0001553350-16-001437.txt : 20160113 0001553350-16-001437.hdr.sgml : 20160113 20160113172024 ACCESSION NUMBER: 0001553350-16-001437 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160111 FILED AS OF DATE: 20160113 DATE AS OF CHANGE: 20160113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEAT BIOLOGICS, INC. CENTRAL INDEX KEY: 0001476963 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 262844103 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 EUROPA DRIVE STREET 2: SUTE 420 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-240-7133 MAIL ADDRESS: STREET 1: 100 EUROPA DRIVE STREET 2: SUTE 420 CITY: CHAPEL HILL STATE: NC ZIP: 27517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BOCK LOUIS C CENTRAL INDEX KEY: 0001279735 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35994 FILM NUMBER: 161341370 MAIL ADDRESS: STREET 1: C/O BANKAMERICA VENTURES STREET 2: 950 TOWER LANE STE 700 CITY: FOSTER CITY STATE: CA ZIP: 94404 4 1 bock4.xml OWNERSHIP DOCUMENT X0306 4 2016-01-11 0 0001476963 HEAT BIOLOGICS, INC. HTBX 0001279735 BOCK LOUIS C C/O 801 CAPITOLA DRIVE DURHAM NC 27713 1 0 0 0 Stock Options 2.47 2016-01-11 4 A 0 23810 0 A 2017-01-11 2026-01-10 Common Stock 23810 23810 D The option vests in full on the one year anniversary of the date of grant. /s/ Louis C. Bock 2016-01-12