-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Uoa3w6OIcOpYWLK8s/91G65HYjiRYiCT2fQHMa20tbuqP636eOLNbvG7x97aZZYy vHywiGW30nP3h6ilsliqUA== 0001144204-10-027215.txt : 20100514 0001144204-10-027215.hdr.sgml : 20100514 20100514115733 ACCESSION NUMBER: 0001144204-10-027215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100512 FILED AS OF DATE: 20100514 DATE AS OF CHANGE: 20100514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFH HOLDING II, INC. CENTRAL INDEX KEY: 0001402212 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7486 LA JOLLA BLVD STREET 2: SUITE 479 CITY: LA JOLLA STATE: CA ZIP: 92037 BUSINESS PHONE: 619-659-9663 MAIL ADDRESS: STREET 1: 7486 LA JOLLA BLVD STREET 2: SUITE 479 CITY: LA JOLLA STATE: CA ZIP: 92037 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROTH ANTHONY G CENTRAL INDEX KEY: 0001279860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52685 FILM NUMBER: 10831576 MAIL ADDRESS: STREET 1: 9595 WILSHIRE BLVD., #900 CITY: BEVERLY HILLS STATE: CA ZIP: 90212 4 1 v185126_ex.xml X0303 4 2010-05-12 0 0001402212 AFH HOLDING II, INC. NONE 0001279860 ROTH ANTHONY G 9595 WILSHIRE BLVD., #900 BEVERLY HILLS CA 90212 0 1 0 0 President and CEO Common Stock 2010-05-12 4 P 0 75000 1.00 A 75000 D Mr. Roth acquired 75,000 shares of common stock of AFH Holding II, Inc.(the "Issuer") on May 12, 2010 as consideration for the assignment to the Issuer of amounts payable to Mr. Roth in the amount of $75,000. /s/ Anthony G. Roth 2010-05-14 -----END PRIVACY-ENHANCED MESSAGE-----