0001437749-24-009315.txt : 20240325
0001437749-24-009315.hdr.sgml : 20240325
20240325184551
ACCESSION NUMBER: 0001437749-24-009315
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240325
FILED AS OF DATE: 20240325
DATE AS OF CHANGE: 20240325
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sharman John Stewart
CENTRAL INDEX KEY: 0001812991
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52607
FILM NUMBER: 24780505
MAIL ADDRESS:
STREET 1: 1 CORPORATE AVENUE
CITY: ROWVILLE
STATE: C3
ZIP: 3178
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: UNIVERSAL BIOSENSORS INC
CENTRAL INDEX KEY: 0001279695
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
ORGANIZATION NAME: 08 Industrial Applications and Services
IRS NUMBER: 980424072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1 CORPORATE AVENUE
STREET 2: ROWVILLE
CITY: VICTORIA
STATE: C3
ZIP: 3178
BUSINESS PHONE: 613-9213-9000
MAIL ADDRESS:
STREET 1: 1 CORPORATE AVENUE
STREET 2: ROWVILLE
CITY: VICTORIA
STATE: C3
ZIP: 3178
4
1
rdgdoc.xml
FORM 4
X0508
4
2024-03-25
0001279695
UNIVERSAL BIOSENSORS INC
UBI
0001812991
Sharman John Stewart
1 CORPORATE AVENUE
ROWVILLE
VICTORIA
C3
3178
AUSTRALIA
1
Chief Executive Officer
0
Common Stock
276217
I
By Wife
Common Stock
2024-03-25
4
M
0
1364666
0.20
A
1444666
D
Stock Option (Right to Buy)
0.20
2024-03-25
4
M
0
1364666
0
D
2024-03-24
Common Stock
1364666
0
D
Performance Rights
2025-03-24
Common Stock
2500000
2500000
D
Perforamnce Rights
2025-03-24
Common Stock
1250000
1250000
D
Stock Option (Right to Buy)
0.2500
2025-03-24
Common Stock
2364667
2364667
D
Stock Option (Right to Buy)
0.3000
2025-03-24
Common Stock
1364667
1364667
D
Stock Option (Right to Buy)
0.3000
2025-03-24
Common Stock
1000000
1000000
I
By superannuation fund
The reporting person disclaims beneficial ownership of the shares held by his wife, and this report should not be deemed an admission that the reporting person is the beneficial owner of his wife's shares for purposes of Section 16 or for any other purpose.
The price reported is stated in Australian dollars.
The options are fully vested and became exercisable after September 24, 2020. The options expiring in March 2024 were exercised on March 25, 2024.
Each performance right represents a contingent right to receive one share of common stock of Universal Biosensors, Inc. ("UBI"). The performance rights vest upon, among other triggers, UBI's market capitalization having achieved a specified threshold.
Each performance right represents a contingent right to receive one share of common stock of UBI. The performance rights vest upon a change of control transaction with a value greater a specified threshold.
/s/ John Sharman
2024-03-25