0001209191-17-052014.txt : 20170908 0001209191-17-052014.hdr.sgml : 20170908 20170908135521 ACCESSION NUMBER: 0001209191-17-052014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170906 FILED AS OF DATE: 20170908 DATE AS OF CHANGE: 20170908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bellick Robert CENTRAL INDEX KEY: 0001551726 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35675 FILM NUMBER: 171076011 MAIL ADDRESS: STREET 1: 175 W. JACKSON BLVD. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gust Christopher CENTRAL INDEX KEY: 0001551996 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35675 FILM NUMBER: 171076012 MAIL ADDRESS: STREET 1: 175 W. JACKSON BLVD. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOLVERINE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001279891 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35675 FILM NUMBER: 171076015 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 3128844400 MAIL ADDRESS: STREET 1: 175 WEST JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolverine Trading Partners, Inc. CENTRAL INDEX KEY: 0001642866 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35675 FILM NUMBER: 171076013 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-884-3745 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wolverine Holdings, L.P. CENTRAL INDEX KEY: 0001542456 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35675 FILM NUMBER: 171076014 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON BLVD. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-884-4000 MAIL ADDRESS: STREET 1: 175 W. JACKSON BLVD. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60604 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RLJ ENTERTAINMENT, INC. CENTRAL INDEX KEY: 0001546381 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE DISTRIBUTION [7822] IRS NUMBER: 454950432 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8515 GEORGIA AVENUE STREET 2: SUITE 650 CITY: SILVER SPRING STATE: MD ZIP: 20910 BUSINESS PHONE: 301-608-2115 MAIL ADDRESS: STREET 1: 8515 GEORGIA AVENUE STREET 2: SUITE 650 CITY: SILVER SPRING STATE: MD ZIP: 20910 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-09-06 0 0001546381 RLJ ENTERTAINMENT, INC. RLJE 0001279891 WOLVERINE ASSET MANAGEMENT LLC 175 W. JACKSON BLVD. SUITE 340 CHICAGO IL 60604 1 0 0 0 0001542456 Wolverine Holdings, L.P. 175 W. JACKSON BLVD. SUITE 200 CHICAGO IL 60604 1 0 0 0 0001642866 Wolverine Trading Partners, Inc. 175 W. JACKSON BLVD. SUITE 200 CHICAGO IL 60604 1 0 0 0 0001551996 Gust Christopher 175 W. JACKSON BLVD. SUITE 340 CHICAGO IL 60604 1 0 0 0 0001551726 Bellick Robert 175 W. JACKSON BLVD. SUITE 200 CHICAGO IL 60604 1 0 0 0 Common Stock, par value $0.001 per share 2017-09-06 4 P 0 1200 2.9583 A 1200 I See footnotes The securities were acquired for the account of Wolverine Flagship Fund Trading Limited ("Flagship Fund"), a private investment fund managed by Wolverine Asset Management, LLC ("WAM"). The sole member and manager of WAM is Wolverine Holdings, L.P. ("WH"), of which the general partner is Wolverine Trading Partners, Inc. ("WTP"). Robert Bellick and Christopher Gust may be deemed to control WTP. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein. Pursuant to rights acquired in connection with the acquisition of the preferred stock and warrants of the Company, Flagship Fund designated John Ziegelman to be a director of the Issuer. The Reporting Persons may be deemed to be directors by deputization by virtue of Mr. Ziegelman's directorship. Niraj Patel 2017-09-08