0001140361-17-020550.txt : 20170515 0001140361-17-020550.hdr.sgml : 20170515 20170515144527 ACCESSION NUMBER: 0001140361-17-020550 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170331 FILED AS OF DATE: 20170515 DATE AS OF CHANGE: 20170515 EFFECTIVENESS DATE: 20170515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRITT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001279342 IRS NUMBER: 363538658 STATE OF INCORPORATION: IL FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10646 FILM NUMBER: 17843471 BUSINESS ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126691650 MAIL ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279342 XXXXXXXX 03-31-2017 03-31-2017 PERRITT CAPITAL MANAGEMENT INC

300 SOUTH WACKER DRIVE SUITE 2880 CHICAGO IL 60606

13F HOLDINGS REPORT 028-10646 N Lynn E. Burmeister 312-669-1650 /s/ Lynn E. Burmeister Chicago IL 05-15-2017 0 226 393514 false INFORMATION TABLE 2 form13fInfoTable.xml 3M CO COM 88579Y101 547 2858 SH SOLE 2858 0 0 ABBOTT LABS COM 002824100 406 9150 SH SOLE 9150 0 0 ABBVIE INC COM 00287Y109 538 8251 SH SOLE 8251 0 0 ACETO CORP COM 004446100 2179 137795 SH SOLE 137795 0 0 ADDUS HOMECARE CORP COM 006739106 5881 183783 SH SOLE 183783 0 0 AEROCENTURY CORP COM 007737109 490 50000 SH SOLE 50000 0 0 AMERICAN SOFTWARE INC CL A 029683109 5013 487617 SH SOLE 487617 0 0 AMERIPRISE FINL INC COM 03076C106 357 2750 SH SOLE 2750 0 0 AMGEN INC COM 031162100 513 3129 SH SOLE 3129 0 0 AMREP CORP NEW COM 032159105 417 65000 SH SOLE 65000 0 0 ARI NETWORK SVCS INC COM NEW 001930205 670 128800 SH SOLE 128800 0 0 ASPEN AEROGELS INC COM 04523Y105 1737 418663 SH SOLE 418663 0 0 ASURE SOFTWARE INC COM 04649U102 1561 151800 SH SOLE 151800 0 0 AT&T INC COM 00206R102 586 14109 SH SOLE 14109 0 0 ATLAS FINANCIAL HOLDINGS INC SHS NEW G06207115 6690 490097 SH SOLE 490097 0 0 AXT INC COM 00246W103 4761 820817 SH SOLE 820817 0 0 BALLANTYNE STRONG INC COM 058516105 810 135000 SH SOLE 135000 0 0 BANKWELL FINL GROUP INC COM 06654A103 4330 125900 SH SOLE 125900 0 0 BARD C R INC COM 067383109 729 2935 SH SOLE 2935 0 0 BEL FUSE INC CL B 077347300 2560 100177 SH SOLE 100177 0 0 BERKSHIRE HILLS BANCORP INC COM 084680107 4038 112000 SH SOLE 112000 0 0 BG STAFFING INC COM 05544A109 981 68528 SH SOLE 68528 0 0 BLACKROCK CORE BD TR SHS BEN INT 09249E101 4176 312775 SH SOLE 312775 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 320 5880 SH SOLE 5880 0 0 BROCADE COMMUNICATIONS SYS INC COM NEW 111621306 125 10000 SH SOLE 10000 0 0 BSQUARE CORP COM NEW 11776U300 437 80878 SH SOLE 80878 0 0 BUILDERS FIRSTSOURCE INC COM 12008R107 548 36800 SH SOLE 36800 0 0 CALAMP CORP COM 128126109 434 25850 SH SOLE 25850 0 0 CARLISLE COS INC COM 142339100 346 3250 SH SOLE 3250 0 0 CECO ENVIRONMENTAL CORP COM 125141101 2401 228447 SH SOLE 228447 0 0 CENTURY CASINOS INC COM 156492100 6774 896013 SH SOLE 896013 0 0 CERAGON NETWORKS LTD ORD M22013102 2289 700000 SH SOLE 700000 0 0 CHEROKEE INC DEL NEW COM 16444H102 3153 366593 SH SOLE 366593 0 0 CHRISTOPHER & BANKS CORP COM 171046105 370 250000 SH SOLE 250000 0 0 CISCO SYS INC COM 17275R102 306 9051 SH SOLE 9051 0 0 CITIGROUP INC COM NEW 172967424 482 8062 SH SOLE 8062 0 0 CITY OFFICE REIT INC COM 178587101 3374 277710 SH SOLE 277710 0 0 COLGATE PALMOLIVE CO COM 194162103 500 6825 SH SOLE 6825 0 0 COMFORT SYS USA INC COM 199908104 2137 58300 SH SOLE 58300 0 0 COMMUNITY HEALTHCARE TR INC COM 20369C106 3093 129400 SH SOLE 129400 0 0 CONCURRENT COMPUTER CORP COM PAR $.01 206710402 374 77000 SH SOLE 77000 0 0 CORE MOLDING TECHNOLOGIES INC COM 218683100 1936 108589 SH SOLE 108589 0 0 COWEN GROUP INC NEW CL A NEW 223622606 1982 132563 SH SOLE 132563 0 0 CPI AEROSTRUCTURES INC COM NEW 125919308 3323 492237 SH SOLE 492237 0 0 CRYOLIFE INC COM 228903100 413 24834 SH SOLE 24834 0 0 CSX CORP COM 126408103 781 16785 SH SOLE 16785 0 0 CTI INDUSTRIES CORP COM NEW 125961300 541 94700 SH SOLE 94700 0 0 CUTERA INC COM 232109108 1035 50000 SH SOLE 50000 0 0 DATA I O CORP COM 237690102 937 187835 SH SOLE 187835 0 0 DELTA APPAREL INC COM 247368103 2516 142700 SH SOLE 142700 0 0 DHI GROUP INC COM 23331S100 971 245905 SH SOLE 245905 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 648 145000 SH SOLE 145000 0 0 DIGIRAD CORP COM 253827109 130 24500 SH SOLE 24500 0 0 DLH HLDGS CORP COM 23335Q100 1505 278641 SH SOLE 278641 0 0 DSP GROUP INC COM 23332B106 4997 416400 SH SOLE 416400 0 0 DYNATRONICS CORP COM NEW 268157401 302 106116 SH SOLE 106116 0 0 EBAY INC COM 278642103 436 12993 SH SOLE 12993 0 0 EMC INS GROUP INC COM 268664109 2525 90000 SH SOLE 90000 0 0 EMPIRE RES INC DEL COM 29206E100 693 100000 SH SOLE 100000 0 0 ENSIGN GROUP INC COM 29358P101 2671 142100 SH SOLE 142100 0 0 ENTERPRISE PRODS PARTNERS L P COM 293792107 387 14000 SH SOLE 14000 0 0 EVOLVING SYS INC COM NEW 30049R209 1000 206141 SH SOLE 206141 0 0 EXACTECH INC COM 30064E109 2520 100000 SH SOLE 100000 0 0 EXXON MOBIL CORP COM 30231G102 753 9178 SH SOLE 9178 0 0 FARMER BROS CO COM 307675108 5322 150554 SH SOLE 150554 0 0 FBR & CO COM NEW 30247C400 2891 160155 SH SOLE 160155 0 0 FEDERAL SIGNAL CORP COM 313855108 1374 99500 SH SOLE 99500 0 0 FEDEX CORP COM 31428X106 794 4070 SH SOLE 4070 0 0 FERRO CORP COM 315405100 153 10100 SH SOLE 10100 0 0 FINANCIAL SELECT SECTOR SPDR FUND SBI INT-FINL 81369Y605 2191 92324 SH SOLE 92324 0 0 FIRST INTERNET BANCORP COM 320557101 5136 174090 SH SOLE 174090 0 0 FLEXIBLE SOLUTIONS INTL INC COM 33938T104 470 320000 SH SOLE 320000 0 0 FNB CORP PA COM 302520101 167 11200 SH SOLE 11200 0 0 FREEPORT-MCMORAN INC CL B 35671D857 323 24170 SH SOLE 24170 0 0 FUEL TECH INC COM 359523107 485 475676 SH SOLE 475676 0 0 GENCOR INDS INC COM 368678108 1636 109400 SH SOLE 109400 0 0 GENERAL MLS INC COM 370334104 394 6673 SH SOLE 6673 0 0 GLOBAL BRASS & COPPR HLDGS INC COM 37953G103 5184 150700 SH SOLE 150700 0 0 GLOBAL SELF STORAGE INC COM 37955N106 716 150000 SH SOLE 150000 0 0 GLOBALSCAPE INC COM 37940G109 784 200000 SH SOLE 200000 0 0 GLOBUS MED INC CL A 379577208 222 7500 SH SOLE 7500 0 0 GP STRATEGIES CORP COM 36225V104 3868 152867 SH SOLE 152867 0 0 GRAHAM CORP COM 384556106 2360 102600 SH SOLE 102600 0 0 HALLIBURTON CO COM 406216101 306 6217 SH SOLE 6217 0 0 HARDINGE INC COM 412324303 506 45000 SH SOLE 45000 0 0 HENNESSY ADVISORS INC COM 425885100 3273 194692 SH SOLE 194692 0 0 HILL INTERNATIONAL INC COM 431466101 4677 1126932 SH SOLE 1126932 0 0 HOME DEPOT INC COM 437076102 350 2386 SH SOLE 2386 0 0 HONEYWELL INTL INC COM 438516106 497 3977 SH SOLE 3977 0 0 HOOPER HOLMES INC COM NEW 439104209 541 645668 SH SOLE 645668 0 0 HOPFED BANCORP INC COM 439734104 716 50000 SH SOLE 50000 0 0 HUDSON TECHNOLOGIES INC COM 444144109 11211 1698650 SH SOLE 1698650 0 0 HURCO COMPANIES INC COM 447324104 778 25000 SH SOLE 25000 0 0 HUTTIG BLDG PRODS INC SPONSORED ADR 448451104 3737 459084 SH SOLE 459084 0 0 ILLINOIS TOOL WKS INC COM 452308109 699 5276 SH SOLE 5276 0 0 IMMUCELL CORP COM PAR $0.10 452525306 683 123514 SH SOLE 123514 0 0 INFORMATION SERVICES GROUP INC COM 45675Y104 749 237800 SH SOLE 237800 0 0 INNERWORKINGS INC COM 45773Y105 2375 238450 SH SOLE 238450 0 0 INNODATA INC COM NEW 457642205 2172 987197 SH SOLE 987197 0 0 INTEL CORP COM 458140100 465 12889 SH SOLE 12889 0 0 INTERNATIONAL GAME TECHNOLOGY SHS USD G4863A108 295 12450 SH SOLE 12450 0 0 INTL PAPER CO COM 460146103 213 4186 SH SOLE 4186 0 0 INTRICON CORP COM 46121H109 1056 116000 SH SOLE 116000 0 0 INTUIT COM 461202103 267 2306 SH SOLE 2306 0 0 INVESTORS BANCORP INC NEW COM 46146L101 198 13800 SH SOLE 13800 0 0 IPASS INC COM 46261V108 3145 2687892 SH SOLE 2687892 0 0 ISHARES EUROPE ETF EUROPE ETF 464287861 1157 27637 SH SOLE 27636 0 0 ISHARES MSCI EAFE ETF MSCI EAFE ETF 464287465 7084 113718 SH SOLE 113718 0 0 ISHARES MSCI EMERGING MARKETS ETF MSCI EMG MKT ETF 464287234 857 21767 SH SOLE 21767 0 0 ISHARES RUSSELL 2000 ETF RUSSELL 2000 ETF 464287655 752 5472 SH SOLE 5471 0 0 ISHARES S&P 500 GROWTH ETF S&P 500 GRWT ETF 464287309 1693 12872 SH SOLE 12872 0 0 ISHARES S&P MIDCAP FUND CORE S&P MCP ETF 464287507 2654 15503 SH SOLE 15503 0 0 ISHARES S&P SMALL-CAP FUND CORE S&P SCP ETF 464287804 415 6000 SH SOLE 6000 0 0 ITERIS INC COM 46564T107 1088 200000 SH SOLE 200000 0 0 JOHNSON & JOHNSON COM 478160104 605 4856 SH SOLE 4856 0 0 JPMORGAN CHASE & CO COM 46625H100 699 7959 SH SOLE 7959 0 0 KADANT INC COM 48282T104 1906 32110 SH SOLE 32110 0 0 KEWAUNEE SCIENTIFIC CORP COM 492854104 1008 43824 SH SOLE 43824 0 0 KIMBERLY CLARK CORP COM 494368103 452 3432 SH SOLE 3432 0 0 KINGSTONE COS INC COM 496719105 718 45000 SH SOLE 45000 0 0 KIRKLANDS INC COM 497498105 2184 176100 SH SOLE 176100 0 0 KMG CHEMICALS INC COM 482564101 1857 40301 SH SOLE 40301 0 0 KVH INDS INC COM 482738101 2151 256091 SH SOLE 256091 0 0 LANDEC CORP COM 514766104 3395 282950 SH SOLE 282950 0 0 LIMBACH HLDGS INC COM 53263P105 3924 281700 SH SOLE 281700 0 0 LSI INDS INC COM 50216C108 3703 366973 SH SOLE 366973 0 0 LUNA INNOVATIONS COM 550351100 601 347600 SH SOLE 347600 0 0 MANITEX INTL INC COM 563420108 1459 217830 SH SOLE 217830 0 0 MARINE PRODS CORP COM 568427108 255 23475 SH SOLE 23475 0 0 MATRIX SVC CO COM 576853105 4463 270493 SH SOLE 270493 0 0 MCBC HLDGS INC COM 55276F107 970 60000 SH SOLE 60000 0 0 MCKESSON CORP COM 58155Q103 554 3740 SH SOLE 3740 0 0 MEDTRONIC PLC SHS G5960L103 361 4480 SH SOLE 4480 0 0 MEETME INC COM 585141104 1151 195400 SH SOLE 195400 0 0 MGC DIAGNOSTICS CORP COM 552768103 585 70000 SH SOLE 70000 0 0 MICRON TECHNOLOGY INC COM 595112103 347 12000 SH SOLE 12000 0 0 MILLER INDS INC TENN COM NEW 600551204 4986 189205 SH SOLE 189205 0 0 MITCHAM INDS INC COM 606501104 669 136506 SH SOLE 136506 0 0 MORGAN STANLEY COM NEW 617446448 350 8175 SH SOLE 8175 0 0 MOTORCAR PTS AMER INC COM 620071100 4900 159450 SH SOLE 159450 0 0 NAPCO SEC TECHNOLOGIES INC COM 630402105 576 56500 SH SOLE 56500 0 0 NAUTILUS INC COM 63910B102 590 32350 SH SOLE 32350 0 0 NEWPARK RES INC COM PAR $.01 NEW 651718504 282 34800 SH SOLE 34800 0 0 NEWTEK BUSINESS SVCS CORP COM NEW 652526203 404 23816 SH SOLE 23815 0 0 NORTHEAST BANCORP COM NEW 663904209 813 53124 SH SOLE 53124 0 0 NORTHERN TECH INTL CORP COM 665809109 4810 263615 SH SOLE 263615 0 0 NOVA MEASURING INSTRUMENTS LTD COM M7516K103 186 10000 SH SOLE 10000 0 0 NV5 GLOBAL INC COM 62945V109 940 25000 SH SOLE 25000 0 0 OCLARO INC COM NEW 67555N206 118 12000 SH SOLE 12000 0 0 OMNOVA SOLUTIONS INC COM 682129101 4699 474598 SH SOLE 474598 0 0 OOMA INC COM 683416101 3980 400000 SH SOLE 400000 0 0 OPPENHEIMER HLDGS INC CL A NON VTG 683797104 2423 141725 SH SOLE 141725 0 0 ORACLE CORP COM 68389X105 520 11647 SH SOLE 11647 0 0 ORBOTECH LTD ORD M75253100 229 7100 SH SOLE 7100 0 0 ORCHIDS PAPER PRODS CO DEL COM 68572N104 3056 127324 SH SOLE 127324 0 0 PAR TECHNOLOGY CORP COM 698884103 789 110006 SH SOLE 110006 0 0 PAYPAL HLDGS INC COM 70450Y103 542 12598 SH SOLE 12598 0 0 PCM INC COM 69323K100 4233 150900 SH SOLE 150900 0 0 PC-TEL INC COM 69325Q105 4560 640500 SH SOLE 640500 0 0 PDF SOLUTIONS INC COM 693282105 3667 162111 SH SOLE 162111 0 0 PEPSICO INC COM 713448108 769 6871 SH SOLE 6871 0 0 PERMA PIPE INTL HLDGS INC COM 714167103 433 54507 SH SOLE 54507 0 0 PFIZER INC COM 717081103 580 16959 SH SOLE 16959 0 0 PFSWEB INC COM NEW 717098206 1467 224587 SH SOLE 224587 0 0 PGT INNOVATIONS INC COM 69336V101 3581 333150 SH SOLE 333150 0 0 PHI INC COM NON VTG 69336T205 2435 203244 SH SOLE 203244 0 0 PHOTRONICS INC COM 719405102 5091 475750 SH SOLE 475750 0 0 PIONEER PWR SOLUTIONS INC COM NEW 723836300 1034 137800 SH SOLE 137800 0 0 PNC FINL SVCS GROUP INC COM 693475105 313 2600 SH SOLE 2600 0 0 POLAR PWR INC COM 73102V105 837 100794 SH SOLE 100794 0 0 PROCTER AND GAMBLE CO COM 742718109 534 5944 SH SOLE 5944 0 0 PROFIRE ENERGY INC COM 74316X101 554 393000 SH SOLE 393000 0 0 PRUDENTIAL FINL INC COM 744320102 571 5349 SH SOLE 5349 0 0 RADIANT LOGISTICS INC COM 75025X100 3266 653191 SH SOLE 653191 0 0 ROCKWELL MED INC COM 774374102 1142 182367 SH SOLE 182367 0 0 RUDOLPH TECHNOLOGIES INC COM 781270103 2363 105500 SH SOLE 105500 0 0 SAFEGUARD SCIENTIFICS INC COM NEW 786449207 352 27750 SH SOLE 27750 0 0 SCHNITZER STL INDS CL A 806882106 2065 100000 SH SOLE 100000 0 0 SENSUS HEATLHCARE INC COM 81728J109 497 113300 SH SOLE 113300 0 0 SENSUS HEATLHCARE INC *W EXP 06/08/2019 81728J117 46 52400 SH SOLE 52400 0 0 SILVERCREST ASSET MGMT GROUP CL A 828359109 4692 352808 SH SOLE 352808 0 0 SITO MOBILE LTD COM NEW 82988R203 514 200000 SH SOLE 200000 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 914 9325 SH SOLE 9325 0 0 SOUTHWEST AIRLS CO COM 844741108 1099 20451 SH SOLE 20451 0 0 SPARTON CORP COM 847235108 2593 123553 SH SOLE 123553 0 0 SPDR S&P 500 ETF TR UNIT 78462F103 6955 29502 SH SOLE 29501 0 0 STONERIDGE INC COM 86183P102 2086 115000 SH SOLE 115000 0 0 STRYKER CORP COM 863667101 850 6455 SH SOLE 6455 0 0 SUPERIOR UNIFORM GP INC COM 868358102 2731 146814 SH SOLE 146814 0 0 SUPREME INDS INC CL A 868607102 608 30000 SH SOLE 30000 0 0 SYNERON MEDICAL LTD ORD SHS M87245102 4498 426370 SH SOLE 426370 0 0 SYSTEMAX INC COM 871851101 4925 444114 SH SOLE 444114 0 0 TACTILE SYS TECHNOLOGY INC COM 87357P100 1834 96771 SH SOLE 96771 0 0 TEAM INC COM 878155100 2458 90872 SH SOLE 90872 0 0 TECNOGLASS INC SHS G87264100 870 80223 SH SOLE 80223 0 0 TEXAS INSTRS INC COM 882508104 779 9675 SH SOLE 9675 0 0 TRANSCAT INC COM 893529107 699 55000 SH SOLE 55000 0 0 TRECORA RES COM 894648104 3010 271204 SH SOLE 271204 0 0 TRISTATE CAP HLDGS INC COM 89678F100 2569 110000 SH SOLE 110000 0 0 TRIUMPH BANCORP INC COM 89679E300 4495 174237 SH SOLE 174237 0 0 U.S. AUTO PARTS NETWORK INC COM 90343C100 1241 370550 SH SOLE 370550 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 1126 66750 SH SOLE 66750 0 0 ULTRALIFE CORP COM 903899102 273 50000 SH SOLE 50000 0 0 UNIQUE FABRICATING INC COM 90915J103 722 60000 SH SOLE 60000 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 92 11000 SH SOLE 11000 0 0 UNITED INS HLDGS CORP COM 910710102 5672 355609 SH SOLE 355609 0 0 UNITEDHEALTH GROUP INC COM 91324P102 546 3330 SH SOLE 3330 0 0 US FOODS HLDG CORP COM 912008109 247 8825 SH SOLE 8825 0 0 USA TECHNOLOGIES INC COM NO PAR 90328S500 531 125000 SH SOLE 125000 0 0 VANGUARD FTSE EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 4264 107363 SH SOLE 107362 0 0 VERITEX HLDGS INC COM 923451108 1804 64140 SH SOLE 64140 0 0 VMWARE INC CL A COM 928563402 338 3664 SH SOLE 3664 0 0 WASTE MGMT INC DEL COM 94106L109 343 4698 SH SOLE 4698 0 0 WEYCO GROUP INC COM 962149100 2537 90360 SH SOLE 90360 0 0 WHITESTONE REIT COM 966084204 692 50000 SH SOLE 50000 0 0 WIDEPOINT CORP COM 967590100 315 701005 SH SOLE 701005 0 0 WILLAMETTE VY VINEYARD INC COM 969136100 342 42691 SH SOLE 42691 0 0 WILLDAN GROUP INC COM 96924N100 540 16750 SH SOLE 16750 0 0 WINNEBAGO INDS INC COM 974637100 508 17380 SH SOLE 17380 0 0 WISDOMTREE EUROPE SMALLCAP DIVIDEND FUND EUROPE SMCP DV 97717W869 2656 44969 SH SOLE 44968 0 0 WISDOMTREE LARGECAP DIVIDEND FUND LARGECAP DIVID 97717W307 3483 41996 SH SOLE 41996 0 0 XCEL BRANDS INC COM NEW 98400M101 546 202275 SH SOLE 202275 0 0 YUM BRANDS INC COM 988498101 536 8381 SH SOLE 8381 0 0 YUM CHINA HLDGS INC COM 98850P109 222 8150 SH SOLE 8150 0 0 ZAGG INC COM 98884U108 1202 167000 SH SOLE 167000 0 0 ZIX CORP COM 98974P100 4443 923643 SH SOLE 923643 0 0