-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mv1dMRguXsqtu1MTGxK129s4UBhdSODWf5CzzOMU24QqGg/6XkDgvOIloW6FEMv6 oWA5cv7Bw8twMk3EMyFn3A== 0001209191-07-039424.txt : 20070629 0001209191-07-039424.hdr.sgml : 20070629 20070629131557 ACCESSION NUMBER: 0001209191-07-039424 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070629 FILED AS OF DATE: 20070629 DATE AS OF CHANGE: 20070629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: UNIVERSAL BIOSENSORS INC CENTRAL INDEX KEY: 0001279695 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 980424072 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 103 RICKETTS ROAD STREET 2: MT. WAVERLEY CITY: VICTORIA STATE: C3 ZIP: 3149 BUSINESS PHONE: 613-8542-9000 MAIL ADDRESS: STREET 1: 103 RICKETTS ROAD STREET 2: MT. WAVERLEY CITY: VICTORIA STATE: C3 ZIP: 3149 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hodges Alastair CENTRAL INDEX KEY: 0001397489 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52607 FILM NUMBER: 07949709 BUSINESS ADDRESS: BUSINESS PHONE: 613 8542-9000 MAIL ADDRESS: STREET 1: 103 RICKETTS ROAD STREET 2: MT. WAVERLEY CITY: VICTORIA STATE: C3 ZIP: 3149 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2007-06-29 0 0001279695 UNIVERSAL BIOSENSORS INC UBI 0001397489 Hodges Alastair 103 RICKETTS ROAD MT. WAVERLEY VICTORIA C3 3149 AUSTRALIA 0 1 0 0 Chief Scientist Common Stock 3048416 D Stock Option (Right to Buy) 0.29 2004-12-31 2013-12-31 Common Stock 768448 D Stock Option (Right to Buy) 0.33 2007-01-01 2015-12-31 Common Stock 36248 D Stock Option (Right to Buy) 1.25 2007-12-31 2017-03-21 Common Stock 36000 D The stock options vested and became exercisable in three equal annual installments on December 31, 2004, 2005 and 2006 respectively. 1/3 of the stock options vested and became exercisable on January 1, 2007. The remaining stock options vest and become exercisable in two equal annual installments on January 1, 2008 and 2009 respectively. The stock options vest and become exercisable in three equal annual installments on December 31, 2007, 2008 and 2009 respectively. The exercise price of these stock options is stated in Australian dollars. /s/ Alastair Hodges 2007-06-29 -----END PRIVACY-ENHANCED MESSAGE-----