0001209191-17-052014.txt : 20170908
0001209191-17-052014.hdr.sgml : 20170908
20170908135521
ACCESSION NUMBER: 0001209191-17-052014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170906
FILED AS OF DATE: 20170908
DATE AS OF CHANGE: 20170908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bellick Robert
CENTRAL INDEX KEY: 0001551726
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35675
FILM NUMBER: 171076011
MAIL ADDRESS:
STREET 1: 175 W. JACKSON BLVD.
STREET 2: SUITE 200
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Gust Christopher
CENTRAL INDEX KEY: 0001551996
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35675
FILM NUMBER: 171076012
MAIL ADDRESS:
STREET 1: 175 W. JACKSON BLVD.
STREET 2: SUITE 200
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WOLVERINE ASSET MANAGEMENT LLC
CENTRAL INDEX KEY: 0001279891
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35675
FILM NUMBER: 171076015
BUSINESS ADDRESS:
STREET 1: 175 W. JACKSON
STREET 2: SUITE 340
CITY: CHICAGO
STATE: IL
ZIP: 60064
BUSINESS PHONE: 3128844400
MAIL ADDRESS:
STREET 1: 175 WEST JACKSON
STREET 2: SUITE 340
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolverine Trading Partners, Inc.
CENTRAL INDEX KEY: 0001642866
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35675
FILM NUMBER: 171076013
BUSINESS ADDRESS:
STREET 1: 175 WEST JACKSON BLVD
STREET 2: SUITE 200
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 312-884-3745
MAIL ADDRESS:
STREET 1: 175 WEST JACKSON BLVD
STREET 2: SUITE 200
CITY: CHICAGO
STATE: IL
ZIP: 60604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wolverine Holdings, L.P.
CENTRAL INDEX KEY: 0001542456
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35675
FILM NUMBER: 171076014
BUSINESS ADDRESS:
STREET 1: 175 W. JACKSON BLVD.
STREET 2: SUITE 200
CITY: CHICAGO
STATE: IL
ZIP: 60604
BUSINESS PHONE: 312-884-4000
MAIL ADDRESS:
STREET 1: 175 W. JACKSON BLVD.
STREET 2: SUITE 200
CITY: CHICAGO
STATE: IL
ZIP: 60604
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RLJ ENTERTAINMENT, INC.
CENTRAL INDEX KEY: 0001546381
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE DISTRIBUTION [7822]
IRS NUMBER: 454950432
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8515 GEORGIA AVENUE
STREET 2: SUITE 650
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
BUSINESS PHONE: 301-608-2115
MAIL ADDRESS:
STREET 1: 8515 GEORGIA AVENUE
STREET 2: SUITE 650
CITY: SILVER SPRING
STATE: MD
ZIP: 20910
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-09-06
0
0001546381
RLJ ENTERTAINMENT, INC.
RLJE
0001279891
WOLVERINE ASSET MANAGEMENT LLC
175 W. JACKSON BLVD.
SUITE 340
CHICAGO
IL
60604
1
0
0
0
0001542456
Wolverine Holdings, L.P.
175 W. JACKSON BLVD.
SUITE 200
CHICAGO
IL
60604
1
0
0
0
0001642866
Wolverine Trading Partners, Inc.
175 W. JACKSON BLVD.
SUITE 200
CHICAGO
IL
60604
1
0
0
0
0001551996
Gust Christopher
175 W. JACKSON BLVD.
SUITE 340
CHICAGO
IL
60604
1
0
0
0
0001551726
Bellick Robert
175 W. JACKSON BLVD.
SUITE 200
CHICAGO
IL
60604
1
0
0
0
Common Stock, par value $0.001 per share
2017-09-06
4
P
0
1200
2.9583
A
1200
I
See footnotes
The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.
Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship.
Niraj Patel
2017-09-08