0001567619-20-010328.txt : 20200515 0001567619-20-010328.hdr.sgml : 20200515 20200515113407 ACCESSION NUMBER: 0001567619-20-010328 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRITT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001279342 IRS NUMBER: 363538658 STATE OF INCORPORATION: IL FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10646 FILM NUMBER: 20882267 BUSINESS ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126691650 MAIL ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279342 XXXXXXXX 03-31-2020 03-31-2020 PERRITT CAPITAL MANAGEMENT INC
300 SOUTH WACKER DRIVE SUITE 2880 CHICAGO IL 60606
13F HOLDINGS REPORT 028-10646 N
Lynn E. Burmeister Chief Compliance Officer, Vice President 312-669-1650 /s/ Lynn E. Burmeister Chicago IL 05-15-2020 0 193 122362 false
INFORMATION TABLE 2 form13fInfoTable.xml ABBOTT LABS COM COM 002824100 645 8175 SH SOLE 8175 0 0 ABBVIE INC COM COM 00287Y109 589 7726 SH SOLE 7726 0 0 ADDUS HOMECARE CORPCOM COM 006739106 837 12376 SH SOLE 12376 0 0 ALPHABET INC CAP STK CL C CAP STK CL A 02079K107 290 249 SH SOLE 249 0 0 AMERICAN SOFTWARE CL A CLASS A CL A 029683109 1421 100000 SH SOLE 100000 0 0 AMERIPRISE FINANCIAL INC. COM 03076C106 209 2037 SH SOLE 2037 0 0 AMGEN INC COM 031162100 533 2628 SH SOLE 2628 0 0 AMREP CORP NEW COM COM 032159105 86 18000 SH SOLE 18000 0 0 ASURE SOFTWARE INC CORP. COM 04649U102 795 133400 SH SOLE 133400 0 0 AXT INC COM 00246W103 895 278750 SH SOLE 278750 0 0 BANKWELL FINL GROUP INC COM COM 06654A103 259 17000 SH SOLE 17000 0 0 BEL FUSE INC CL B CL B 077347300 574 58900 SH SOLE 58900 0 0 BG STAFFING INC COM COM 05544A109 318 42514 SH SOLE 42514 0 0 BIOMERICA INC COM NEW COM NEW 09061H307 215 30000 SH SOLE 30000 0 0 BIOSPECIFICS TECHNOLOGIES CORP COM COM 090931106 566 10000 SH SOLE 10000 0 0 BLUELINX HLDGS INC COM NEW COM NEW 09624H208 629 127000 SH SOLE 127000 0 0 CARDLYTICS INC COM COM 14161W105 245 7000 SH SOLE 7000 0 0 CARLISLE COS INC COM COM 142339100 283 2262 SH SOLE 2262 0 0 CBS CORP CL B CL B 92556H206 200 14285 SH SOLE 14285 0 0 CENTURY CASINOS INC COM 156492100 532 220950 SH SOLE 220950 0 0 CERAGAN NETWORKS LTD ORD M22013102 378 300000 SH SOLE 300000 0 0 CHECK CAP LTD SHS SHS M2361E203 88 75113 SH SOLE 75113 0 0 CHEVRON CORP NEW COM COM 166764100 208 2876 SH SOLE 2876 0 0 CISCO SYS INC COM 17275R102 313 7956 SH SOLE 7956 0 0 CITIGROUP INC COM NEW COM NEW 172967424 322 7649 SH SOLE 7649 0 0 CODA OCTOPUS GROUP INC COM NEW COM NEW 19188U206 132 23526 SH SOLE 23526 0 0 CONTINENTAL MATLS CORP COM COM PAR $0.25 211615307 142 15755 SH SOLE 15755 0 0 CPI AEROSTRUCTURES INCCOM NEW COM NEW 125919308 773 343474 SH SOLE 343474 0 0 CSX CORP COM 126408103 151 2633 SH SOLE 2633 0 0 CYNERGISTEK INC COM COM 23258P105 608 431068 SH SOLE 431068 0 0 DATA I O CORP COM COM 237690102 225 80000 SH SOLE 80000 0 0 DELTA APPAREL INC COM 247368103 723 69430 SH SOLE 69430 0 0 DHT HOLDINGS INC SHS NEW SHS NEW Y2065G121 207 27000 SH SOLE 27000 0 0 DIGI INTL INC COM COM 253798102 329 34500 SH SOLE 34500 0 0 DISNEY WALT CO COM DISNEY COM DISNEY 254687106 276 2855 SH SOLE 2855 0 0 DLH HLDGS CORP COM 23335Q100 2262 537299 SH SOLE 537299 0 0 DSP GROUP INC COM 23332B106 1461 109062 SH SOLE 109062 0 0 EBAY INC COM 278642103 359 11930 SH SOLE 11930 0 0 EMCORE CORP COM NEW COM NEW 290846203 143 64000 SH SOLE 64000 0 0 ENDEAVOUR SILVER CORP COM COM 29258Y103 116 86300 SH SOLE 86300 0 0 ENERGY FUELS INC COM NEW COM NEW 292671708 165 140000 SH SOLE 140000 0 0 ENTERPRISE PRODS PARTNERS L P COM 293792107 200 14000 SH SOLE 14000 0 0 ESQUIRE FINL HLDGS INC COM COM 29667J101 384 25500 SH SOLE 25500 0 0 EVOLUTION PETROLEUM CORP COM COM 30049A107 260 99650 SH SOLE 99650 0 0 EVOLVING SYSTEMS INC COM NEW 30049R209 8 10400 SH SOLE 10400 0 0 EXXON MOBIL CORP COM COM 30231G102 362 9525 SH SOLE 9525 0 0 FARMER BROS CO COM COM 307675108 219 31410 SH SOLE 31410 0 0 FEDERAL SIGNAL CORP COM COM 313855108 873 32000 SH SOLE 32000 0 0 FEDEX CORP COM 31428X106 462 3807 SH SOLE 3807 0 0 FINJAN HLDGS INC COM NEW COM NEW 31788H303 65 65000 SH SOLE 65000 0 0 FIRST INTERNET BANCORP COM 320557101 1007 61340 SH SOLE 61340 0 0 FORTUNA SILVER MINES INC COM COM 349915108 289 125000 SH SOLE 125000 0 0 FUEL TECH INC COM COM 359523107 59 146300 SH SOLE 146300 0 0 GENCOR INDS INC COM COM 368678108 769 73241 SH SOLE 73241 0 0 GENERAL MLS INC COM COM 370334104 259 4912 SH SOLE 4912 0 0 GLOBAL SELF STORAGE INC COM COM 37955N106 140 40000 SH SOLE 40000 0 0 GLOBAL WTR RES INC COM COM 379463102 311 30500 SH SOLE 30500 0 0 GLOBALSCAPE INC COM 37940G109 515 72276 SH SOLE 72276 0 0 GOLD RESOURCE CORP COM COM 38068T105 440 160000 SH SOLE 160000 0 0 GP STRATEGIES CORP COM COM 36225V104 553 85014 SH SOLE 85014 0 0 GRAHAM CORP COM COM 384556106 636 49319 SH SOLE 49319 0 0 GREEN BRICK PARTNERS INC COM COM 392709101 636 79000 SH SOLE 79000 0 0 GSE SYS INC COM COM 36227K106 140 151000 SH SOLE 151000 0 0 GSI TECHNOLOGY COM COM 36241U106 244 35000 SH SOLE 35000 0 0 GULF ISLAND FABRICATION INC COM COM 402307102 195 65000 SH SOLE 65000 0 0 HENNESSY ADVISORS INC COM 425885100 466 61550 SH SOLE 61550 0 0 HILL INTL INC COM 431466101 459 316340 SH SOLE 316340 0 0 HOME DEPOT COM 437076102 320 1714 SH SOLE 1714 0 0 HONEYWELL INTL INC COM 438516106 517 3864 SH SOLE 3864 0 0 HUDBAY MINERALS INC COM COM 443628102 30 16000 SH SOLE 16000 0 0 HUDSON GLOBAL INC COM NEW COM NEW 443787205 529 61911 SH SOLE 61911 0 0 HUTTIG BLDG PRODS INC COM SPONSORED ADR 448451104 56 80050 SH SOLE 80050 0 0 ICAD INC COM NEW COM NEW 44934S206 100 13650 SH SOLE 13650 0 0 IDENTIV INC COM NEW COM NEW 45170X205 413 122114 SH SOLE 122114 0 0 IES HLDGS INC COM COM 44951W106 1989 112700 SH SOLE 112700 0 0 ILLINOIS TOOL WKS INC COM COM 452308109 609 4288 SH SOLE 4288 0 0 IMMERSION CORP COM COM 452521107 705 131500 SH SOLE 131500 0 0 IMMUCELL CORP COM PAR COM PAR $0.10 452525306 265 70000 SH SOLE 70000 0 0 INFORMATION SVCS GROUP INC COM 45675Y104 1234 480137 SH SOLE 480137 0 0 INFRA AND ENERGY ALTRNTIVE INC COM COM 45686J104 449 223503 SH SOLE 223503 0 0 INTEL CORP COM COM 458140100 667 12317 SH SOLE 12317 0 0 INTRICON CORP COM COM 46121H109 224 19000 SH SOLE 19000 0 0 INTUIT INC COM 461202103 365 1588 SH SOLE 1588 0 0 ISHARES CORE DIVIDEND GROWTH ETF CORE DIV GRWTH 46434V621 1694 51975 SH SOLE 51974 0 0 ISHARES CORE S&P MID CAP ETF CORE S&P MCP ETF 464287507 2112 14683 SH SOLE 14683 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 7426 138904 SH SOLE 138903 0 0 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 906 26557 SH SOLE 26557 0 0 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 1414 8567 SH SOLE 8567 0 0 ISHARES S&P MIDCAP 400 GROWTH INDEX S&P MC 400GR ETF 464287606 236 1320 SH SOLE 1320 0 0 ISHARES S&P SMALLCAP 600 ETF CORE S&P SCP ETF 464287804 372 6624 SH SOLE 6624 0 0 ISSUER DIRECT CORP COM NEW COM NEW 46520M204 178 20000 SH SOLE 20000 0 0 ITERIS INC NEW COM COM 46564T107 128 40000 SH SOLE 40000 0 0 JERASH HLDGS US INC COM COM 47632P101 259 50828 SH SOLE 50828 0 0 JOHNSON & JOHNSON COM COM 478160104 601 4580 SH SOLE 4580 0 0 JPMORGAN CHASE & CO COM COM 46625H100 621 6897 SH SOLE 6897 0 0 KANSAS CITY SOUTHERN COM NEW COM NEW 485170302 249 1955 SH SOLE 1955 0 0 KEWAUNEE SCIENTIFIC CORP COM COM 492854104 121 15420 SH SOLE 15420 0 0 KIMBERLY CLARK CORP COM COM 494368103 375 2931 SH SOLE 2931 0 0 LAKELAND INDUSTRIES INC COM 511795106 155 10000 SH SOLE 10000 0 0 LANDEC CP COM 514766104 941 108312 SH SOLE 108312 0 0 LAZYDAYS HLDGS INC COM COM 52110H100 51 24700 SH SOLE 24700 0 0 LB FOSTER CO COM 350060109 561 45360 SH SOLE 45360 0 0 LEGACY HOUSING CORP COM COM 52472M101 1383 149500 SH SOLE 149500 0 0 LIMBACH HLDGS INC COM COM 53263P105 395 138734 SH SOLE 138734 0 0 LIMELIGHT NETWORKS INC COM COM 53261M104 798 140000 SH SOLE 140000 0 0 LSI INDS INC COM COM 50216C108 606 160400 SH SOLE 160400 0 0 LUNA INNOVATIONS COM COM 550351100 718 116700 SH SOLE 116700 0 0 MAGAL SECURITY SYS LTD ORD ORD M6786D104 57 19500 SH SOLE 19500 0 0 MAJESCO COM COM 56068V102 623 114150 SH SOLE 114150 0 0 MANITEX INTL INC COM COM 563420108 494 119705 SH SOLE 119705 0 0 MATRIX SVC CO COM 576853105 229 24200 SH SOLE 24200 0 0 MCEWEN MNG INC COM COM 58039P107 395 598400 SH SOLE 598400 0 0 MCKESSON CORP COM 58155Q103 487 3597 SH SOLE 3597 0 0 MEDTRONIC PLC SHS SHS G5960L103 370 4107 SH SOLE 4107 0 0 MICRON TECHNOLOGY COM 595112103 439 10430 SH SOLE 10430 0 0 MILLER INDS INC TENN NEW COM NEW 600551204 2446 86500 SH SOLE 86500 0 0 MITCHAM INDS COM 606501104 150 120200 SH SOLE 120200 0 0 MOTORCAR PARTS OF AMER COM 620071100 1179 93725 SH SOLE 93725 0 0 NAPCO SECURITY SYSTEMS INC COM 630402105 167 11000 SH SOLE 11000 0 0 NATURAL ALTERNATIVES INTL INC COM NEW COM NEW 638842302 189 30000 SH SOLE 30000 0 0 NETSOL TECHNOLOGIES INC COM PAR $.001 COM PAR $.001 64115A402 50 20000 SH SOLE 20000 0 0 NEW AGE BEVERAGES CORP COM COM 64157V108 294 211800 SH SOLE 211800 0 0 NEWPARK RES INC COM PAR $.01NEW COM PAR $.01 NEW 651718504 15 16600 SH SOLE 16600 0 0 NORTHERN TECHNOLOGIES INTERNATIONAL CORP COM 665809109 2876 388630 SH SOLE 388630 0 0 NORTHWEST PIPE CO COM 667746101 534 24000 SH SOLE 24000 0 0 OOMA INC COM COM 683416101 829 69500 SH SOLE 69500 0 0 OPIANT PHARMACEUTICALS INC COM COM 683750103 359 37500 SH SOLE 37500 0 0 OPPENHEIMER HOLDINGS INC CL A NON VTG 683797104 545 27600 SH SOLE 27600 0 0 ORACLE CORPORATION COM 68389X105 553 11445 SH SOLE 11445 0 0 ORBITAL ENERGY GROUP INC COM COM NEW 126576206 205 230000 SH SOLE 230000 0 0 PAYPAL HLDGS INC COM COM 70450Y103 692 7228 SH SOLE 7228 0 0 PC-TEL INC COM 69325Q105 1858 279425 SH SOLE 279425 0 0 PEPSICO INC COM COM 713448108 619 5156 SH SOLE 5156 0 0 PERMA PIPE INTL HLDGS INC COM COM 714167103 156 25125 SH SOLE 25125 0 0 PERMA-FIX ENVIRONMENTAL SERVICES INC. COM NEW 714157203 484 92950 SH SOLE 92950 0 0 PFIZER INC COM COM 717081103 544 16667 SH SOLE 16667 0 0 PFSWEB INC COM NEW COM NEW 717098206 258 86000 SH SOLE 86000 0 0 PGT INNOVATIONS INC COM COM 69336V101 584 69600 SH SOLE 69600 0 0 PHOTRONICS INC COM 719405102 1080 105250 SH SOLE 105250 0 0 POWERFLEET INC COM COM 73931J109 151 43600 SH SOLE 43600 0 0 PROCTER AND GAMBLE CO COM COM 742718109 466 4238 SH SOLE 4238 0 0 PROFIRE ENERGY INC COM COM 74316X101 835 1060191 SH SOLE 1060191 0 0 PURECYCLE CORP COM NEW COM NEW 746228303 279 25000 SH SOLE 25000 0 0 QUEST RESOURCE HLDG CORP COM NEW COM NEW 74836W203 211 180456 SH SOLE 180456 0 0 RADIANT LOGISTICS INC COM 75025X100 2409 622382 SH SOLE 622382 0 0 RICHARDSON ELECTRONICS LTD COM 763165107 730 190600 SH SOLE 190600 0 0 ROCKWELL MED INC COM COM 774374102 140 68500 SH SOLE 68500 0 0 SACHEM CAP CORP COM COM 78590A109 70 40000 SH SOLE 40000 0 0 SAFEGUARD SCIENTIFICS INC COM NEW COM NEW 786449207 243 43750 SH SOLE 43750 0 0 SENSUS HEATLHCARE INC COM *W EXP 06/08/2019 81728J109 242 96600 SH SOLE 96600 0 0 SILVERCREST ASSET MGMT GROUP I CL A CL A 828359109 2788 294667 SH SOLE 294667 0 0 SILVERSUN TECHNOLOGIES INC COM NEW COM NEW 82846H207 64 34800 SH SOLE 34800 0 0 SKYWORKS SOLUTIONS INC COM COM 83088M102 731 8181 SH SOLE 8181 0 0 SOUTHWEST AIRLS CO COM COM 844741108 673 18900 SH SOLE 18900 0 0 SPARTAN MTRS INC COM COM 846819100 1716 132900 SH SOLE 132900 0 0 SPDR DOUBLELINE TOTAL RETURN TACTICAL ETF SPDR TR TACTIC 78467V848 205 4278 SH SOLE 4278 0 0 SPDR GOLD ETF GOLD SHS 78463V107 268 1811 SH SOLE 1811 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 8167 31686 SH SOLE 31686 0 0 SPDR S&P 600 SMALL CAP VALUE ETF S&P 600 SMCP VAL 78464A300 3415 83569 SH SOLE 83569 0 0 STRYKER CORP COM 863667101 986 5925 SH SOLE 5925 0 0 SUPER LEAGUE GAMING INC COM COM 86804F202 52 23600 SH SOLE 23600 0 0 SUPERIOR DRILLING PRODS INC COM COM 868153107 45 130000 SH SOLE 130000 0 0 SUPERIOR GRP OF COMPANIES INC COM COM 868358102 508 59997 SH SOLE 59997 0 0 SUPPORT COM INC COM NEW COM NEW 86858W200 109 100000 SH SOLE 100000 0 0 TAPESTRY INC COM COM 876030107 224 17285 SH SOLE 17285 0 0 TAYLOR DEVICES INC COM COM 877163105 169 20000 SH SOLE 20000 0 0 TECNOGLASS INC SHS SHS G87264100 865 224139 SH SOLE 224138 0 0 TEXAS INSTRS INC COM COM 882508104 779 7800 SH SOLE 7800 0 0 TRANSCAT INC COM COM 893529107 387 14600 SH SOLE 14600 0 0 TRECORA RES COM COM 894648104 652 109641 SH SOLE 109641 0 0 TRISTATE CAPITAL HOLDINGS, INC COM 89678F100 454 47000 SH SOLE 47000 0 0 TRXADE GROUP INC COM NEW COM NEW 89846A207 201 35000 SH SOLE 35000 0 0 TURTLE BEACH CORP COM NEW COM NEW 900450206 622 99600 SH SOLE 99600 0 0 TWIN DISC INC COM COM 901476101 140 20000 SH SOLE 20000 0 0 U S GLOBAL INVS INCORPORA CLASS A CL A 902952100 704 725457 SH SOLE 725457 0 0 U.S. AUTO PARTS NETWORK INC. COM 90343C100 21 12000 SH SOLE 12000 0 0 UFP TECHNOLOGIES INC COM COM 902673102 267 7000 SH SOLE 7000 0 0 ULTRA CLEAN HLDGS INC COM COM 90385V107 230 16681 SH SOLE 16681 0 0 UNITEDHEALTH GROUP INC COM COM 91324P102 648 2597 SH SOLE 2597 0 0 VANECK VECTORS GOLD MINERS ETF GOLD MINERS ETF 92189F106 430 18663 SH SOLE 18663 0 0 VANGUARD FTSE DEVELOPED MARKETS ETF FTSE DEV MKT ETF 921943858 453 13583 SH SOLE 13583 0 0 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 3942 117500 SH SOLE 117500 0 0 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 301 4305 SH SOLE 4305 0 0 VANGUARD UTILITIES INDEX FUND UTILITIES ETF 92204A876 2523 20695 SH SOLE 20695 0 0 VERIZON COMMUNICATIONS COM 92343V104 300 5592 SH SOLE 5592 0 0 VERSO CORP CL A CL A 92531L207 388 34400 SH SOLE 34400 0 0 VICTORY CAP HLDGS INC COM CL A COM CL A 92645B103 195 11900 SH SOLE 11900 0 0 VMWARE INC CL A COM CL A COM 928563402 407 3359 SH SOLE 3359 0 0 WASTE MGMT INC DEL COM COM 94106L109 435 4698 SH SOLE 4698 0 0 XCEL BRANDS INC COM NEW COM NEW 98400M101 53 86900 SH SOLE 86900 0 0 YUM CHINA HLDGS INC COM COM 98850P109 272 6387 SH SOLE 6387 0 0 ZAGG INC COM COM 98884U108 381 122369 SH SOLE 122369 0 0 ZIX CORP COM COM 98974P100 431 100000 SH SOLE 100000 0 0