-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Kt6eE+EnzSMevylGh75oeVNm0/+eqrKMkkGog4J1yPrjJ4Tdq93lojMeJJTXOas8 RHFOUFKRqFDKCCJF/Vkk3w== 0001209191-09-055826.txt : 20091208 0001209191-09-055826.hdr.sgml : 20091208 20091208102247 ACCESSION NUMBER: 0001209191-09-055826 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090515 FILED AS OF DATE: 20091208 DATE AS OF CHANGE: 20091208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oates Adrian CENTRAL INDEX KEY: 0001432802 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52607 FILM NUMBER: 091227757 MAIL ADDRESS: STREET 1: 1 CORPORATE AVENUE CITY: ROWVILLE VICTORIA STATE: C3 ZIP: 3178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL BIOSENSORS INC CENTRAL INDEX KEY: 0001279695 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 980424072 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 1 CORPORATE AVENUE STREET 2: ROWVILLE CITY: VICTORIA STATE: C3 ZIP: 3178 BUSINESS PHONE: 613-8542-9000 MAIL ADDRESS: STREET 1: 1 CORPORATE AVENUE STREET 2: ROWVILLE CITY: VICTORIA STATE: C3 ZIP: 3178 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-05-15 0 0001279695 UNIVERSAL BIOSENSORS INC UBI 0001432802 Oates Adrian 1 CORPORATE AVENUE ROWVILLE VICTORIA C3 3178 AUSTRALIA 0 1 0 0 VP, Quality & Regulatory Common Stock 2009-11-10 4 A 0 581 1000.00 A 581 D Stock Option (Right to Buy) 1.72 2009-11-10 4 A 0 100000 0.00 A 2019-11-09 Common Stock 100000 100000 D Stock Option (Right to Buy) 0.00 2009-06-29 4 A 0 105000 0.00 A 2019-06-28 Common Stock 105000 105000 D Stock Option (Right to Buy) 0.00 2009-05-15 4 A 0 25000 0.00 A 2019-05-14 Common Stock 25000 25000 D Stock Option (Right to Buy) 1.20 2017-09-18 Common Stock 400000 400000 D The price reported is stated in Australian dollars. The stock options vest and become exercisable in three equal traches on 12/31/10, 12/31/11 and 12/31/12. 10,000 stock options vest and become exercisable on 12/31/10, 21,666 stock options vest and become exercisable on 12/31/11, 35,000 stock options vest and become exercisable on 12/31/12, 25,000 stock options vest and become exercisable on 12/31/13, and 13,334 stock options vest and become exercisable on 12/31/14. The stock options vest and become exercisable in three equal tranches on 12/31/09, 12/31/10 and 12/31/11. 1/3 of the stock options vested and became exercisable on 06/30/08. 1/3 of the options vested and became exercisable on 06/30/09. The remaining stock options will vest and become exercisable on 06/30/10. /s/ Cameron Billingsley, Attorney-in-Fact 2009-12-08 -----END PRIVACY-ENHANCED MESSAGE-----