE INC NEW NOTE 2.625% 9/1 674215AJ7 39893 28650000 PRN DFND 1 0 0 0 PANDORA MEDIA INC NOTE 1.750%12/0 698354AB3 26185 25435000 PRN DFND 1 0 0 0 PROS HOLDINGS INC NOTE 2.000%12/0 74346YAB9 12110 12365000 PRN DFND 1 0 0 0 RAYONIER ADVANCED MATLS INC PFD CV SER A 75508B203 190 1639 SH DFND 1 1639 0 0 RENEWABLE ENERGY GROUP INC MTNF 2.750% 6/1 75972AAA1 53 55000 PRN DFND 1 0 0 0 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 11646 13148000 PRN DFND 1 0 0 0 SOLAZYME INC NOTE 6.000% 2/0 83415TAB7 3713 5645000 PRN DFND 1 0 0 0 SOUTHWESTERN ENERGY CO DEP SHS 1/20 B 845467208 128 5022 SH DFND 1 5022 0 0 SPECTRANETICS CORP MTNF 2.625% 6/0 84760CAA5 14228 13734000 PRN DFND 1 0 0 0 STERICYCLE INC DEP PFD A 1/10 858912207 87 1375 SH DFND 1 1375 0 0 STILLWATER MNG CO NOTE 1.750%10/1 86074QAL6 47193 36951000 PRN DFND 1 0 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.000% 7/0 874054AD1 55818 24374000 PRN DFND 1 0 0 0 TAL ED GROUP NOTE 2.500% 5/1 874080AB0 61475 23000000 PRN DFND 1 0 0 0 TESLA MTRS INC NOTE 1.500% 6/0 88160RAA9 99229 57000000 PRN DFND 1 0 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 8431 8451000 PRN DFND 1 0 0 0 WABASH NATL CORP NOTE 3.375% 5/0 929566AH0 10030 6986000 PRN DFND 1 0 0 0 WEATHERFORD INTL LTD NOTE 5.875% 7/0 947075AH0 46951 43063000 PRN DFND 1 0 0 0 WEBMD HEALTH CORP NOTE 1.500%12/0 94770VAK8 27244 24099000 PRN DFND 1 0 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 20616 18665000 PRN DFND 1 0 0 0 WPX ENERGY INC PFD SER A CV 98212B202 299 4553 SH DFND 1 4553 0 0 ALCOA CORP COM 013872106 567 20199 SH DFND 1 20199 0 0 BARRICK GOLD CORP COM 067901108 862 54003 SH DFND 1 54003 0 0 AECOM COM 00766T100 36 1000 SH DFND 1 1000 0 0 AES CORP COM 00130H105 26 2243 SH DFND 1 2243 0 0 AGROFRESH SOLUTIONS COM 00856G109 1 459 SH DFND 1 459 0 0 AMERICAN TOWER CORP NEW COM 03027X100 3899 36897 SH DFND 1 36897 0 0 AMAZON COM INC COM 023135106 2115 2821 SH DFND 1 2821 0 0 ATLANTIC PWR CORP COM NEW 04878Q863 10 4300 SH DFND 1 4300 0 0 BANC OF CALIFORNIA INC COM 05990K106 177 10247 SH DFND 1 10247 0 0 BLUCORA INC COM 095229100 216 14702 SH DFND 1 14702 0 0 BUNGE LIMITED COM G16962105 107 1484 SH DFND 1 1484 0 0 BAKER HUGHES INC COM 057224107 2701 41577 SH DFND 1 41577 0 0 SOTHEBYS COM 835898107 39 1000 SH DFND 1 1000 0 0 BAIDU INC SPON ADR REP A 056752108 484 2946 SH DFND 1 2946 0 0 BLUE BIRD CORP COM 095306106 18 1219 SH DFND 1 1219 0 0 BP PLC SPONSORED ADR 055622104 139 3728 SH DFND 1 3728 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 339 3224 SH DFND 1 3224 0 0 CINCINNATI BELL INC NEW COM NEW 171871502 79 3537 SH DFND 1 3537 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 6 200 SH DFND 1 200 0 0 CHEGG INC COM 163092109 7 1008 SH DFND 1 1008 0 0 CHESAPEAKE ENERGY CORP COM 165167107 687 97915 SH DFND 1 97915 0 0 CONTINENTAL RESOURCES INC COM 212015101 4871 94521 SH DFND 1 94521 0 0 CABOT OIL & GAS CORP COM 127097103 3114 133336 SH DFND 1 133336 0 0 CONOCOPHILLIPS COM 20825C104 227 4535 SH DFND 1 4535 0 0 COSTCO WHSL CORP NEW COM 22160K105 528 3300 SH DFND 1 3300 0 0 CARRIZO OIL & GAS INC COM 144577103 336 9000 SH DFND 1 9000 0 0 CVS HEALTH CORP COM 126650100 1325 16795 SH DFND 1 16795 0 0 DTE ENERGY CO COM 233331107 308 3131 SH DFND 1 3131 0 0 EATON CORP PLC SHS G29183103 791 11800 SH DFND 1 11800 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 923 101211 SH DFND 1 101211 0 0 FREEPORT-MCMORAN INC CL B 35671D857 117 8900 SH DFND 1 8900 0 0 FIREEYE INC COM 31816Q101 16 1350 SH DFND 1 1350 0 0 FLOWERS FOODS INC COM 343498101 31 1600 SH DFND 1 1600 0 0 FORESTAR GROUP INC COM 346233109 15 1187 SH DFND 1 1187 0 0 GREENBRIER COS INC COM 393657101 25 611 SH DFND 1 611 0 0 GENERAL ELECTRIC CO COM 369604103 1133 35876 SH DFND 1 35876 0 0 GOLDCORP INC NEW COM 380956409 293 21570 SH DFND 1 21570 0 0 GENERAL MLS INC COM 370334104 512 8300 SH DFND 1 8300 0 0 GOGO INC COM 38046C109 3865 419198 SH DFND 1 419198 0 0 GULFPORT ENERGY CORP COM NEW 402635304 186 8600 SH DFND 1 8600 0 0 GOPRO INC CL A 38268T103 90 10372 SH DFND 1 10372 0 0 GAP INC DEL COM 364760108 256 11448 SH DFND 1 11448 0 0 WELLTOWER INC COM 95040Q104 1218 18202 SH DFND 1 18202 0 0 HOME DEPOT INC COM 437076102 800 5972 SH DFND 1 5972 0 0 HERBALIFE LTD COM USD SHS G4412G101 2915 60564 SH DFND 1 60564 0 0 HORNBECK OFFSHORE SVCS INC N COM 440543106 136 18964 SH DFND 1 18964 0 0 BLOCK H & R INC COM 093671105 1880 81800 SH DFND 1 81800 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 129 5500 SH DFND 1 5500 0 0 INFOSYS LTD SPONSORED ADR 456788108 974 65700 SH DFND 1 65700 0 0 PENNEY J C INC COM 708160106 1643 197827 SH DFND 1 197827 0 0 KIMBERLY CLARK CORP COM 494368103 182 1600 SH DFND 1 1600 0 0 KINDER MORGAN INC DEL COM 49456B101 14759 712681 SH DFND 1 712681 0 0 CARMAX INC COM 143130102 51 800 SH DFND 1 800 0 0 COCA COLA CO COM 191216100 29 700 SH DFND 1 700 0 0 CHENIERE ENERGY INC COM NEW 16411R208 198 4800 SH DFND 1 4800 0 0 LEXINGTON REALTY TRUST COM 529043101 18 1738 SH DFND 1 1738 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 903 10538 SH DFND 1 10538 0 0 MATTEL INC COM 577081102 28 1046 SH DFND 1 1046 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 1526 40054 SH DFND 1 40054 0 0 MENTOR GRAPHICS CORP COM 587200106 4742 128558 SH DFND 1 128558 0 0 ALTRIA GROUP INC COM 02209S103 54 800 SH DFND 1 800 0 0 MONSANTO CO NEW COM 61166W101 1567 14903 SH DFND 1 14903 0 0 MELCO CROWN ENTMT LTD ADR 585464100 3519 221357 SH DFND 1 221357 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 36 5000 SH DFND 1 5000 0 0 NAVISTAR INTL CORP NEW COM 63934E108 4441 141597 SH DFND 1 141597 0 0 NOBLE CORP PLC SHS USD G65431101 130 22100 SH DFND 1 22100 0 0 NEXTERA ENERGY INC COM 65339F101 2634 22055 SH DFND 1 22055 0 0 NEWMONT MINING CORP COM 651639106 146 4300 SH DFND 1 4300 0 0 NIKE INC CL B 654106103 279 5500 SH DFND 1 5500 0 0 SERVICENOW INC COM 81762P102 646 8699 SH DFND 1 8699 0 0 NRG ENERGY INC COM NEW 629377508 812 66280 SH DFND 1 66280 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 7 512 SH DFND 1 512 0 0 ORACLE CORP COM 68389X105 1561 40600 SH DFND 1 40600 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 4629 65000 SH DFND 1 65000 0 0 PAN AMERICAN SILVER CORP COM 697900108 192 12781 SH DFND 1 12781 0 0 PALO ALTO NETWORKS INC COM 697435105 1025 8202 SH DFND 1 8202 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 716 70845 SH DFND 1 70845 0 0 PRICELINE GRP INC COM NEW 741503403 4552 3105 SH DFND 1 3105 0 0 PDC ENERGY INC COM 69327R101 130 1800 SH DFND 1 1800 0 0 PHILIP MORRIS INTL INC COM 718172109 245 2686 SH DFND 1 2686 0 0 PIONEER NAT RES CO COM 723787107 108 600 SH DFND 1 600 0 0 FERRARI N V COM N3167Y103 444 7640 SH DFND 1 7640 0 0 RITE AID CORP COM 767754104 1138 138195 SH DFND 1 138195 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 24 300 SH DFND 1 300 0 0 TRANSOCEAN LTD REG SHS H8817H100 937 63583 SH DFND 1 63583 0 0 RIO TINTO PLC SPONSORED ADR 767204100 117 3046 SH DFND 1 3046 0 0 RALPH LAUREN CORP CL A 751212101 415 4600 SH DFND 1 4600 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 461 27840 SH DFND 1 27840 0 0 REXNORD CORP NEW COM 76169B102 345 17620 SH DFND 1 17620 0 0 FANG HLDGS LTD ADR 30711Y102 8 2600 SH DFND 1 2600 0 0 SINA CORP ORD G81477104 2 45 SH DFND 1 45 0 0 SIRIUS XM HLDGS INC COM 82968B103 1 226 SH DFND 1 226 0 0 SKECHERS U S A INC CL A 830566105 144 5885 SH DFND 1 5885 0 0 SCHLUMBERGER LTD COM 806857108 2226 26525 SH DFND 1 26525 0 0 U S SILICA HLDGS INC COM 90346E103 113 2000 SH DFND 1 2000 0 0 SOHU COM INC COM 83408W103 38 1140 SH DFND 1 1140 0 0 TURQUOISE HILL RES LTD COM 900435108 161 50000 SH DFND 1 50000 0 0 TYSON FOODS INC CL A 902494103 258 4183 SH DFND 1 4183 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 469 93500 SH DFND 1 93500 0 0 TATA MTRS LTD SPONSORED ADR 876568502 13 400 SH DFND 1 400 0 0 TWITTER INC COM 90184L102 1079 66250 SH DFND 1 66250 0 0 UNDER ARMOUR INC CL A 904311107 3916 134806 SH DFND 1 134806 0 0 VISA INC COM CL A 92826C839 313 4023 SH DFND 1 4023 0 0 V F CORP COM 918204108 2467 46246 SH DFND 1 46246 0 0 VALERO ENERGY CORP NEW COM 91913Y100 2391 35000 SH DFND 1 35000 0 0 VULCAN MATLS CO COM 929160109 162 1300 SH DFND 1 1300 0 0 WEB COM GROUP INC COM 94733A104 532 25182 SH DFND 1 25182 0 0 WHOLE FOODS MKT INC COM 966837106 2644 85983 SH DFND 1 85983 0 0 WHIRLPOOL CORP COM 963320106 99 550 SH DFND 1 550 0 0 WHITING PETE CORP NEW COM 966387102 236 19700 SH DFND 1 19700 0 0 WILLIAMS COS INC DEL COM 969457100 4 156 SH DFND 1 156 0 0 WPX ENERGY INC COM 98212B103 3118 214011 SH DFND 1 214011 0 0 WEYERHAEUSER CO COM 962166104 463 15400 SH DFND 1 15400 0 0 YY INC ADS REPCOM CLA 98426T106 480 12200 SH DFND 1 12200 0 0 ALTRA INDL MOTION CORP NOTE 2.750% 3/0 02208RAE6 12492 8688000 PRN DFND 1 0 0 0 ARCH COAL INC CL A 039380407 72 931 SH DFND 1 931 0 0 INTERNATIONAL SEAWAYS INC COM Y41053102 425 30335 SH DFND 1 30335 0 0 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 67 17547 SH DFND 1 17547 0 0 INTL PAPER CO COM 460146103 8542 161000 SH DFND 1 161000 0 0 PACCAR INC COM 693718108 1437 22500 SH DFND 1 22500 0 0 WESTERN UN CO COM 959802109 543 25000 SH DFND 1 25000 0 0 XEROX CORP COM 984121103 611 70000 SH DFND 1 70000 0 0 ADIENT PLC ORD SHS G0084W101 4409 75240 SH DFND 1 75240 0 0 AIR PRODS & CHEMS INC COM 009158106 2013 14000 SH DFND 1 14000 0 0 DANA INCORPORATED COM 235825205 1518 80000 SH DFND 1 80000 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 655 8936 SH DFND 1 8936 0 0 DEERE & CO COM 244199105 1030 10000 SH DFND 1 10000 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 4635 68829 SH DFND 1 68829 0 0 DOVER CORP COM 260003108 524 7000 SH DFND 1 7000 0 0 DOW CHEM CO COM 260543103 14434 252263 SH DFND 1 252263 0 0 FLOWSERVE CORP COM 34354P105 1441 30000 SH DFND 1 30000 0 0 FORTIVE CORP COM 34959J108 13407 250000 SH DFND 1 250000 0 0 GENERAL DYNAMICS CORP COM 369550108 5438 31500 SH DFND 1 31500 0 0 GRAINGER W W INC COM 384802104 1393 6000 SH DFND 1 6000 0 0 HONEYWELL INTL INC COM 438516106 1621 14000 SH DFND 1 14000 0 0 HUBBELL INC COM 443510607 4084 35000 SH DFND 1 35000 0 0 IDEX CORP COM 45167R104 1080 12000 SH DFND 1 12000 0 0 KENNAMETAL INC COM 489170100 1406 45000 SH DFND 1 45000 0 0 PARKER HANNIFIN CORP COM 701094104 1400 10000 SH DFND 1 10000 0 0 PACKAGING CORP AMER COM 695156109 3392 40000 SH DFND 1 40000 0 0 PRAXAIR INC COM 74005P104 996 8500 SH DFND 1 8500 0 0 ROCKWELL AUTOMATION INC COM 773903109 3024 22500 SH DFND 1 22500 0 0 TEREX CORP NEW COM 880779103 504 16000 SH DFND 1 16000 0 0 UNIVAR INC COM 91336L107 510 18000 SH DFND 1 18000 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1644 15000 SH DFND 1 15000 0 0 AMETEK INC NEW COM 031100100 364 7500 SH DFND 1 7500 0 0 CELANESE CORP DEL COM SER A 150870103 2362 30000 SH DFND 1 30000 0 0 CONSTELLIUM NV CL A N22035104 509 86380 SH DFND 1 86380 0 0 CENOVUS ENERGY INC COM 15135U109 3098 204808 SH DFND 1 204808 0 0 DEVON ENERGY CORP NEW COM 25179M103 685 15000 SH DFND 1 15000 0 0 DYCOM INDS INC COM 267475101 620 7733 SH DFND 1 7733 0 0 ECOLAB INC COM 278865100 6185 52767 SH DFND 1 52767 0 0 ENERGY RECOVERY INC COM 29270J100 400 38733 SH DFND 1 38733 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 5427 94549 SH DFND 1 94549 0 0 JOHNSON CTLS INTL PLC SHS G51502105 4625 112300 SH DFND 1 112300 0 0 KRATON CORPORATION COM 50077C106 1426 50100 SH DFND 1 50100 0 0 MAGNA INTL INC COM 559222401 3111 71700 SH DFND 1 71700 0 0 ORBITAL ATK INC COM 68557N103 1315 15000 SH DFND 1 15000 0 0 PROLOGIS INC COM 74340W103 3662 69380 SH DFND 1 69380 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 2110 125000 SH DFND 1 125000 0 0 TECK RESOURCES LTD CL B 878742204 1998 99752 SH DFND 1 99752 0 0 ISHARES TR TIPS BD ETF 464287176 9200 81300 SH DFND 1 81300 0 0 TJX COS INC NEW COM 872540109 5259 70000 SH DFND 1 70000 0 0 TOTAL S A SPONSORED ADR 89151E109 5824 114274 SH DFND 1 114274 0 0 WESTLAKE CHEM CORP COM 960413102 4428 79096 SH DFND 1 79096 0 0 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 259 15700 SH DFND 1 15700 0 0 DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 2285 43250 SH DFND 1 43250 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 123 3100 SH DFND 1 3100 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 62 600 SH DFND 1 600 0 0 DIREXION SHS ETF TR DAILY GOLD MINER 25490K570 48 6300 SH DFND 1 6300 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 2296 95966 SH DFND 1 95966 0 0 PROSHARES TR PSHS ULSHT SP500 74347B300 512 33907 SH DFND 1 33907 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 2506 23262 SH DFND 1 23262 0 0 DIREXION SHS ETF TR DLY S&P 500 BEAR 25459Y371 106 9900 SH DFND 1 9900 0 0 PROSHARES TR ULTRAPRO SHORT S 74348A442 1087 53300 SH DFND 1 53300 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 647 8503 SH DFND 1 8503 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 5631 44262 SH DFND 1 44262 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 59 2500 SH DFND 1 2500 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 616 31080 SH DFND 1 31080 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 7113 86987 SH DFND 1 86987 0 0 PROSHARES TR ULTRA FNCLS NEW 74347X633 1839 19900 SH DFND 1 19900 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 333 1460 SH DFND 1 1460 0 0 AMERICAN FARMLAND CO COM 02589Y100 356 44668 SH DFND 1 44668 0 0 AIRMEDIA GROUP INC SPONSORED ADR 009411109 523 213065 SH DFND 1 213065 0 0 APOLLO ED GROUP INC CL A 037604105 824 83245 SH DFND 1 83245 0 0 B/E AEROSPACE INC COM 073302101 782 13000 SH DFND 1 13000 0 0 CABELAS INC COM 126804301 933 15937 SH DFND 1 15937 0 0 COMPASS MINERALS INTL INC COM 20451N101 98 1252 SH DFND 1 1252 0 0 COTY INC COM CL A 222070203 27 1475 SH DFND 1 1475 0 0 CST BRANDS INC COM 12646R105 4383 91040 SH DFND 1 91040 0 0 GAS NAT INC COM 367204104 794 63318 SH DFND 1 63318 0 0 EARTHLINK HLDGS CORP COM 27033X101 476 84523 SH DFND 1 84523 0 0 G & K SVCS INC CL A 361268105 1746 18103 SH DFND 1 18103 0 0 HARMAN INTL INDS INC COM 413086109 2441 21967 SH DFND 1 21967 0 0 HEADWATERS INC COM 42210P102 7071 300672 SH DFND 1 300672 0 0 ISLE OF CAPRI CASINOS INC COM 464592104 1739 70466 SH DFND 1 70466 0 0 JOY GLOBAL INC COM 481165108 6466 230951 SH DFND 1 230951 0 0 LIFELOCK INC COM 53224V100 23 1000 SH DFND 1 1000 0 0 MEAD JOHNSON NUTRITION CO COM 582839106 46 656 SH DFND 1 656 0 0 METALDYNE PERFORMANCE GROUP COM 59116R107 5128 223446 SH DFND 1 223446 0 0 BLUE NILE INC COM 09578R103 32 800 SH DFND 1 800 0 0 NEUSTAR INC CL A 64126X201 150 4500 SH DFND 1 4500 0 0 QEP RES INC COM 74733V100 64 3500 SH DFND 1 3500 0 0 QUNAR CAYMAN IS LTD SPNS ADR CL B 74906P104 15 501 SH DFND 1 501 0 0 REYNOLDS AMERICAN INC COM 761713106 61 1104 SH DFND 1 1104 0 0 SANDERSON FARMS INC COM 800013104 94 1000 SH DFND 1 1000 0 0 SPECTRA ENERGY CORP COM 847560109 5936 144482 SH DFND 1 144482 0 0 SYNCHRONOSS TECHNOLOGIES INC COM 87157B103 195 5100 SH DFND 1 5100 0 0 SUNCOR ENERGY INC NEW COM 867224107 75 2310 SH DFND 1 2310 0 0 SYNGENTA AG SPONSORED ADR 87160A100 5959 75392 SH DFND 1 75392 0 0 TIME WARNER INC COM NEW 887317303 28 300 SH DFND 1 300 0 0 VALSPAR CORP COM 920355104 7273 70196 SH DFND 1 70196 0 0 WESTERN REFNG INC COM 959319104 141 3726 SH DFND 1 3726 0 0 WESTAR ENERGY INC COM 95709T100 2710 48100 SH DFND 1 48100 0 0 WHITEWAVE FOODS CO COM 966244105 7174 129039 SH DFND 1 129039 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 39 878 SH DFND 1 878 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 135 2101 SH DFND 1 2101 0 0 UDR INC COM 902653104 170 4683 SH DFND 1 4683 0 0 CARE CAP PPTYS INC COM 141624106 17 719 SH DFND 1 719 0 0 HEALTHCARE RLTY TR COM 421946104 95 3150 SH DFND 1 3150 0 0 VENTAS INC COM 92276F100 107 1712 SH DFND 1 1712 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 117 10213 SH DFND 1 10213 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 752 25296 SH DFND 1 25296 0 0 RLJ LODGING TR COM 74965L101 71 2938 SH DFND 1 2938 0 0 DCT INDUSTRIAL TRUST INC COM NEW 233153204 435 9103 SH DFND 1 9103 0 0 DUKE REALTY CORP COM NEW 264411505 602 22687 SH DFND 1 22687 0 0 LIBERTY PPTY TR SH BEN INT 531172104 963 24392 SH DFND 1 24392 0 0 CUBESMART COM 229663109 456 17044 SH DFND 1 17044 0 0 DUPONT FABROS TECHNOLOGY INC COM 26613Q106 154 3508 SH DFND 1 3508 0 0 EDUCATION RLTY TR INC COM NEW 28140H203 86 2047 SH DFND 1 2047 0 0 EQUITY LIFESTYLE PPTYS INC COM 29472R108 321 4462 SH DFND 1 4462 0 0 SPIRIT RLTY CAP INC NEW COM 84860W102 378 34822 SH DFND 1 34822 0 0 VEREIT INC COM 92339V100 433 51259 SH DFND 1 51259 0 0 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 237 14368 SH DFND 1 14368 0 0 BOSTON PROPERTIES INC COM 101121101 200 1591 SH DFND 1 1591 0 0 MACK CALI RLTY CORP COM 554489104 295 10186 SH DFND 1 10186 0 0 HIGHWOODS PPTYS INC COM 431284108 30 605 SH DFND 1 605 0 0 KILROY RLTY CORP COM 49427F108 62 857 SH DFND 1 857 0 0 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 462 22121 SH DFND 1 22121 0 0 PARAMOUNT GROUP INC COM 69924R108 509 31854 SH DFND 1 31854 0 0 MTGE INVT CORP COM 55378A105 6042 384880 SH DFND 1 384880 0 0 RADIAN GROUP INC COM 750236101 1383 76928 SH DFND 1 76928 0 0 BRIXMOR PPTY GROUP INC COM 11120U105 79 3243 SH DFND 1 3243 0 0 DDR CORP COM 23317H102 457 29932 SH DFND 1 29932 0 0 FEDERAL REALTY INVT TR SH BEN INT NEW 313747206 44 311 SH DFND 1 311 0 0 KIMCO RLTY CORP COM 49446R109 465 18508 SH DFND 1 18508 0 0 MACERICH CO COM 554382101 241 3409 SH DFND 1 3409 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 331 17480 SH DFND 1 17480 0 0 REGENCY CTRS CORP COM 758849103 460 6678 SH DFND 1 6678 0 0 RETAIL PPTYS AMER INC CL A 76131V202 675 44068 SH DFND 1 44068 0 0 SIMON PPTY GROUP INC NEW COM 828806109 365 2057 SH DFND 1 2057 0 0 ENDOLOGIX INC NOTE 3.250%11/0 29266SAB2 18254 20905000 PRN DFND 1 0 0 0 INSULET CORP NOTE 2.000% 6/1 45784PAD3 4153 3871000 PRN DFND 1 0 0 0 PROOFPOINT INC NOTE 1.250%12/1 743424AB9 62674 34249000 PRN DFND 1 0 0 0 SOLARCITY CORP NOTE 2.750%11/0 83416TAA8 28047 30197000 PRN DFND 1 0 0 0 TEXAS CAPITAL BANCSHARES INC *W EXP 01/16/201 88224Q115 33052 518070 SH DFND 1 518070 0 0 ADVAXIS INC *W EXP 07/15/201 007624117 76 19317 SH DFND 1 19317 0 0 HORIZON PHARMA PLC SHS G4617B105 22 1400 SH DFND 1 1400 0 0 J2 GLOBAL INC COM 48123V102 953 11660 SH DFND 1 11660 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 861 75200 SH DFND 1 75200 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 2013 55210 SH DFND 1 55210 0 0 CONNS INC COM 208242107 11 914 SH DFND 1 914 0 0 CAESARS ENTMT CORP COM 127686103 82 9650 SH DFND 1 9650 0 0 GALECTIN THERAPEUTICS INC COM NEW 363225202 6 6715 SH DFND 1 6715 0 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 58 3816 SH DFND 1 3816 0 0 MANNKIND CORP COM 56400P201 111 175030 SH DFND 1 175030 0 0 PLUG POWER INC COM NEW 72919P202 8 7450 SH DFND 1 7450 0 0 SEARS HLDGS CORP COM 812350106 314 33850 SH DFND 1 33850 0 0 SUNPOWER CORP COM 867652406 775 117307 SH DFND 1 117307 0 0 VALE S A ADR 91912E105 1 200 SH DFND 1 200 0 0 ENERGOUS CORP COM 29272C103 11 693 SH DFND 1 693 0 0 ZILLOW GROUP INC CL A 98954M101 1494 41000 SH DFND 1 41000 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 2895 229800 SH DFND 1 229800 0 0 FRANKS INTL N V COM N33462107 968 78710 SH DFND 1 78710 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 209210 935940 SH DFND 1 935940 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 1805 44150 SH DFND 1 44150 0 0 ISHARES TR IBOXX HI YD ETF 464288513 294 3400 SH DFND 1 3400 0 0 FUNCTIONX INC NEW COM 36077T207 137 57223 SH DFND 1 57223 0 0 AXAR ACQUISITION CORP *W EXP 12/31/202 05455L110 4 61034 SH DFND 1 61034 0 0 BARINGTON HILCO ACQUISITION UNIT 99/99/9999T 06759V200 363 34175 SH DFND 1 34175 0 0 BARINGTON HILCO ACQUISITION *W EXP 02/11/201 06759V127 1 12916 SH DFND 1 12916 0 0 BOULEVARD ACQUISITION UNIT 99/99/9999 10157Q201 1064 104773 SH DFND 1 104773 0 0 BOULEVARD ACQUISITION *W EXP 09/25/202 10157Q110 7 14400 SH DFND 1 14400 0 0 CF CORP UNIT 99/99/9999E G20307123 3701 353500 SH DFND 1 353500 0 0 EASTERLY ACQUISITION CORP COM 27616L102 24 2500 SH DFND 1 2500 0 0 EASTERLY ACQUISITION CORP *W EXP 07/29/202 27616L110 0 1250 SH DFND 1 1250 0 0 DOUBLE EAGLE ACQUISITION COR *W EXP 09/16/202 G28195116 35 76400 SH DFND 1 76400 0 0 ELECTRUM SPL ACQUISITION COR UNIT 99/99/9999 G3105C120 2933 289563 SH DFND 1 289563 0 0 GP INVTS ACQUISITION COR *W EXP 05/19/202 G40357108 12 27069 SH DFND 1 27069 0 0 PACE HLDGS CORP UNIT 99/99/9999 G6865N129 484 45088 SH DFND 1 45088 0 0 HENNESSY CAP ACQUISITION COR COM 42588J100 849 84311 SH DFND 1 84311 0 0 HENNESSY CAP ACQUISITION COR *W EXP 07/28/202 42588J118 109 128812 SH DFND 1 128812 0 0 HARMONY MERGER CORP *W EXP 01/01/202 413247123 18 53000 SH DFND 1 53000 0 0 INSPIRED ENTMT INC COM 45782N108 4 500 SH DFND 1 500 0 0 M III ACQUISITION CORP UNIT 99/99/9999T 55378T203 184 18700 SH DFND 1 18700 0 0 PACE HLDGS CORP *W EXP 99/99/999 G6865N111 17 29032 SH DFND 1 29032 0 0 QUINPARIO ACQUISITION CORP 2 UNIT 01/01/2023 74874U200 932 92008 SH DFND 1 92008 0 0 SABAN CAP ACQUISITION CORP UNIT 99/99/9999 78516C205 520 50000 SH DFND 1 50000 0 0 JM GLOBAL HLDG CO UNIT 99/99/9999 46590H200 45 4481 SH DFND 1 4481 0 0 CALAMP CORP NOTE 1.625% 5/1 128126AB5 870 900000 PRN DFND 1 0 0 0 CIENA CORP DEBT 4.000%12/1 171779AK7 1404 1000000 PRN DFND 1 0 0 0 FRONTIER COMMUNICATIONS CORP PFD CONV SER-A 35906A207 3 46 SH DFND 1 46 0 0 HARMONIC INC NOTE 4.000%12/0 413160AB8 7921 7065000 PRN DFND 1 0 0 0 INFINERA CORPORATION DBCV 1.750% 6/0 45667GAB9 16250 15713000 PRN DFND 1 0 0 0 WELLS FARGO & CO NEW *W EXP 10/28/201 949746119 27218 1271611 SH DFND 1 1271611 0 0 ALERE INC COM 01449J105 2530 64934 SH DFND 1 64934 0 0 BANK AMER CORP *W EXP 01/16/201 060505146 1863 187260 SH DFND 1 187260 0 0 BLACKBERRY LTD COM 09228F103 62 9136 SH DFND 1 9136 0 0 CANADIAN PAC RY LTD COM 13645T100 4555 31905 SH DFND 1 31905 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 57 10300 SH DFND 1 10300 0 0 ENVISION HEALTHCARE CORP COM 29414D100 189 3000 SH DFND 1 3000 0 0 HEALTHSOUTH CORP COM NEW 421924309 143 3483 SH DFND 1 3483 0 0 HUMANA INC COM 444859102 335 1643 SH DFND 1 1643 0 0 ST JUDE MED INC COM 790849103 4874 60786 SH DFND 1 60786 0 0 AT&T INC COM 00206R102 53 1251 SH DFND 1 1251 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 129 8700 SH DFND 1 8700 0 0 T MOBILE US INC COM 872590104 143 2500 SH DFND 1 2500 0 0 UNITED CONTL HLDGS INC COM 910047109 4353 59734 SH DFND 1 59734 0 0 UNITED PARCEL SERVICE INC CL B 911312106 91 800 SH DFND 1 800 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 829 15542 SH DFND 1 15542 0 0 NII HLDGS INC COM PAR $0.001 62913F508 144 66995 SH DFND 1 66995 0 0 CSX CORP COM 126408103 6108 170000 SH DFND 1 170000 0 0 FEDEX CORP COM 31428X106 558 3000 SH DFND 1 3000 0 0 UNION PAC CORP COM 907818108 5702 55000 SH DFND 1 55000 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 3619 42653 SH DFND 1 42653 0 0 ON TRACK INNOVATION LTD SHS M8791A109 174 100000 SH DFND 1 100000 0 0 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 5711 457257 SH DFND 1 457257 0 0 CIGNA CORPORATION COM 125509109 3 26 SH DFND 1 26 0 0 QUEST DIAGNOSTICS INC COM 74834L100 911 9920 SH DFND 1 9920 0 0 DELL TECHNOLOGIES INC COM CL V 24703L103 465 8477 SH DFND 1 8477 0 0 LEVEL 3 COMMUNICATIONS INC COM NEW 52729N308 2354 41777 SH DFND 1 41777 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 40 1050 SH DFND 1 1050 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 5693 131026 SH DFND 1 131026 0 0 CENTRAL FD CDA LTD CL A 153501101 522 46144 SH DFND 1 46144 0 0 CTRIP COM INTL LTD NOTE 1.250%10/1 22943FAD2 4057 3500000 PRN DFND 1 0 0 0 INCYTE CORP NOTE 0.375%11/1 45337CAM4 40546 20292000 PRN DFND 1 0 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 53220KAD0 23743 16416000 PRN DFND 1 0 0 0 LAS VEGAS SANDS CORP COM 517834107 398 7464 SH DFND 1 7464 0 0 OCEAN RIG UDW INC SHS G66964100 62 35671 SH DFND 1 35671 0 0 DIREXION SHS ETF TR FTSE CHIN BEAR 25490K836 507 30000 SH DFND 1 30000 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 56 1100 SH DFND 1 1100 0 0 BALLARD PWR SYS INC NEW COM 058586108 24 14600 SH DFND 1 14600 0 0 DYNEGY INC NEW DEL PFD CONV SER A 26817R207 68 2132 SH DFND 1 2132 0 0 AMYRIS INC COM 03236M101 936 1282051 SH DFND 1 1282051 0 0 INVACARE CORP SDCV 4.125% 2/0 461203AD3 1504 1500000 PRN DFND 1 0 0 0