-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QBMDEk7MLZ0RLHZA7d+tM7vRQiAqABMvGQ8MkeRknjb9U0AAKh3u6U8BewQ0GBku yUWeFbXeujDBajj7qrpT7Q== 0000897069-04-001929.txt : 20041108 0000897069-04-001929.hdr.sgml : 20041108 20041108152143 ACCESSION NUMBER: 0000897069-04-001929 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20041108 DATE AS OF CHANGE: 20041108 EFFECTIVENESS DATE: 20041108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRITT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001279342 IRS NUMBER: 363538658 STATE OF INCORPORATION: IL FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10646 FILM NUMBER: 041125572 BUSINESS ADDRESS: STREET 1: 10 SOUTH RIVERSIDE PLAZA STREET 2: SUITE 1520 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126691650 MAIL ADDRESS: STREET 1: 10 SOUTH RIVERSIDE PLAZA STREET 2: SUITE 1520 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 cmw972.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year Ended or Quarter Ended: June 30, 2004 Check here is Amendment [ ] Amendment Number: This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this report: Perritt Capital Management, Inc. 300 South Wacker Drive, Suite 2880 Chicago, IL 60606 Form 13F File Number: 028-10646 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person signing this report on behalf of Reporting Manager: Name: Robert Laatz Title: Secretary Phone: 312-669-1650 Signature, Place and Date of Signing: /s/ Robert Laatz Chicago, IL July 20, 2004 [Signature] [City, State] [Date] Report Type: (Check only one): [ X ] 13F Holdings Report (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F Notice. (Check here if no holdings reported are in this report and all holdings are reported by other reporting manager (s). ) [ ] 13F Combination Report (Check here only if a portion of the holdings for this reporting manager are reported this report and a portion are reported by other reporting manager (s).) List of Other Managers Reporting for this Manager: NONE Form 13F Summary Page Report Summary: Number of Other Included Managers: none Form 13F Information Table Entry Total: 171 Form 13 F Information Table Value Total: 204,092 (Thousands) List of Other included Managers: Provide a numbered list of the name (s) and Form 13F file number (s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report NONE FORM 13F TABLE A OF 06/30/04 FILE #028-10646 Perritt Capital Management, Inc. FORM 13F INFORMATION TABLE TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ --------- --------- -------- -------- --- ---- ------- --------- -------- ------ ---- AEP Industries COM 001031103 1533 138100 SH SOLE 138100 AMX Corporation COM 00180C105 1769 160700 SH SOLE 160700 Aceto Corporation COM 004446100 2706 153750 SH SOLE 153750 Air Methods Corporation COM 009128307 2430 280600 SH SOLE 280600 Aladdin Knowledge Systems, Ltd COM M0392N101 1365 83000 SH SOLE 83000 Allied Defense Group COM 019118108 954 53100 SH SOLE 53100 Allied Healthcare Products, Inc. COM 019222108 1233 239800 SH SOLE 239800 American Express COM 025816109 360 7000 SH SOLE 7000 American Software, Inc. COM 029683109 947 155500 SH SOLE 155500 Amgen COM 031162100 410 7515 SH SOLE 7515 Apache Corp. COM 037411105 452 10382 SH SOLE 10382 Ashworth Inc. COM 04516H101 1633 196500 SH SOLE 196500 BP PLC F Sponsored ADR COM 055622104 764 14254 SH SOLE 14254 Barrett Business Services, Inc. COM 068463108 2662 180495 SH SOLE 180495 Boston Acoustics COM 100534106 1367 116851 SH SOLE 116851 Bradley Pharmaceuticals Inc. COM 104576103 1149 41200 SH SOLE 41200 Brigham Exploration Company COM 109178103 1560 169600 SH SOLE 169600 BriteSmile, Inc. COM 110415205 1338 123200 SH SOLE 123200 CNS, Inc. COM 126136100 948 94400 SH SOLE 94400 COMARCO, Inc. COM 200080109 838 118900 SH SOLE 118900 Cantel Medical Corp. COM 138098108 1746 81000 SH SOLE 81000 Captaris, Inc. COM 14071N104 943 146000 SH SOLE 146000 Captiva Software Corporation COM 14073T109 1037 107000 SH SOLE 107000 CardioTech International, Inc. COM 14160C100 737 176000 SH SOLE 176000 Carlisle Holdings COM P21277101 1511 229300 SH SOLE 229300 Cascade Corporation COM 147195101 500 16000 SH SOLE 16000 Celadon Group, Inc. COM 150838100 880 50000 SH SOLE 50000 CellStar Corporation COM 150925204 968 131400 SH SOLE 131400 Centene Corporation COM 15135B101 1359 35250 SH SOLE 35250 Century Aluminum Company COM 156431108 1420 57300 SH SOLE 57300 Century Casinos, Inc. COM 156492100 1090 200000 SH SOLE 200000 Checkpoint Systems, Inc. COM 162825103 355 19800 SH SOLE 19800 Cisco Systems, Inc. COM 17275R102 404 17056 SH SOLE 17056 CoSine Communications, Inc. COM 221222607 725 169500 SH SOLE 169500 Compex Technologies, Inc. COM 204513105 1127 183300 SH SOLE 183300 ConocoPhillips COM 20825C104 252 3305 SH SOLE 3305 Corning Inc. COM 219350105 186 14239 SH SOLE 14239 Culp, Inc. COM 230215105 895 115000 SH SOLE 115000 Danka Business Systems PLC COM 236277109 293 65000 SH SOLE 65000 Dawson Geophysical Company COM 239359102 583 26800 SH SOLE 26800 Deckers Outdoor Corporation COM 243537107 1068 36200 SH SOLE 36200 Del Laboratories, Inc. COM 245091103 1511 48726 SH SOLE 48726 Digi International Inc. COM 253798102 1168 109000 SH SOLE 109000 DrugMax, Inc. COM 262240104 1410 299950 SH SOLE 299950 Duckwall-ALCO Stores, Inc. COM 264142100 1044 62200 SH SOLE 62200 Duratek, Inc. COM 26658Q102 151 10000 SH SOLE 10000 EDGAR Online, Inc. COM 279765101 482 446000 SH SOLE 446000 EZCORP, Inc. COM 302301106 1288 129700 SH SOLE 129700 Electric City Corp. COM 284868106 1025 542200 SH SOLE 542200 Equity Marketing, Inc. COM 294724109 1404 111900 SH SOLE 111900 Exponent, Inc. COM 30214U102 1236 46000 SH SOLE 46000 FSI International Inc. COM 302633102 1369 175300 SH SOLE 175300 Factory Card & Party Outlet Co. COM 303051106 1325 109500 SH SOLE 109500 Fedex Corporation COM 31428X106 212 2600 SH SOLE 2600 Finlay Enterprises Inc. COM 317884203 1108 58900 SH SOLE 58900 Flanders Corporation COM 338494107 3836 463900 SH SOLE 463900 Flexsteel Industries, Inc. COM 339382103 618 26301 SH SOLE 26301 Frozen Food Express Industries COM 359360104 1092 160100 SH SOLE 160100 General Electric COM 369604103 323 9963 SH SOLE 9963 General Mills, Inc. COM 370334104 352 7400 SH SOLE 7400 Gilat Satellite Networks Ltd. COM M51474118 1467 255100 SH SOLE 255100 Global Industries, Ltd. COM 379336100 1154 201700 SH SOLE 201700 Globecomm Systems Inc. COM 37956X103 1124 214550 SH SOLE 214550 Gulfmark Offshore, Inc. COM 402629109 1326 84000 SH SOLE 84000 Haggar Corp. COM 405173105 1421 71100 SH SOLE 71100 Harley Davidson Inc. COM 412822108 341 5500 SH SOLE 5500 Harvest Natural Resources, Inc. COM 41754V103 2596 174100 SH SOLE 174100 Hauppauge Digital, Inc. COM 419131107 1350 237300 SH SOLE 237300 Healthcare Services Group, Inc. COM 421906108 2522 164853 SH SOLE 164853 Helen of Troy Ltd. COM G4388N106 1515 41100 SH SOLE 41100 Hooker Furniture Corporation COM 439038100 831 41200 SH SOLE 41200 Horizon Health Corporation COM 44041Y104 1441 61300 SH SOLE 61300 Integrated Electrical Services COM 45811E103 779 96800 SH SOLE 96800 International Business Machine COM 459200101 555 6300 SH SOLE 6300 JDS Uniphase Corp. COM 46612J101 57 15080 SH SOLE 15080 Johnson & Johnson COM 478160104 340 6100 SH SOLE 6100 KCS Energy, Inc. COM 482434206 1201 90200 SH SOLE 90200 Kraft Foods Inc. COM 50075N104 225 7100 SH SOLE 7100 Landec Corporation COM 514766104 1312 191850 SH SOLE 191850 Layne Christensen Co. COM 521050104 2396 144800 SH SOLE 144800 Lesco Inc. COM 526872106 1648 121989 SH SOLE 121989 Lifecell Corp. COM 531927101 2425 215900 SH SOLE 215900 Lifeline Systems Inc. COM 532192101 2099 88720 SH SOLE 88720 MapInfo Corp. COM 565105103 1489 140500 SH SOLE 140500 Marinemax Inc COM 567908108 1001 34900 SH SOLE 34900 Matrix Service Co. COM 576853105 2005 219100 SH SOLE 219100 Matrixx Initiatives COM 57685L105 844 82800 SH SOLE 82800 Maxim Pharmaceuticals, Inc. COM 57772M107 1773 183700 SH SOLE 183700 Maxwell Technologies Inc. COM 577767106 818 63400 SH SOLE 63400 Measurement Specialties Inc. COM 583421102 1836 85000 SH SOLE 85000 Medical Action Industries Inc. COM 58449L100 1189 64600 SH SOLE 64600 Metal Management, Inc. COM 591097209 1545 78000 SH SOLE 78000 Michael Baker Corporation COM 057149106 2580 169100 SH SOLE 169100 Modtech Holdings COM 60783C100 2346 303900 SH SOLE 303900 Moldflow Corporation COM 608507109 2243 206900 SH SOLE 206900 Monaco Coach Corporation COM 60886R103 986 35000 SH SOLE 35000 Monarch Casino & Resort, Inc. COM 609027107 1483 105200 SH SOLE 105200 Monmouth Real Estate Investment COM 609720107 1520 195100 SH SOLE 195100 Monro Muffler/Brake Inc. COM 610236101 1508 62150 SH SOLE 62150 National Dentex Corp. COM 63563H109 958 32300 SH SOLE 32300 Natus Medical Inc. COM 639050103 319 50000 SH SOLE 50000 Network Engines Inc. COM 64121A107 822 300000 SH SOLE 300000 Newpark Resources Inc. COM 651718504 1271 205000 SH SOLE 205000 Nicholas Financial, Inc. COM 65373J209 1133 129100 SH SOLE 129100 Noble International, Ltd. COM 655053106 991 40000 SH SOLE 40000 OMI Corp. COM Y6476W104 1208 101500 SH SOLE 101500 OMNI Energy Services Corp. COM 68210T208 1737 343950 SH SOLE 343950 Option Care, Inc. COM 683948103 2197 143950 SH SOLE 143950 PLATO Learning Inc. COM 72764Y100 1727 174300 SH SOLE 174300 Penford Corporation COM 707051108 1449 82559 SH SOLE 82559 Perry Ellis International, Inc COM 288853104 1086 43000 SH SOLE 43000 PetMed Express, Inc. COM 716382106 1415 176500 SH SOLE 176500 Pfizer COM 717081103 248 7245 SH SOLE 7245 Poore Brothers, Inc. COM 732813100 940 374500 SH SOLE 374500 Printronix COM 742578107 763 51700 SH SOLE 51700 Prudential Financial, Inc. COM 744320102 421 9054 SH SOLE 9054 Psychemedics Corporation COM 744375205 1401 133400 SH SOLE 133400 Q.E.P. Co., Inc. COM 74727K102 1443 97250 SH SOLE 97250 Quixote Corporation COM 749056107 1395 69600 SH SOLE 69600 RC2 Corp. COM 749388104 2542 71600 SH SOLE 71600 RF Monolithics, Inc. COM 74955F106 1445 183400 SH SOLE 183400 Radyne Comstream, Inc. COM 750611402 802 100000 SH SOLE 100000 Ramp Corporation COM 75156P108 2 10000 SH SOLE 10000 Raven Industries Inc. COM 754212108 1137 32000 SH SOLE 32000 Rentrak Corporation COM 760174102 1972 208900 SH SOLE 208900 Rewards Network, Inc. COM 761557107 288 32050 SH SOLE 32050 Rex Stores Corp. COM 761624105 864 70500 SH SOLE 70500 Rimage Corp. COM 766721104 1758 117100 SH SOLE 117100 Rush Enterprises, Inc. Class A COM 781846209 785 60400 SH SOLE 60400 Rush Enterprises, Inc. Class B COM 781846308 1001 77250 SH SOLE 77250 S & P Depository Receipts COM 78462F103 450 3930 SH SOLE 3930 SFBC International COM 784121105 2401 76650 SH SOLE 76650 Sanders Morris Harris Group Inc. COM 80000Q104 2250 153700 SH SOLE 153700 Sonic Innovations, Inc. COM 83545M109 758 133700 SH SOLE 133700 Southwest Airlines Co COM 844741108 1009 60173 SH SOLE 60173 Stewart Enterprises, Inc. COM 860370105 1498 184000 SH SOLE 184000 Stratagene Corp. COM 86269H107 1023 121820 SH SOLE 121820 Stratex Networks, Inc. COM 86279T109 590 200000 SH SOLE 200000 SunOpta Inc. COM 8676EP108 853 100000 SH SOLE 100000 Synagro Technologies, Inc. COM 871562203 1067 375700 SH SOLE 375700 T. Rowe Price Group, Inc. COM 741477103 484 9600 SH SOLE 9600 TBC Corp. COM 872180104 1376 57800 SH SOLE 57800 Tandy Brands Accessories COM 875378101 1505 111500 SH SOLE 111500 Team Inc. COM 878155100 2537 156700 SH SOLE 156700 Tejon Ranch Co. COM 879080109 1132 32537 SH SOLE 32537 TeleCommunication Systems Inc. COM 87929J103 457 80468 SH SOLE 80468 The Clorox Company COM 189054109 331 6150 SH SOLE 6150 The Keith Companies, Inc. COM 487539108 1224 84200 SH SOLE 84200 The Management Network Group COM 561693102 986 396000 SH SOLE 396000 The Middleby Corporation COM 596278101 1934 35400 SH SOLE 35400 TradeStation Group, Inc. COM 89267P105 611 85000 SH SOLE 85000 Transport Corporation of America COM 89385P102 1061 135700 SH SOLE 135700 Trinity Biotech PLC COM 896438108 814 241600 SH SOLE 241600 Twin Disc, Incorporated COM 901476101 1592 65250 SH SOLE 65250 Tyler Technologies, Inc. COM 902252105 1165 123100 SH SOLE 123100 U. S. Global Investors, Inc. COM 902952100 863 243000 SH SOLE 243000 USA Truck, Inc. COM 902925106 2003 165700 SH SOLE 165700 Ultimate Electronics, Inc. COM 903849107 1423 288100 SH SOLE 288100 Universal Electronics, Inc. COM 913483103 1390 79500 SH SOLE 79500 Urecoats Industries, Inc. COM 91724E400 236 215000 SH SOLE 215000 Vasogen Inc. COM 92232F103 855 176300 SH SOLE 176300 Versar COM 925297103 1835 370800 SH SOLE 370800 Watchguard Technologies, Inc. COM 941105108 1195 165500 SH SOLE 165500 Water Pik Technologies, Inc. COM 94113U100 1666 100600 SH SOLE 100600 Willbros Group, Inc. COM 969199108 1959 130000 SH SOLE 130000 World Airways, Inc. COM 98142H105 800 229240 SH SOLE 229240 World Fuel Services Corporation COM 981475106 1785 39600 SH SOLE 39600 Young Innovations, Inc. COM 987520103 632 24900 SH SOLE 24900 Yum Brands, Inc. COM 895953107 301 8100 SH SOLE 8100 Zevex International, Inc. COM 98950E400 650 200600 SH SOLE 200600 Zila Inc. COM 989513205 1129 230000 SH SOLE 230000
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