0000950123-14-011978.txt : 20141114 0000950123-14-011978.hdr.sgml : 20141114 20141114093812 ACCESSION NUMBER: 0000950123-14-011978 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LINDEN ADVISORS LP CENTRAL INDEX KEY: 0001279396 IRS NUMBER: 830356741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10783 FILM NUMBER: 141220915 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-840-3500 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LINDEN ADVISORS LLC DATE OF NAME CHANGE: 20040210 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279396 XXXXXXXX 09-30-2014 09-30-2014 LINDEN ADVISORS LP
590 MADISON AVENUE, 15TH FLOOR NEW YORK NY 10022
13F HOLDINGS REPORT 028-10783 N
Craig Jarvis Chief Financial Officer 646-840-3500 /S/ Craig Jarvis New York NY 11-13-2014 0 50 501978 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F GT ADV TECHNOL 3 31DEC49 SDBCV 36191UAB2 14447 12670000 PRN SOLE 9300000 0 3370000 51JOB INC-ADR COM 316827104 1047 34978 SH SOLE 18777 0 16201 ACORDA THERAPEUTI 1.75%15JUN21 SDBCV 00484MAA4 16119 15510000 PRN SOLE 11579000 0 3931000 ALCOA INC CVPFD CVPFD 013817309 4853 97000 SH SOLE 72277 0 24723 ALERE INC 3% 31DEC49 SER B PFD CVPFD 01449J204 68315 208774 SH SOLE 158986 0 49788 APOLLO CMMRL REAL 5.5% 15MAR19 SDBCV 03762UAA3 26562 26700000 PRN SOLE 19911000 0 6789000 BANK OF AMERICA CORP COM 060505104 2579 151300 SH Call SOLE 0 0 0 CHESAPEAKE CV 2.75% 15NOV2035 SDBCV 165167BW6 5075 5000000 PRN SOLE 3684000 0 1316000 CITIGROUP INC COM 172967424 5182 100000 SH Call SOLE 0 0 0 CLEAN ENERGY FUELS CORP COM 184499101 225 28800 SH SOLE 25488 0 3312 CORNERSTONE OND 1.5 1JUL18 SDBCV 21925YAB9 8907 8892000 PRN SOLE 6619000 0 2273000 DEPOMED INC 2.5 1SEP21 SDBCV 249908AA2 40162 37995000 PRN SOLE 28299000 0 9696000 DIANA SHIPPING INC COM Y2066G104 552 61800 SH SOLE 61800 0 0 DRYSHIPS INC COM Y2109Q101 187 75563 SH SOLE 62683 0 12880 ELECTRONICS FOR IMAGING COM 286082102 6790 153716 SH SOLE 114242 0 39474 FINISAR CORPORATION COM 31787A507 3326 200000 SH Call SOLE 0 0 0 FXCM INC 2.25 15JUN18 SDBCV 302693AB2 12212 11698000 PRN SOLE 9278000 0 2420000 GENERAL MOTORS CO COM 37045V100 1595 49965 SH SOLE 33732 0 16233 GENERAL MOTORS-CW15 RT 37045V134 151 175000 SH SOLE 118152 0 56848 HERBALIFE LTD COM G4412G101 3041 69500 SH SOLE 69500 0 0 HOLOGIC INC FRN 15DEC43 SDBCV 436440AG6 3256 3000000 PRN SOLE 2122000 0 878000 HOME INNS HTL 2% 15DEC15 SDBCV 43713WAB3 2702 2784000 PRN SOLE 2137000 0 647000 HURON CONSULTING GROUP INC COM 447462102 2144 35159 SH SOLE 29130 0 6029 INSULET CORP 2% 15JUN19 SDBCV 45784PAD3 17225 16128000 PRN SOLE 12057000 0 4071000 INTERDIGITAL INC 2.5% 15MAR16 SDBCV 458660AB3 925 900000 PRN SOLE 637000 0 263000 IPATH S&P 500 VIX S/T FU ETN COM 06742E711 3148 101000 SH Put SOLE 0 0 0 IRIDIUM COMMUN CVPFD PERP CVPFD 46269C409 9523 28000 SH SOLE 19831 0 8169 J2 GLOBAL COMMU 3.25 15JUN29 SDBCV 48123VAC6 13031 13020000 PRN SOLE 9532000 0 3488000 MOLYCORP INC COM 608753109 4189 3519638 SH SOLE 3109955 0 409683 NATIONAL BANK OF GREECE-ADR ADR 633643705 1505 500000 SH Call SOLE 0 0 0 NAVIOS MARITIME ACQUISITION COM Y62159101 678 250000 SH SOLE 25000 0 0 OMNICARE INC CV 3.25% 15DEC203 SDBCV 681904AL2 25634 24565000 PRN SOLE 16931000 0 7634000 PDL BIOPHARMA 4% 01FEB18 SDBCV 69329YAF1 11148 11414000 PRN SOLE 8553000 0 2861000 PDL BIOPHARMA INC COM 69329Y104 704 94198 SH SOLE 94198 0 0 PENNYMAC CORP 5.375% 1MAY20 SDBCV 70932AAB9 35993 36587000 PRN SOLE 27303000 0 9284000 RAIT FINANCIAL 4 1OCT33 SDBCV 749227AB0 1399 1500000 PRN SOLE 1124000 0 376000 RESOURCE CAPITAL CO 6% 01DEC18 SDBCV 76120WAA2 992 1000000 PRN SOLE 738000 0 262000 SCORPIO BULKERS INC COM Y7546A106 582 100000 SH SOLE 100000 0 0 SOLARCITY CORP COM 83416T100 7009 117600 SH SOLE 87400 0 30200 SOLAZYME INC 5% 1OCT19 SDBCV 83415TAC5 3355 3700000 PRN SOLE 2757000 0 943000 SPECTRANETICS CO 2.625% 1JUN34 SDBCV 84760CAA5 8692 7725000 PRN SOLE 5758000 0 1967000 STERLITE INDUSTRIE 4%30OCT14 SDBCV 859737AB4 5162 5176000 PRN SOLE 3936000 0 1240000 SUNPOWER CORP .75 1JUN18 SDBCV 867652AG4 10530 7104000 PRN SOLE 4971000 0 2133000 SUNPOWER CORP 4.5% 15MAR15 SDBCV 867652AE9 20073 13223000 PRN SOLE 9300000 0 3923000 SYNCHRONOSS TECH 0.75% 15AUG19 SDBCV 87157BAA1 9529 8588000 PRN SOLE 6343000 0 2245000 TESARO INC COM 881569107 953 35395 SH SOLE 35395 0 0 TESARO INC 3% 01OCT21 SDBCV 881569AA5 5239 5000000 PRN SOLE 3731000 0 1269000 TWITTER INC COM 90184L102 21323 413400 SH SOLE 307179 0 106221 VECTOR GROUP LTD 1.75% 15APR20 SDBCV 92240MBC1 24356 21795000 PRN SOLE 16042000 0 5753000 VIPSHOP HLDG LTD 1.5% 15MAR19 SDBCV 92763WAA1 29654 25009000 PRN SOLE 18936000 0 6073000