0000950123-14-002378.txt : 20140214 0000950123-14-002378.hdr.sgml : 20140214 20140214093049 ACCESSION NUMBER: 0000950123-14-002378 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LINDEN ADVISORS LP CENTRAL INDEX KEY: 0001279396 IRS NUMBER: 830356741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10783 FILM NUMBER: 14611175 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 646-840-3500 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: LINDEN ADVISORS LLC DATE OF NAME CHANGE: 20040210 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279396 XXXXXXXX 12-31-2013 12-31-2013 Linden Advisors LP

590 Madison Avenue, 15th Floor New York NY 10022

13F HOLDINGS REPORT 028-10783 N Craig Jarvis 646-840-3500 /S/ Craig Jarvis New York NY 02-13-2014 0 48 566769 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F BANK OF AMERICA CORP COM 060505104 2355 151300 SH Call SOLE 0 0 0 CITIGROUP INC COM 172967424 5211 100000 SH Call SOLE 0 0 0 SALESFORCE.COM INC COM 79466L302 5518 100000 SH Call SOLE 0 0 0 ISHARES MSCI BRAZIL CAPPED IND COM 464286400 15637 350000 SH Put SOLE 0 0 0 MORGAN STANLEY COM 617446448 6272 200000 SH Call SOLE 0 0 0 MICRON TECH INC COM 595112103 8351 383800 SH Call SOLE 0 0 0 NATIONAL BANK OF GREECE-ADR ADR 633643705 2800 500000 SH Call SOLE 0 0 0 NASDAQ-100 COM 73935A104 17591 200000 SH Put SOLE 0 0 0 S&P 500 DEPOSITORY RECEIPT COM 78462F103 36934 200000 SH Call SOLE 0 0 0 AIRTRAN HOLDINGS 5.25% 01NOV16 SDBCV 00949PAD0 1145 674000 PRN SOLE 353000 0 321000 AMERICAN REALTY 3% 1AUG18 SDBCV 02917TAA2 29056 29000000 PRN SOLE 16484000 0 12516000 ATLANTICUS HOLDINGS CORP COM 04914Y102 282 79300 SH SOLE 79300 0 0 BIOMARIN PHARMA 0.75 15OCT18 SDBCV 09061GAE1 907 852000 PRN SOLE 414000 0 438000 CARDTRONICS INC COM 14161H108 4387 100974 SH SOLE 87417 0 13557 COVANTA HOLD CV 3.25% 01JUN14 SDBCV 22282EAC6 35883 30600000 PRN SOLE 14450000 0 16150000 DRYSHIPS INC COM Y2109Q101 470 100000 SH SOLE 62683 0 37317 DRYSHIPS INC 5% 01DEC14 SDBCV 262498AB4 2418 2400000 PRN SOLE 1267000 0 1133000 ENDOLOGIX INC 2.25 15DEC18 SDBCV 29266SAA4 8850 8750000 PRN SOLE 4597000 0 4153000 BOTTOMLINE TECH 1.5% 01DEC17 SDBCV 101388AA4 12312 9114000 PRN SOLE 4439000 0 4675000 ISHARES MSCI BRAZIL CAPPED IND COM 464286400 15637 350000 SH SOLE 316300 0 33700 FORESTAR GROUP INC 3.75%1MAR20 SDBCV 346232AB7 14321 12404000 PRN SOLE 6118000 0 6286000 GAIN CAPITAL HO 4.125% 01DEC18 SDBCV 36268WAA8 7455 8000000 PRN SOLE 3876000 0 4124000 GENERAL MOTORS-CW19 RT 37045V126 9394 405813 SH SOLE 306574 0 99239 GT ADV TECHNOLOGIES 3 15DEC20 SDBCV 36191UAB2 14391 14167000 PRN SOLE 7760000 0 6407000 HOME INNS HTL 2% 15DEC15 SDBCV 43713WAB3 6513 6230000 PRN SOLE 3079000 0 3151000 ALERE INC 3% 31DEC49 SER B PFD CVPFD 01449J204 90425 315840 SH SOLE 230045 0 85795 INVENSENSE INC COM 46123D205 3828 184250 SH SOLE 108953 0 75297 L-3 COMMS HLDGS INC 3 1AUG2035 SDBCV 502413AW7 7778 6448000 PRN SOLE 4027000 0 2421000 LINEAR TECHNOL CV 3% 01MAY27 SDBCV 535678AC0 17677 15500000 PRN SOLE 7601000 0 7899000 LIVE NATION ENT 2.875% 15JUL27 SDBCV 538034AB5 8723 8550000 PRN SOLE 4150000 0 4400000 MOLYCORP INC COM 608753109 21885 3894086 SH SOLE 3105439 0 788647 MOLYCORP INC 5.5% 1FEB18 SDBCV 608753AH2 65 70000 PRN SOLE 34000 0 36000 NVIDIA CORP COM 67066G104 2004 125100 SH SOLE 108521 0 16579 OMNICARE INC CV 3.25% 15DEC203 SDBCV 681904AL2 21369 19970000 PRN SOLE 9458000 0 10512000 PRICELINE.COM INC 1.25 15MAR15 SDBCV 741503AN6 6879 1800000 PRN SOLE 742000 0 1058000 PDL BIO PHARMA 3.75% 01MAY15 SDBCV 69329YAC8 33937 25000000 PRN SOLE 14149000 0 10851000 RAIT FINANCIAL TRUST COM 749227609 777 86671 SH SOLE 74953 0 11718 RAIT FINANCIAL 4 1OCT33 SDBCV 749227AB0 15923 16000000 PRN SOLE 12972000 0 3028000 RADIAN GROUP CV 2.25% 01MAR19 SDBCV 750236AN1 5508 3750000 PRN SOLE 1836000 0 1914000 RAYONIER INC COM 754907103 3903 92700 SH SOLE 55241 0 37459 SUNPOWER CORP 4.5% 15MAR15 SDBCV 867652AE9 15628 11163000 PRN SOLE 5422000 0 5741000 SUNPOWER CORP 4.75% 15APR14 SDBCV 867652AC3 31927 26760000 PRN SOLE 13816000 0 12944000 S&P 500 DEPOSITORY RECEIPT COM 78462F103 9166 49638 SH SOLE 36748 0 12890 ISTAR FINANCIAL INC COM 45031U101 16 1099 SH SOLE 17099 0 0 SUNEDISON INC COM 86732Y109 1763 135133 SH SOLE 135133 0 0 TTM TECHNOLOGIES COM 87305R109 1796 209400 SH SOLE 154443 0 54957 TAKE-TWO INTERACTIVE 1% 1JUL18 SDBCV 874054AD1 1576 1475000 PRN SOLE 714000 0 761000 TAKE-TWO INTE 1.75% 01DEC16 A SDBCV 874054AC3 126 108000 PRN SOLE 48000 0 60000