-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, INCaUytgxsnZRGeTbuionbzStN9Fdsba8IrET/SJv95ajZqFkhmOuTEw31fzsI8G hZI/3BhsqiJPSG0Vx+3PPw== 0000897069-05-001794.txt : 20050726 0000897069-05-001794.hdr.sgml : 20050726 20050725181030 ACCESSION NUMBER: 0000897069-05-001794 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050630 FILED AS OF DATE: 20050726 DATE AS OF CHANGE: 20050725 EFFECTIVENESS DATE: 20050726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRITT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001279342 IRS NUMBER: 363538658 STATE OF INCORPORATION: IL FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10646 FILM NUMBER: 05972373 BUSINESS ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126691650 MAIL ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 cmw1585.txt HOLDINGS REPORT --------------------------------------- OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response ............. 23.5 --------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2005 -------------- Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perritt Capital Management, Inc. Address: 300 South Wacker Drive, Suite 2880 Chicago, Illinois 60606 Form 13F File Number: 028-10646 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert A. Laatz Title: Secretary Phone: (312) 669-1650 Signature, Place, and Date of Signing: /s/ Robert A. Laatz Chicago, Illinois 07/25/2005 - -------------------------------------------------------------------------------- Robert A. Laatz Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------- Form 13F Information Table Entry Total: 234 ---------------------- Form 13F Information Table Value Total: $311,829 ---------------------- (thousands) List of Other Included Managers: NONE 2 Page 1 of 10 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 24/7 Media Inc. COMMON 901314104 1,513 370,000 SH SOLE 370,000 - ------------------------------------------------------------------------------------------------------------------------------------ A M Castle & Co COMMON 148411101 631 40,800 SH SOLE 40,800 - ------------------------------------------------------------------------------------------------------------------------------------ ADDvantage Technologies Group COMMON 006743306 227 61,300 SH SOLE 61,300 - ------------------------------------------------------------------------------------------------------------------------------------ AEP Industries COMMON 001031103 3,129 169,500 SH SOLE 169,500 - ------------------------------------------------------------------------------------------------------------------------------------ Aceto Corporation COMMON 004446100 2,242 299,675 SH SOLE 299,675 - ------------------------------------------------------------------------------------------------------------------------------------ Actel Corporation COMMON 004934105 2,296 165,200 SH SOLE 165,200 - ------------------------------------------------------------------------------------------------------------------------------------ Advanced Power Technology Inc. COMMON 00761E108 171 24,200 SH SOLE 24,200 - ------------------------------------------------------------------------------------------------------------------------------------ AeroCentury Corp. COMMON 007737109 136 41,700 SH SOLE 41,700 - ------------------------------------------------------------------------------------------------------------------------------------ Air Methods Corporation COMMON 009128307 2,810 352,100 SH SOLE 352,100 - ------------------------------------------------------------------------------------------------------------------------------------ Aladdin Knowledge Systems, Ltd COMMON M0392N101 1,923 93,600 SH SOLE 93,600 - ------------------------------------------------------------------------------------------------------------------------------------ Allied Defense Group COMMON 019118108 1,294 56,200 SH SOLE 56,200 - ------------------------------------------------------------------------------------------------------------------------------------ Allied Healthcare Products, Inc. COMMON 019222108 1,526 310,804 SH SOLE 310,804 - ------------------------------------------------------------------------------------------------------------------------------------ American Ecology Corp COMMON 025533407 2,237 125,000 SH SOLE 125,000 - ------------------------------------------------------------------------------------------------------------------------------------ American Express COMMON 025816109 378 7,100 SH SOLE 7,100 - ------------------------------------------------------------------------------------------------------------------------------------ American Locker Group Inc. COMMON 027284108 53 10,400 SH SOLE 10,400 - ------------------------------------------------------------------------------------------------------------------------------------ American Medical Alert Corp. COMMON 027904101 254 41,000 SH SOLE 41,000 - ------------------------------------------------------------------------------------------------------------------------------------ American Software, Inc. COMMON 029683109 1,676 290,000 SH SOLE 290,000 - ------------------------------------------------------------------------------------------------------------------------------------ Ameron International Corporation COMMON 030710107 1,541 41,200 SH SOLE 41,200 - ------------------------------------------------------------------------------------------------------------------------------------ Amgen COMMON 031162100 454 7,515 SH SOLE 7,515 - ------------------------------------------------------------------------------------------------------------------------------------ Anika Therapeutics, Inc. COMMON 035255108 574 50,000 SH SOLE 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ Apache Corp. COMMON 037411105 656 10,152 SH SOLE 10,152 - ------------------------------------------------------------------------------------------------------------------------------------ Armanino Foods of Distinction COMMON 042166702 89 32,900 SH SOLE 32,900 - ------------------------------------------------------------------------------------------------------------------------------------ Ashworth Inc. COMMON 04516H101 2,235 248,021 SH SOLE 248,021 - ------------------------------------------------------------------------------------------------------------------------------------ Astrata Group Inc. COMMON 04634R106 160 60,000 SH SOLE 60,000 - ------------------------------------------------------------------------------------------------------------------------------------
Page 2 of 10 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BP PLC F Sponsored ADR SPONSORED 055622104 887 14,226 SH SOLE 14,226 ADR - ------------------------------------------------------------------------------------------------------------------------------------ Barrett Business Services, Inc COMMON 068463108 4,567 303,642 SH SOLE 303,642 - ------------------------------------------------------------------------------------------------------------------------------------ Best Buy Company Inc. COMMON 086516101 216 3,153 SH SOLE 3,153 - ------------------------------------------------------------------------------------------------------------------------------------ BrandPartners Group, Inc. COMMON 190 235,000 SH SOLE 235,000 - ------------------------------------------------------------------------------------------------------------------------------------ Brigham Exploration Company COMMON 109178103 1,722 188,600 SH SOLE 188,600 - ------------------------------------------------------------------------------------------------------------------------------------ BriteSmile, Inc. COMMON 110415205 506 133,200 SH SOLE 133,200 - ------------------------------------------------------------------------------------------------------------------------------------ CE Franklin Ltd. COMMON 125151100 287 40,000 SH SOLE 40,000 - ------------------------------------------------------------------------------------------------------------------------------------ CNS, Inc. COMMON 126136100 1,371 60,000 SH SOLE 60,000 - ------------------------------------------------------------------------------------------------------------------------------------ COMARCO, Inc. COMMON 200080109 1,328 171,400 SH SOLE 171,400 - ------------------------------------------------------------------------------------------------------------------------------------ Cantel Medical Corp. COMMON 138098108 566 34,611 SH SOLE 34,611 - ------------------------------------------------------------------------------------------------------------------------------------ Captaris, Inc. COMMON 14071N104 1,458 352,214 SH SOLE 352,214 - ------------------------------------------------------------------------------------------------------------------------------------ Captiva Software Corporation COMMON 14073T109 2,735 189,402 SH SOLE 189,402 - ------------------------------------------------------------------------------------------------------------------------------------ CardioTech International, Inc. COMMON 14160C100 819 457,500 SH SOLE 457,500 - ------------------------------------------------------------------------------------------------------------------------------------ Carlisle Holdings COMMON P21277101 1,574 251,899 SH SOLE 251,899 - ------------------------------------------------------------------------------------------------------------------------------------ Carrizo Oil & Gas, Inc. COMMON 144577103 2,047 120,000 SH SOLE 120,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cascade Corporation COMMON 147195101 2,162 50,000 SH SOLE 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ Celadon Group, Inc. COMMON 150838100 2,643 156,400 SH SOLE 156,400 - ------------------------------------------------------------------------------------------------------------------------------------ Century Aluminum Company COMMON 156431108 1,169 57,300 SH SOLE 57,300 - ------------------------------------------------------------------------------------------------------------------------------------ Century Casinos, Inc. COMMON 156492100 3,290 439,900 SH SOLE 439,900 - ------------------------------------------------------------------------------------------------------------------------------------ Cisco Systems, Inc. COMMON 17275R102 312 16,336 SH SOLE 16,336 - ------------------------------------------------------------------------------------------------------------------------------------ Click Commerce, Inc. COMMON 18681D208 3,216 140,000 SH SOLE 140,000 - ------------------------------------------------------------------------------------------------------------------------------------ Collegiate Pacific Inc. COMMON 194589206 409 39,700 SH SOLE 39,700 - ------------------------------------------------------------------------------------------------------------------------------------ ConocoPhillips COMMON 20825C104 375 6,518 SH SOLE 6,518 - ------------------------------------------------------------------------------------------------------------------------------------ Corning Inc COMMON 219350105 237 14,239 SH SOLE 14,239 - ------------------------------------------------------------------------------------------------------------------------------------ Cost-U-Less COMMON 221492101 175 23,300 SH SOLE 23,300 - ------------------------------------------------------------------------------------------------------------------------------------
Page 3 of 10 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Curon Medical, Inc. COMMON 231292103 182 267,102 SH SOLE 267,102 - ------------------------------------------------------------------------------------------------------------------------------------ CyberOptics Corporation COMMON 232517102 195 15,000 SH SOLE 15,000 - ------------------------------------------------------------------------------------------------------------------------------------ Dawson Geophysical Company COMMON 239359102 1,680 79,000 SH SOLE 79,000 - ------------------------------------------------------------------------------------------------------------------------------------ Digi International Inc. COMMON 253798102 2,109 177,800 SH SOLE 177,800 - ------------------------------------------------------------------------------------------------------------------------------------ DrugMax, Inc. COMMON 262240104 1,552 592,182 SH SOLE 592,182 - ------------------------------------------------------------------------------------------------------------------------------------ Duckwall-ALCO Stores, Inc. COMMON 264142100 206 9,600 SH SOLE 9,600 - ------------------------------------------------------------------------------------------------------------------------------------ Duratek, Inc. COMMON 26658Q102 2,202 95,000 SH SOLE 95,000 - ------------------------------------------------------------------------------------------------------------------------------------ EFJ, Inc. COMMON 26843B101 2,067 306,214 SH SOLE 306,214 - ------------------------------------------------------------------------------------------------------------------------------------ EMAK Worldwide, Inc. COMMON 294724109 1,593 147,600 SH SOLE 147,600 - ------------------------------------------------------------------------------------------------------------------------------------ EZCORP, Inc. COMMON 302301106 2,502 232,700 SH SOLE 232,700 - ------------------------------------------------------------------------------------------------------------------------------------ Electric City Corp. COMMON 284868106 1,179 ,281,640 SH SOLE 281,640 - ------------------------------------------------------------------------------------------------------------------------------------ Emerson Radio Corp. COMMON 291087203 1,831 656,100 SH SOLE 656,100 - ------------------------------------------------------------------------------------------------------------------------------------ Empire Resources, Inc. COMMON 29206E100 290 30,000 SH SOLE 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ Exponent, Inc. COMMON 30214U102 1,286 45,000 SH SOLE 45,000 - ------------------------------------------------------------------------------------------------------------------------------------ FSI International Inc. COMMON 302633102 1,601 430,500 SH SOLE 430,500 - ------------------------------------------------------------------------------------------------------------------------------------ Factory Card & Party Outlet Co COMMON 303051106 1,309 141,500 SH SOLE 141,500 - ------------------------------------------------------------------------------------------------------------------------------------ Far East Energy Corp COMMON 307325100 251 251,000 SH SOLE 251,000 - ------------------------------------------------------------------------------------------------------------------------------------ Featherlite, Inc. COMMON 313054108 305 78,200 SH SOLE 78,200 - ------------------------------------------------------------------------------------------------------------------------------------ Finlay Enterprises Inc. COMMON 317884203 871 69,700 SH SOLE 69,700 - ------------------------------------------------------------------------------------------------------------------------------------ Flanders Corporation COMMON 338494107 5,367 596,300 SH SOLE 596,300 - ------------------------------------------------------------------------------------------------------------------------------------ Flexible Solutions International COMMON 33938T104 485 100,000 SH SOLE 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Forrester Research, Inc COMMON 346563109 597 33,500 SH SOLE 33,500 - ------------------------------------------------------------------------------------------------------------------------------------ General Electric COMMON 369604103 328 9,478 SH SOLE 9,478 - ------------------------------------------------------------------------------------------------------------------------------------ General Mills, Inc. COMMON 370334104 342 7,300 SH SOLE 7,300 - ------------------------------------------------------------------------------------------------------------------------------------
Page 4 of 10 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Giant Industries, Inc. COMMON 374508109 1,944 54,000 SH SOLE 54,000 - ------------------------------------------------------------------------------------------------------------------------------------ Gilat Satellite Networks Ltd. COMMON M51474118 1,712 263,000 SH SOLE 263,000 - ------------------------------------------------------------------------------------------------------------------------------------ Globecomm Systems Inc. COMMON 37956X103 2,581 429,400 SH SOLE 429,400 - ------------------------------------------------------------------------------------------------------------------------------------ Greg Manning Auctions, Inc. COMMON 563823103 4,622 386,784 SH SOLE 386,784 - ------------------------------------------------------------------------------------------------------------------------------------ Grupo TMM, S.A. COMMON 40051D105 635 211,800 SH SOLE 211,800 - ------------------------------------------------------------------------------------------------------------------------------------ Gulfmark Offshore, Inc. COMMON 402629109 2,048 75,000 SH SOLE 75,000 - ------------------------------------------------------------------------------------------------------------------------------------ Haggar Corp. COMMON 405173105 1,746 85,798 SH SOLE 85,798 - ------------------------------------------------------------------------------------------------------------------------------------ Harley Davidson Inc. COMMON 412822108 258 5,200 SH SOLE 5,200 - ------------------------------------------------------------------------------------------------------------------------------------ Harmonic, Inc. COMMON 413160102 1,147 237,500 SH SOLE 237,500 - ------------------------------------------------------------------------------------------------------------------------------------ Hastings Entertainment COMMON 418365102 178 30,000 SH SOLE 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ Hauppauge Digital, Inc. COMMON 419131107 1,277 327,500 SH SOLE 327,500 - ------------------------------------------------------------------------------------------------------------------------------------ Health Fitness Corporation COMMON 317 135,000 SH SOLE 135,000 - ------------------------------------------------------------------------------------------------------------------------------------ Healthcare Services Group, Inc COMMON 421906108 2,523 125,663 SH SOLE 125,663 - ------------------------------------------------------------------------------------------------------------------------------------ Hooker Furniture Corporation COMMON 439038100 611 35,000 SH SOLE 35,000 - ------------------------------------------------------------------------------------------------------------------------------------ Horizon Health Corporation COMMON 44041Y104 3,177 135,842 SH SOLE 135,842 - ------------------------------------------------------------------------------------------------------------------------------------ Hurco Companies, Inc. COMMON 447324104 335 21,000 SH SOLE 21,000 - ------------------------------------------------------------------------------------------------------------------------------------ IFT Corp. COMMON 91724E400 12 13,000 SH SOLE 13,000 - ------------------------------------------------------------------------------------------------------------------------------------ Image Entertainment, Inc. COMMON 452439201 204 72,700 SH SOLE 72,700 - ------------------------------------------------------------------------------------------------------------------------------------ Integral Systems, Inc. COMMON 45810H107 679 30,000 SH SOLE 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ Integrated Silicon Solutions COMMON 45812P107 370 50,000 SH SOLE 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ International Absorbents Inc. COMMON 45885E203 277 66,500 SH SOLE 66,500 - ------------------------------------------------------------------------------------------------------------------------------------ International Business Machine COMMON 459200101 445 6,000 SH SOLE 6,000 - ------------------------------------------------------------------------------------------------------------------------------------ Internet America, Inc. COMMON 93 127,600 SH SOLE 127,600 - ------------------------------------------------------------------------------------------------------------------------------------ Interphase Corporation COMMON 460593106 156 25,000 SH SOLE 25,000 - ------------------------------------------------------------------------------------------------------------------------------------
Page 5 of 10 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Johnson & Johnson COMMON 478160104 396 6,100 SH SOLE 6,100 - ------------------------------------------------------------------------------------------------------------------------------------ KCS Energy, Inc. COMMON 482434206 1,567 90,200 SH SOLE 90,200 - ------------------------------------------------------------------------------------------------------------------------------------ Keystone Automotive Industries COMMON 49338N109 3,749 151,600 SH SOLE 151,600 - ------------------------------------------------------------------------------------------------------------------------------------ Kraft Foods Inc. COMMON 50075N104 216 6,800 SH SOLE 6,800 - ------------------------------------------------------------------------------------------------------------------------------------ LMI Aerospace, Inc. COMMON 502079106 236 47,000 SH SOLE 47,000 - ------------------------------------------------------------------------------------------------------------------------------------ LMS Medical Systems COMMON 502089105 182 74,500 SH SOLE 74,500 - ------------------------------------------------------------------------------------------------------------------------------------ LaBarge, Inc. COMMON 502470107 2,314 127,500 SH SOLE 127,500 - ------------------------------------------------------------------------------------------------------------------------------------ Landec Corporation COMMON 514766104 1,460 224,650 SH SOLE 224,650 - ------------------------------------------------------------------------------------------------------------------------------------ Layne Christensen Co. COMMON 521050104 2,692 135,500 SH SOLE 135,500 - ------------------------------------------------------------------------------------------------------------------------------------ Lesco Inc. COMMON 526872106 1,536 121,989 SH SOLE 121,989 - ------------------------------------------------------------------------------------------------------------------------------------ Lifecell Corp. COMMON 531927101 1,581 100,000 SH SOLE 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Lifecore Biomedical, Inc. COMMON 532187101 175 16,000 SH SOLE 16,000 - ------------------------------------------------------------------------------------------------------------------------------------ Lifeline Systems Inc. COMMON 532192101 2,419 75,320 SH SOLE 75,320 - ------------------------------------------------------------------------------------------------------------------------------------ Lifetime Hoan Corporation COMMON 531926103 2,051 105,043 SH SOLE 105,043 - ------------------------------------------------------------------------------------------------------------------------------------ LoJack Corporation COMMON 539451104 1,493 85,000 SH SOLE 85,000 - ------------------------------------------------------------------------------------------------------------------------------------ MEDTOX Scientific, Inc. COMMON 584977201 266 34,500 SH SOLE 34,500 - ------------------------------------------------------------------------------------------------------------------------------------ MFRI, Inc. COMMON 552721102 285 42,000 SH SOLE 42,000 - ------------------------------------------------------------------------------------------------------------------------------------ Mad Catz Interactive, Inc. COMMON 556162105 133 120,000 SH SOLE 120,000 - ------------------------------------------------------------------------------------------------------------------------------------ MapInfo Corp. COMMON 565105103 2,018 192,000 SH SOLE 192,000 - ------------------------------------------------------------------------------------------------------------------------------------ Marinemax Inc COMMON 567908108 1,091 34,900 SH SOLE 34,900 - ------------------------------------------------------------------------------------------------------------------------------------ Maritrans Inc. COMMON 570363101 406 15,000 SH SOLE 15,000 - ------------------------------------------------------------------------------------------------------------------------------------ Matrix Service Co. COMMON 576853105 229 50,000 SH SOLE 50,000 - ------------------------------------------------------------------------------------------------------------------------------------ Matrixx Initiatives COMMON 57685L105 1,361 123,725 SH SOLE 123,725 - ------------------------------------------------------------------------------------------------------------------------------------ Measurement Specialties Inc. COMMON 583421102 1,509 65,000 SH SOLE 65,000 - ------------------------------------------------------------------------------------------------------------------------------------ Medical Action Industries Inc. COMMON 58449L100 3,177 177,977 SH SOLE 177,977 - ------------------------------------------------------------------------------------------------------------------------------------
Page 6 of 10 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Metal Management, Inc. COMMON 591097209 1,509 78,000 SH SOLE 78,000 - ------------------------------------------------------------------------------------------------------------------------------------ Michael Baker Corporation COMMON 057149106 3,158 176,800 SH SOLE 176,800 - ------------------------------------------------------------------------------------------------------------------------------------ Micronetics, Inc. COMMON 595125105 194 25,000 SH SOLE 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ Microtek Medical Holdings, Inc COMMON 59515B109 1,046 284,900 SH SOLE 284,900 - ------------------------------------------------------------------------------------------------------------------------------------ Mitcham Industries, Inc. COMMON 606501104 214 25,000 SH SOLE 25,000 - ------------------------------------------------------------------------------------------------------------------------------------ Modtech Holdings COMMON 60783C100 2,145 329,950 SH SOLE 329,950 - ------------------------------------------------------------------------------------------------------------------------------------ Moldflow Corporation COMMON 608507109 2,567 197,910 SH SOLE 197,910 - ------------------------------------------------------------------------------------------------------------------------------------ Monaco Coach Corporation COMMON 60886R103 691 40,200 SH SOLE 40,200 - ------------------------------------------------------------------------------------------------------------------------------------ Monarch Casino & Resort, Inc. COMMON 609027107 2,184 99,100 SH SOLE 99,100 - ------------------------------------------------------------------------------------------------------------------------------------ Monmouth Real Estate Investmen COMMON 609720107 1,710 204,800 SH SOLE 204,800 - ------------------------------------------------------------------------------------------------------------------------------------ Monro Muffler/Brake Inc. COMMON 610236101 1,747 59,200 SH SOLE 59,200 - ------------------------------------------------------------------------------------------------------------------------------------ Motorcar Parts of America, Inc COMMON 156 14,100 SH SOLE 14,100 - ------------------------------------------------------------------------------------------------------------------------------------ NATCO Group Inc. COMMON 63227W203 3,580 269,000 SH SOLE 269,000 - ------------------------------------------------------------------------------------------------------------------------------------ National Dentex Corp. COMMON 63563H109 1,394 77,128 SH SOLE 77,128 - ------------------------------------------------------------------------------------------------------------------------------------ Natus Medical Inc. COMMON 639050103 3,157 280,600 SH SOLE 280,600 - ------------------------------------------------------------------------------------------------------------------------------------ New Dragon Asia Corp. COMMON 64378H102 213 220,000 SH SOLE 220,000 - ------------------------------------------------------------------------------------------------------------------------------------ Newpark Resources Inc. COMMON 651718504 6,967 929,000 SH SOLE 929,000 - ------------------------------------------------------------------------------------------------------------------------------------ Nicholas Financial, Inc. COMMON 65373J209 2,685 240,619 SH SOLE 240,619 - ------------------------------------------------------------------------------------------------------------------------------------ Noble International, Ltd. COMMON 655053106 942 40,000 SH SOLE 40,000 - ------------------------------------------------------------------------------------------------------------------------------------ Northwest Pipe Company COMMON 667746101 1,104 47,491 SH SOLE 47,491 - ------------------------------------------------------------------------------------------------------------------------------------ NovaGold Resources Inc. COMMON 66987E206 1,111 145,400 SH SOLE 145,400 - ------------------------------------------------------------------------------------------------------------------------------------ NovaMed, Inc. COMMON 66986W108 121 19,900 SH SOLE 19,900 - ------------------------------------------------------------------------------------------------------------------------------------ Novatel Inc COMMON 669954109 402 15,000 SH SOLE 15,000 - ------------------------------------------------------------------------------------------------------------------------------------ NutriSystem Inc. COMMON 67069D108 295 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ OMI Corp. COMMON Y6476W104 1,901 100,000 SH SOLE 100,000 - ------------------------------------------------------------------------------------------------------------------------------------
Page 7 of 10 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ OMNI Energy Services Corp. COMMON 68210T208 789 367,050 SH SOLE 367,050 - ------------------------------------------------------------------------------------------------------------------------------------ Olympic Steel, Inc. COMMON 68162K106 2,090 157,000 SH SOLE 157,000 - ------------------------------------------------------------------------------------------------------------------------------------ Option Care, Inc. COMMON 683948103 3,088 218,998 SH SOLE 218,998 - ------------------------------------------------------------------------------------------------------------------------------------ PC Mall, Inc. COMMON 69323K100 524 119,495 SH SOLE 119,495 - ------------------------------------------------------------------------------------------------------------------------------------ PDG Environmental, Inc. COMMON 267 236,000 SH SOLE 236,000 - ------------------------------------------------------------------------------------------------------------------------------------ PLATO Learning Inc. COMMON 72764Y100 1,415 191,800 SH SOLE 191,800 - ------------------------------------------------------------------------------------------------------------------------------------ Pacific Internet Limited COMMON 210 35,000 SH SOLE 35,000 - ------------------------------------------------------------------------------------------------------------------------------------ Pacificnet Inc COMMON 69511v207 114 15,000 SH SOLE 15,000 - ------------------------------------------------------------------------------------------------------------------------------------ PainCare Holdings, Inc. COMMON 69562E104 1,693 391,000 SH SOLE 391,000 - ------------------------------------------------------------------------------------------------------------------------------------ Penford Corporation COMMON 707051108 1,637 102,300 SH SOLE 102,300 - ------------------------------------------------------------------------------------------------------------------------------------ Perceptron, Inc. COMMON 71361F100 321 47,300 SH SOLE 47,300 - ------------------------------------------------------------------------------------------------------------------------------------ Perry Ellis International, Inc COMMON 288853104 2,872 122,800 SH SOLE 122,800 - ------------------------------------------------------------------------------------------------------------------------------------ Phas Forward Inc COMMON 71721r406 551 81,000 SH SOLE 81,000 - ------------------------------------------------------------------------------------------------------------------------------------ Phoenix Footwear Group, Inc. COMMON 71903M100 1,486 251,900 SH SOLE 251,900 - ------------------------------------------------------------------------------------------------------------------------------------ Poore Brothers, Inc. COMMON 732813100 1,668 373,100 SH SOLE 373,100 - ------------------------------------------------------------------------------------------------------------------------------------ Printronix COMMON 742578107 922 55,200 SH SOLE 55,200 - ------------------------------------------------------------------------------------------------------------------------------------ Prudential Financial, Inc. COMMON 744320102 552 8,400 SH SOLE 8,400 - ------------------------------------------------------------------------------------------------------------------------------------ Psychemedics Corporation COMMON 744375205 1,289 99,000 SH SOLE 99,000 - ------------------------------------------------------------------------------------------------------------------------------------ Q.E.P. Co., Inc. COMMON 74727K102 1,026 87,050 SH SOLE 87,050 - ------------------------------------------------------------------------------------------------------------------------------------ QC Holdings Inc. COMMON 74729t101 1,516 105,000 SH SOLE 105,000 - ------------------------------------------------------------------------------------------------------------------------------------ RADVISION Ltd. COMMON M81869105 937 70,500 SH SOLE 70,500 - ------------------------------------------------------------------------------------------------------------------------------------ RC2Corp. COMMON 749388104 1,281 34,100 SH SOLE 34,100 - ------------------------------------------------------------------------------------------------------------------------------------ RCM Technologies COMMON 749360400 973 226,300 SH SOLE 226,300 - ------------------------------------------------------------------------------------------------------------------------------------ RF Monolithics, Inc. COMMON 74955F106 1,657 253,000 SH SOLE 253,000 - ------------------------------------------------------------------------------------------------------------------------------------
Page 8 of 10 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Radyne Comstream, Inc. COMMON 750611402 2,075 239,200 SH SOLE 239,200 - ------------------------------------------------------------------------------------------------------------------------------------ Raven Industries Inc. COMMON 754212108 1,405 60,000 SH SOLE 60,000 - ------------------------------------------------------------------------------------------------------------------------------------ Rentrak Corporation COMMON 760174102 2,656 296,706 SH SOLE 296,706 - ------------------------------------------------------------------------------------------------------------------------------------ Rex Stores Corp. COMMON 761624105 1,019 70,500 SH SOLE 70,500 - ------------------------------------------------------------------------------------------------------------------------------------ Rimage Corp. COMMON 766721104 4,383 206,450 SH SOLE 206,450 - ------------------------------------------------------------------------------------------------------------------------------------ Rush Enterprises, Inc. Class A CLASS A 781846209 907 67,700 SH SOLE 67,700 - ------------------------------------------------------------------------------------------------------------------------------------ Rush Enterprises, Inc. Class B CLASS B 781846308 1,017 75,850 SH SOLE 75,850 - ------------------------------------------------------------------------------------------------------------------------------------ S & P Depository Receipts COMMON 78462F103 515 4,325 SH SOLE 4,325 - ------------------------------------------------------------------------------------------------------------------------------------ SFBC International COMMON 784121105 2,430 62,900 SH SOLE 62,900 - ------------------------------------------------------------------------------------------------------------------------------------ Sanders Morris Harris Group Inc. COMMON 80000Q104 2,678 155,700 SH SOLE 155,700 - ------------------------------------------------------------------------------------------------------------------------------------ Socket Communications, Inc. COMMON 833672108 162 143,000 SH SOLE 143,000 - ------------------------------------------------------------------------------------------------------------------------------------ Southwest Airlines Co COMMON 844741108 817 58,643 SH SOLE 58,643 - ------------------------------------------------------------------------------------------------------------------------------------ Spartan Motors Inc. COMMON 846819100 1,493 138,500 SH SOLE 138,500 - ------------------------------------------------------------------------------------------------------------------------------------ Sparton Corporation COMMON 847235108 356 36,000 SH SOLE 36,000 - ------------------------------------------------------------------------------------------------------------------------------------ SpatiaLight, Inc. COMMON 847248101 1,145 202,000 SH SOLE 202,000 - ------------------------------------------------------------------------------------------------------------------------------------ Spectrum Controls, Inc. COMMON 847615101 320 47,500 SH SOLE 47,500 - ------------------------------------------------------------------------------------------------------------------------------------ Stanley Furniture Company COMMON 854305208 2,309 94,000 SH SOLE 94,000 - ------------------------------------------------------------------------------------------------------------------------------------ Stewart Enterprises, Inc. COMMON 860370105 1,196 184,000 SH SOLE 184,000 - ------------------------------------------------------------------------------------------------------------------------------------ Stratagene Corp. COMMON 86269H107 1,292 148,646 SH SOLE 148,646 - ------------------------------------------------------------------------------------------------------------------------------------ Stratex Networks, Inc. COMMON 86279T109 1,419 825,000 SH SOLE 825,000 - ------------------------------------------------------------------------------------------------------------------------------------ SunOpta Inc. COMMON 8676EP108 1,062 187,000 SH SOLE 187,000 - ------------------------------------------------------------------------------------------------------------------------------------ Synagro Technologies, Inc. COMMON 871562203 2,184 452,200 SH SOLE 452,200 - ------------------------------------------------------------------------------------------------------------------------------------ T. Rowe Price Group, Inc. COMMON 741477103 570 9,100 SH SOLE 9,100 - ------------------------------------------------------------------------------------------------------------------------------------ TBC Corp. COMMON 872180104 1,975 72,800 SH SOLE 72,800 - ------------------------------------------------------------------------------------------------------------------------------------ TGC Industries, Inc. COMMON 872417308 312 57,500 SH SOLE 57,500 - ------------------------------------------------------------------------------------------------------------------------------------
Page 9 of 10 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ TOR Minerals International, In COMMON 890878101 208 40,000 SH SOLE 40,000 - ------------------------------------------------------------------------------------------------------------------------------------ Tandy Brands Accessories COMMON 875378101 1,692 154,500 SH SOLE 154,500 - ------------------------------------------------------------------------------------------------------------------------------------ Team Inc. COMMON 878155100 3,227 150,100 SH SOLE 150,100 - ------------------------------------------------------------------------------------------------------------------------------------ Tejon Ranch Co. COMMON 879080109 1,663 32,303 SH SOLE 32,303 - ------------------------------------------------------------------------------------------------------------------------------------ TeleCommunication Systems Inc. COMMON 87929J103 1,119 495,300 SH SOLE 495,300 - ------------------------------------------------------------------------------------------------------------------------------------ The Clorox Company COMMON 189054109 337 6,050 SH SOLE 6,050 - ------------------------------------------------------------------------------------------------------------------------------------ The Management Network Group COMMON 561693102 772 351,000 SH SOLE 351,000 - ------------------------------------------------------------------------------------------------------------------------------------ The Middleby Corporation COMMON 596278101 2,664 50,400 SH SOLE 50,400 - ------------------------------------------------------------------------------------------------------------------------------------ ThermoGenesis Corp. COMMON 883623209 1,196 275,000 SH SOLE 275,000 - ------------------------------------------------------------------------------------------------------------------------------------ Titan International, Inc. COMMON 88830M102 1,887 135,000 SH SOLE 135,000 - ------------------------------------------------------------------------------------------------------------------------------------ TradeStation Group, Inc. COMMON 89267P105 1,158 135,000 SH SOLE 135,000 - ------------------------------------------------------------------------------------------------------------------------------------ TransGlobe Energy Corporation COMMON 893662106 1,431 216,500 SH SOLE 216,500 - ------------------------------------------------------------------------------------------------------------------------------------ Transport Corporation of America COMMON 89385P102 1,250 183,800 SH SOLE 183,800 - ------------------------------------------------------------------------------------------------------------------------------------ Trinity Biotech ADR New ADR 896438306 895 137,750 SH SOLE 137,750 - ------------------------------------------------------------------------------------------------------------------------------------ Twin Disc, Incorporated COMMON 901476101 2,371 108,250 SH SOLE 108,250 - ------------------------------------------------------------------------------------------------------------------------------------ Tyler Technologies, Inc. COMMON 902252105 1,078 142,600 SH SOLE 142,600 - ------------------------------------------------------------------------------------------------------------------------------------ U. S. Global Investors, Inc. COMMON 902952100 1,515 319,000 SH SOLE 319,000 - ------------------------------------------------------------------------------------------------------------------------------------ USA Truck, Inc. COMMON 902925106 3,069 124,000 SH SOLE 124,000 - ------------------------------------------------------------------------------------------------------------------------------------ United American Healthcare Cor COMMON 90934C105 114 51,800 SH SOLE 51,800 - ------------------------------------------------------------------------------------------------------------------------------------ Universal Electronics, Inc. COMMON 913483103 1,277 77,000 SH SOLE 77,000 - ------------------------------------------------------------------------------------------------------------------------------------ Vaalco Energy, Inc COMMON 91851C201 3,141 907,800 SH SOLE 907,800 - ------------------------------------------------------------------------------------------------------------------------------------ Vasogen Inc. COMMON 92232F103 866 176,300 SH SOLE 176,300 - ------------------------------------------------------------------------------------------------------------------------------------ Veri-Tek International Corpora COMMON 92342X101 241 40,000 SH SOLE 40,000 - ------------------------------------------------------------------------------------------------------------------------------------ Versar COMMON 925297103 1,401 437,900 SH SOLE 437,900 - ------------------------------------------------------------------------------------------------------------------------------------ Vista Gold Corp. COMMON 927926204 326 84,000 SH SOLE 84,000 - ------------------------------------------------------------------------------------------------------------------------------------
Page 10 of 10 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Vitran Corporation Inc. COMMON 92850E107 1,800 113,900 SH SOLE 113,900 - ------------------------------------------------------------------------------------------------------------------------------------ Watchguard Technologies, Inc. COMMON 941105108 857 218,600 SH SOLE 218,600 - ------------------------------------------------------------------------------------------------------------------------------------ Water Pik Technologies, Inc. COMMON 94113U100 2,143 112,500 SH SOLE 112,500 - ------------------------------------------------------------------------------------------------------------------------------------ Waters Instruments, Inc. COMMON 941850109 292 37,100 SH SOLE 37,100 - ------------------------------------------------------------------------------------------------------------------------------------ WestCoast Hospitality Corp COMMON 95750P106 121 17,600 SH SOLE 17,600 - ------------------------------------------------------------------------------------------------------------------------------------ Westell Technologies Inc. COMMON 957541105 2,446 409,000 SH SOLE 409,000 - ------------------------------------------------------------------------------------------------------------------------------------ Willbros Group, Inc. COMMON 969199108 1,790 125,000 SH SOLE 125,000 - ------------------------------------------------------------------------------------------------------------------------------------ World Air Holdings, Inc. COMMON 98142v104 2,989 255,040 SH SOLE 255,040 - ------------------------------------------------------------------------------------------------------------------------------------ World Fuel Services Corp COMMON 981475106 1,667 71,200 SH SOLE 71,200 - ------------------------------------------------------------------------------------------------------------------------------------ Yum Brands, Inc. COMMON 895953107 417 8,002 SH SOLE 8,002 - ------------------------------------------------------------------------------------------------------------------------------------ Zevex International, Inc. COMMON 98950E400 901 226,909 SH SOLE 226,909 - ------------------------------------------------------------------------------------------------------------------------------------ Zila Inc. COMMON 989513205 1,056 369,200 SH SOLE 369,200 - ------------------------------------------------------------------------------------------------------------------------------------ Zomax Incorporated COMMON 989929104 1,999 719,130 SH SOLE 719,130 - ------------------------------------------------------------------------------------------------------------------------------------ TOTAL 311,829 - ------------------------------------------------------------------------------------------------------------------------------------
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