-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iw5hggAp7S4HCgm5eKU+vsMcGjS3MSVTs+pKVEQ75GFxLgDg5Xn4AkAqoLg7JAzM 5m9wf3JnowCI64im8u8kFg== 0000897069-04-001930.txt : 20041108 0000897069-04-001930.hdr.sgml : 20041108 20041108152234 ACCESSION NUMBER: 0000897069-04-001930 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041108 DATE AS OF CHANGE: 20041108 EFFECTIVENESS DATE: 20041108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRITT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001279342 IRS NUMBER: 363538658 STATE OF INCORPORATION: IL FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10646 FILM NUMBER: 041125582 BUSINESS ADDRESS: STREET 1: 10 SOUTH RIVERSIDE PLAZA STREET 2: SUITE 1520 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126691650 MAIL ADDRESS: STREET 1: 10 SOUTH RIVERSIDE PLAZA STREET 2: SUITE 1520 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 cmw973.txt HOLDINGS REPORT --------------------------------------- OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response ............. 22.8 --------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number:______________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perritt Capital Management, Inc. Address: 300 South Wacker Drive, Suite 2880 Chicago, Illinois 60606 Form 13F File Number: 028-10646 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert A. Laatz Title: Secretary Phone: (312) 669-1650 Signature, Place, and Date of Signing: /s/ Robert A. Laatz Chicago, Illinois 11/4/2004 - -------------------------------------------------------------------------------- Robert A. Laatz Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 174 ----------------------- Form 13F Information Table Value Total: $202,966 ----------------------- (thousands) List of Other Included Managers: NONE 2
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AEP Industries COM 001031103 1631 152100 SH SOLE 152100 AMX Corporation COM 00180C105 2490 138200 SH SOLE 138200 Aceto Corporation COM 004446100 2214 153750 SH SOLE 153750 Advanced Power Technology Inc. COM 00761E108 217 25500 SH SOLE 25500 Air Methods Corporation COM 009128307 1831 283900 SH SOLE 283900 Aladdin Knowledge Systems, Ltd COM M0392N101 2327 103900 SH SOLE 103900 Allied Defense Group COM 019118108 984 53100 SH SOLE 53100 Allied Healthcare Products, Inc. COM 019222108 1730 250400 SH SOLE 250400 American Express COM 025816109 360 7000 SH SOLE 7000 American Software, Inc. COM 029683109 1182 196700 SH SOLE 196700 Amgen COM 031162100 427 7515 SH SOLE 7515 Apache Corp. COM 037411105 520 10382 SH SOLE 10382 Ashworth Inc. COM 04516H101 1957 238621 SH SOLE 238621 BP PLC F ADR 055622104 820 14254 SH SOLE 14254 Barrett Business Services, Inc. COM 068463108 2734 191695 SH SOLE 191695 Boston Acoustics COM 100534106 1523 118053 SH SOLE 118053 Bradley Pharmaceuticals Inc. COM 104576103 844 41453 SH SOLE 41453 Brigham Exploration Company COM 109178103 1594 169600 SH SOLE 169600 BriteSmile, Inc. COM 110415205 1349 124700 SH SOLE 124700 CNS, Inc. COM 126136100 1038 94400 SH SOLE 94400 COMARCO, Inc. COM 200080109 742 119600 SH SOLE 119600 Cantel Medical Corp. COM 138098108 1877 78208 SH SOLE 78208 Captaris, Inc. COM 14071N104 622 146000 SH SOLE 146000 Captiva Software Corporation COM 14073T109 1489 133100 SH SOLE 133100 CardioTech International, Inc. COM 14160C100 755 256000 SH SOLE 256000 Carlisle Holdings COM P21277101 1484 233300 SH SOLE 233300 Cascade Corporation COM 147195101 1110 40000 SH SOLE 40000 Celadon Group, Inc. COM 150838100 1452 76200 SH SOLE 76200 CellStar Corporation COM 150925204 357 78400 SH SOLE 78400 Centene Corporation COM 15135B101 1495 35100 SH SOLE 35100 Century Aluminum Company COM 156431108 1589 57300 SH SOLE 57300 Century Casinos, Inc. COM 156492100 1566 274700 SH SOLE 274700 Cisco Systems, Inc. COM 17275R102 309 17056 SH SOLE 17056 CoSine Communications, Inc. COM 221222607 342 106500 SH SOLE 106500 Compex Technologies, Inc. COM 204513105 1017 188300 SH SOLE 188300 ConocoPhillips COM 20825C104 274 3305 SH SOLE 3305 Corning Inc. COM 219350105 158 14239 SH SOLE 14239 Culp, Inc. COM 230215105 845 115000 SH SOLE 115000 Danka Business Systems PLC COM 236277109 954 251000 SH SOLE 251000 Deckers Outdoor Corporation COM 243537107 1231 36200 SH SOLE 36200 Digi International Inc. COM 253798102 1246 109000 SH SOLE 109000 DrugMax, Inc. COM 262240104 1316 329100 SH SOLE 329100 Duckwall-ALCO Stores, Inc. COM 264142100 983 62400 SH SOLE 62400 Duratek, Inc. COM 26658Q102 1245 70000 SH SOLE 70000 EDGAR Online, Inc. COM 279765101 31 31000 SH SOLE 31000 EFJ, Inc. COM 26843B101 1393 207600 SH SOLE 207600 EMAK Worldwide, Inc. COM 294724109 1122 114700 SH SOLE 114700 EZCORP, Inc. COM 302301106 1128 129700 SH SOLE 129700 Electric City Corp. COM 284868106 754 550700 SH SOLE 550700 Enterprise Products Partners L COM 293792107 325 14000 SH SOLE 14000 Exponent, Inc. COM 30214U102 1240 45000 SH SOLE 45000 FSI International Inc. COM 302633102 1172 280300 SH SOLE 280300 Factory Card & Party Outlet Co. COM 303051106 1150 117900 SH SOLE 117900 Fedex Corporation COM 31428X106 206 2400 SH SOLE 2400 Finlay Enterprises Inc. COM 317884203 1151 59200 SH SOLE 59200 Flanders Corporation COM 338494107 3967 461800 SH SOLE 461800 Frozen Food Express Industries COM 359360104 1223 161100 SH SOLE 161100 General Electric COM 369604103 335 9966 SH SOLE 9966 General Mills, Inc. COM 370334104 332 7400 SH SOLE 7400 Gilat Satellite Networks Ltd. COM M51474118 1510 253800 SH SOLE 253800 Global Industries, Ltd. COM 379336100 1247 201700 SH SOLE 201700 Globecomm Systems Inc. COM 37956X103 2033 306700 SH SOLE 306700 Gulfmark Offshore, Inc. COM 402629109 1372 84000 SH SOLE 84000 Haggar Corp. COM 405173105 1471 85798 SH SOLE 85798 Harley Davidson Inc. COM 412822108 315 5300 SH SOLE 5300 Harmonic, Inc. COM 413160102 688 103500 SH SOLE 103500 Harvest Natural Resources, Inc. COM 41754V103 2898 174600 SH SOLE 174600 Hauppauge Digital, Inc. COM 419131107 835 256900 SH SOLE 256900 Healthcare Services Group, Inc. COM 421906108 2926 162904 SH SOLE 162904
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- Helen of Troy Ltd. COM G4388N106 1102 40500 SH SOLE 40500 Home Depot Inc. COM 437076102 203 5178 SH SOLE 5178 Hooker Furniture Corporation COM 439038100 967 35000 SH SOLE 35000 Horizon Health Corporation COM 44041Y104 1366 64721 SH SOLE 64721 Intelligroup, Inc. COM 45816a106 205 150000 SH SOLE 150000 International Business Machine COM 459200101 540 6300 SH SOLE 6300 JDS Uniphase Corp. COM 46612J101 51 15080 SH SOLE 15080 Johnson & Johnson COM 478160104 344 6100 SH SOLE 6100 KCS Energy, Inc. COM 482434206 1260 90600 SH SOLE 90600 Kraft Foods Inc. COM 50075N104 225 7100 SH SOLE 7100 LaBarge, Inc. COM 502470107 941 116800 SH SOLE 116800 Landec Corporation COM 514766104 1461 194850 SH SOLE 194850 Layne Christensen Co. COM 521050104 2182 144800 SH SOLE 144800 Lesco Inc. COM 526872106 1630 122989 SH SOLE 122989 Lifecell Corp. COM 531927101 2159 215900 SH SOLE 215900 Lifeline Systems Inc. COM 532192101 2167 88720 SH SOLE 88720 MapInfo Corp. COM 565105103 1960 181500 SH SOLE 181500 Marinemax Inc. COM 567908108 786 34900 SH SOLE 34900 Matrix Service Co. COM 576853105 205 40100 SH SOLE 40100 Matrixx Initiatives COM 57685L105 879 84500 SH SOLE 84500 Maxim Pharmaceuticals, Inc. COM 57772M107 102 38200 SH SOLE 38200 Measurement Specialties Inc. COM 583421102 1615 65000 SH SOLE 65000 Medical Action Industries Inc. COM 58449L100 1080 64946 SH SOLE 64946 Metal Management, Inc. COM 591097209 1418 78000 SH SOLE 78000 Michael Baker Corporation COM 057149106 2655 169100 SH SOLE 169100 Modtech Holdings COM 60783C100 2319 307500 SH SOLE 307500 Moldflow Corporation COM 608507109 2483 206900 SH SOLE 206900 Monaco Coach Corporation COM 60886R103 758 35000 SH SOLE 35000 Monarch Casino & Resort, Inc. COM 609027107 1965 103000 SH SOLE 103000 Monmouth Real Estate Investment COM 609720107 1642 196900 SH SOLE 196900 Monro Muffler/Brake Inc. COM 610236101 1304 59700 SH SOLE 59700 National Dentex Corp. COM 63563H109 876 31100 SH SOLE 31100 Natus Medical Inc. COM 639050103 1390 200600 SH SOLE 200600 Newpark Resources Inc. COM 651718504 1230 205000 SH SOLE 205000 Nicholas Financial, Inc. COM 65373J209 1218 136413 SH SOLE 136413 Noble International, Ltd. COM 655053106 731 40000 SH SOLE 40000 Norstan, Inc. COM 656535101 32 10000 SH SOLE 10000 NovaGold Resources Inc. COM 66987E206 0 50000 SH SOLE 50000 OMI Corp. COM Y6476W104 1634 102000 SH SOLE 102000 OMNI Energy Services Corp. COM 68210T208 1218 345950 SH SOLE 345950 Option Care, Inc. COM 683948103 2232 144250 SH SOLE 144250 PLATO Learning Inc. COM 72764Y100 1488 168300 SH SOLE 168300 Penford Corporation COM 707051108 1398 80300 SH SOLE 80300 Perry Ellis International, Inc. COM 288853104 1705 75800 SH SOLE 75800 Pfizer COM 717081103 222 7245 SH SOLE 7245 Phoenix Foorwear Group, Inc. COM 71903M100 377 53800 SH SOLE 53800 Poore Brothers, Inc. COM 732813100 1030 374500 SH SOLE 374500 Printronix COM 742578107 847 55200 SH SOLE 55200 Prudential Financial, Inc. COM 744320102 416 8854 SH SOLE 8854 Psychemedics Corporation COM 744375205 1633 136100 SH SOLE 136100 Q.E.P. Co., Inc. COM 74727K102 1526 99750 SH SOLE 99750 QC Holdings Inc. COM 74729t101 1598 100300 SH SOLE 100300 Quixote Corporation COM 749056107 1380 71600 SH SOLE 71600 RC2 Corp. COM 749388104 1138 34600 SH SOLE 34600 RCM Technologies COM 749360400 431 89000 SH SOLE 89000 RF Monolithics, Inc. COM 74955F106 1369 194800 SH SOLE 194800 Radyne Comstream, Inc. COM 750611402 1151 152600 SH SOLE 152600 Ramp Corporation COM 75156P108 0 10000 SH SOLE 10000 Raven Industries Inc. COM 754212108 1333 30000 SH SOLE 30000 Rentrak Corporation COM 760174102 2203 252300 SH SOLE 252300 Rewards Network, Inc. COM 761557107 155 23250 SH SOLE 23250 Rex Stores Corp. COM 761624105 991 70500 SH SOLE 70500 Rimage Corp. COM 766721104 1849 132100 SH SOLE 132100 Rush Enterprises, Inc. Class A 781846209 764 69800 SH SOLE 69800 Rush Enterprises, Inc. Class B 781846308 908 77650 SH SOLE 77650
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- S & P Depository Receipts COM 78462F103 500 4475 SH SOLE 4475 SFBC International COM 784121105 1938 73650 SH SOLE 73650 Sanders Morris Harris Group Inc. COM 80000Q104 1895 157100 SH SOLE 157100 Southwest Airlines Co. COM 844741108 820 60173 SH SOLE 60173 SpatiaLight, Inc. COM 84749R100 1195 202500 SH SOLE 202500 Stewart Enterprises, Inc. COM 860370105 1279 184000 SH SOLE 184000 Stratagene Corp. COM 86269H107 989 137613 SH SOLE 137613 Stratex Networks, Inc. COM 86279T109 448 200000 SH SOLE 200000 SunOpta Inc. COM 8676EP108 776 100000 SH SOLE 100000 Synagro Technologies, Inc. COM 871562203 1187 383000 SH SOLE 383000 T. Rowe Price Group, Inc. COM 741477103 489 9600 SH SOLE 9600 TBC Corp. COM 872180104 1626 72800 SH SOLE 72800 Tandy Brands Accessories COM 875378101 1646 115500 SH SOLE 115500 Team Inc. COM 878155100 2505 162000 SH SOLE 162000 Tejon Ranch Co. COM 879080109 1225 32537 SH SOLE 32537 TeleCommunication Systems Inc. COM 87929J103 623 194000 SH SOLE 194000 The Clorox Company COM 189054109 328 6150 SH SOLE 6150 The Keith Companies, Inc. COM 487539108 1256 84200 SH SOLE 84200 The Management Network Group COM 561693102 482 241000 SH SOLE 241000 The Middleby Corporation COM 596278101 1811 34400 SH SOLE 34400 TradeStation Group, Inc. COM 89267P105 521 85000 SH SOLE 85000 Transport Corporation of America COM 89385P102 1124 143000 SH SOLE 143000 Trinity Biotech PLC COM 896438108 765 256000 SH SOLE 256000 Twin Disc, Incorporated COM 901476101 2055 82550 SH SOLE 82550 Tyler Technologies, Inc. COM 902252105 1088 123100 SH SOLE 123100 U. S. Global Investors, Inc. COM 902952100 903 274500 SH SOLE 274500 USA Truck, Inc. COM 902925106 2052 168200 SH SOLE 168200 Ultimate Electronics, Inc. COM 903849107 69 22600 SH SOLE 22600 Universal Electronics, Inc. COM 913483103 1292 77000 SH SOLE 77000 Urecoats Industries, Inc. COM 91724E400 111 209000 SH SOLE 209000 Vasogen Inc. COM 92232F103 807 176300 SH SOLE 176300 Versar COM 925297103 1555 387700 SH SOLE 387700 Watchguard Technologies, Inc. COM 941105108 965 206100 SH SOLE 206100 Water Pik Technologies, Inc. COM 94113U100 1587 106500 SH SOLE 106500 Willbros Group, Inc. COM 969199108 1864 125000 SH SOLE 125000 World Airways, Inc. COM 98142H105 1446 230240 SH SOLE 230240 World Fuel Services Corporation COM 981475106 1274 35600 SH SOLE 35600 Yum Brands, Inc. COM 895953107 329 8101 SH SOLE 8101 Zevex International, Inc. COM 98950E400 1214 206100 SH SOLE 206100 Zila Inc. COM 989513205 1426 346200 SH SOLE 346200 TOTAL 202966
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