-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NZDhFKTBv+deoDs++reX8i5YeUTAlnChDhS/v9k92c30E57r+xOxxRUcnXLnketB kEp9T3L0nlOHBta18KZA/g== 0000897069-04-000813.txt : 20040415 0000897069-04-000813.hdr.sgml : 20040415 20040415172517 ACCESSION NUMBER: 0000897069-04-000813 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040331 FILED AS OF DATE: 20040415 EFFECTIVENESS DATE: 20040415 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRITT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001279342 IRS NUMBER: 363538658 STATE OF INCORPORATION: IL FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10646 FILM NUMBER: 04736645 BUSINESS ADDRESS: STREET 1: 10 SOUTH RIVERSIDE PLAZA STREET 2: SUITE 1520 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126691650 MAIL ADDRESS: STREET 1: 10 SOUTH RIVERSIDE PLAZA STREET 2: SUITE 1520 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 sdc710.txt FORM 13F --------------------------------------- OMB Number: 3235-0006 Expires: December 31, 2006 Estimated average burden hours per response ............. 23.5 --------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perritt Capital Management, Inc. Address: 10 South Riverside Plaza, Suite 1520 Chicago, Illinois 60606 Form 13F File Number: ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert A. Laatz Title: Secretary Phone: (312) 669-1650 Signature, Place, and Date of Signing: /s/ Robert A. Laatz Chicago, Illinois 04/14/2004 - -------------------------------------------------------------------------------- Robert A. Laatz Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 1 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 167 ----------------------- Form 13F Information Table Value Total: $196,849 ----------------------- (thousands) List of Other Included Managers: NONE 2 Page 1 of 8 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AEP Industries COMMON 001031103 1,446 135,100 SH SOLE 135,100 - ------------------------------------------------------------------------------------------------------------------------------------ AMX Corporation COMMON 00180C105 1,520 161,000 SH SOLE 161,000 - ------------------------------------------------------------------------------------------------------------------------------------ Aceto Corporation COMMON 004446100 2,357 150,050 SH SOLE 150,050 - ------------------------------------------------------------------------------------------------------------------------------------ Air Methods Corporation COMMON 009128307 2,523 280,300 SH SOLE 280,300 - ------------------------------------------------------------------------------------------------------------------------------------ Aladdin Knowledge Systems, Ltd COMMON M0392N101 1,740 93,00 SH SOLE 93,000 - ------------------------------------------------------------------------------------------------------------------------------------ Allied Defense Group COMMON 019118108 1,023 53,10 SH SOLE 53,100 - ------------------------------------------------------------------------------------------------------------------------------------ Allied Healthcare Products, Inc. COMMON 019222108 1,399 249,300 SH SOLE 249,300 - ------------------------------------------------------------------------------------------------------------------------------------ American Express COMMON 025816109 368 7,10 SH SOLE 7,100 - ------------------------------------------------------------------------------------------------------------------------------------ American Software, Inc. COMMON 029683109 959 143,121 SH SOLE 143,121 - ------------------------------------------------------------------------------------------------------------------------------------ Amgen COMMON 031162100 420 7,21 SH SOLE 7,215 - ------------------------------------------------------------------------------------------------------------------------------------ Apache Corp. COMMON 037411105 448 10,38 SH SOLE 10,382 - ------------------------------------------------------------------------------------------------------------------------------------ Ashworth Inc. COMMON 04516H101 1,700 195,400 SH SOLE 195,400 - ------------------------------------------------------------------------------------------------------------------------------------ BP PLC F ADR 055622104 730 14,25 SH SOLE 14,254 - ------------------------------------------------------------------------------------------------------------------------------------ Barrett Business Services, Inc COMMON 068463108 2,485 177,495 SH SOLE 177,495 - ------------------------------------------------------------------------------------------------------------------------------------ Boston Acoustics COMMON 100534106 1,258 114,350 SH SOLE 114,350 - ------------------------------------------------------------------------------------------------------------------------------------ Bradley Pharmaceuticals Inc. COMMON 104576103 1,037 41,20 SH SOLE 41,200 - ------------------------------------------------------------------------------------------------------------------------------------ Brigham Exploration Company COMMON 109178103 1,238 168,500 SH SOLE 168,500 - ------------------------------------------------------------------------------------------------------------------------------------ BriteSmile, Inc. COMMON 110415205 1,445 117,500 SH SOLE 117,500 - ------------------------------------------------------------------------------------------------------------------------------------ CNS, Inc. COMMON 126136100 1,004 94,40 SH SOLE 94,400 - ------------------------------------------------------------------------------------------------------------------------------------ COMARCO, Inc. COMMON 200080109 1,040 121,600 SH SOLE 121,600 - ------------------------------------------------------------------------------------------------------------------------------------ Cantel Medical Corp. COMMON 138098108 1,449 81,00 SH SOLE 81,000 - ------------------------------------------------------------------------------------------------------------------------------------
Page 2 of 8 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Captaris, Inc. COMMON 14071N104 803 146,000 SH SOLE 146,000 - ------------------------------------------------------------------------------------------------------------------------------------ Captiva Software Corporation COMMON 14073T109 1,482 107,000 SH SOLE 107,000 - ------------------------------------------------------------------------------------------------------------------------------------ CardioTech International, Inc. COMMON 14160C100 794 154,200 SH SOLE 154,200 - ------------------------------------------------------------------------------------------------------------------------------------ Carlisle Holdings COMMON P21277101 1,568 241,300 SH SOLE 241,300 - ------------------------------------------------------------------------------------------------------------------------------------ CellStar Corporation COMMON 150925204 1,380 131,400 SH SOLE 131,400 - ------------------------------------------------------------------------------------------------------------------------------------ Centene Corporation COMMON 15135B101 1,078 35,25 SH SOLE 35,250 - ------------------------------------------------------------------------------------------------------------------------------------ Century Aluminum Company COMMON 156431108 1,618 57,30 SH SOLE 57,300 - ------------------------------------------------------------------------------------------------------------------------------------ Checkpoint Systems, Inc. COMMON 162825103 374 19,80 SH SOLE 19,800 - ------------------------------------------------------------------------------------------------------------------------------------ Cisco Systems, Inc. COMMON 17275R102 411 17,45 SH SOLE 17,456 - ------------------------------------------------------------------------------------------------------------------------------------ CoSine Communications, Inc. COMMON 221222607 1,050 159,500 SH SOLE 159,500 - ------------------------------------------------------------------------------------------------------------------------------------ Compex Technologies, Inc. COMMON 204513105 1,107 123,000 SH SOLE 123,000 - ------------------------------------------------------------------------------------------------------------------------------------ Concord Camera Corp. COMMON 206156101 816 130,000 SH SOLE 130,000 - ------------------------------------------------------------------------------------------------------------------------------------ ConocoPhillips COMMON 20825C104 231 3,30 SH SOLE 3,305 - ------------------------------------------------------------------------------------------------------------------------------------ Corning Inc. COMMON 219350105 159 14,23 SH SOLE 14,239 - ------------------------------------------------------------------------------------------------------------------------------------ Culp, Inc. COMMON 230215105 1,184 115,000 SH SOLE 115,000 - ------------------------------------------------------------------------------------------------------------------------------------ Curative Health Services, Inc. COMMON 23126W100 685 51,10 SH SOLE 51,100 - ------------------------------------------------------------------------------------------------------------------------------------ Dawson Geophysical Company COMMON 239359102 976 79,40 SH SOLE 79,400 - ------------------------------------------------------------------------------------------------------------------------------------ Deckers Outdoor Corporation COMMON 243537107 939 36,20 SH SOLE 36,200 - ------------------------------------------------------------------------------------------------------------------------------------ Del Laboratories, Inc. COMMON 245091103 1,618 48,72 SH SOLE 48,726 - ------------------------------------------------------------------------------------------------------------------------------------ Digi International Inc. COMMON 253798102 1,076 109,000 SH SOLE 109,000 - ------------------------------------------------------------------------------------------------------------------------------------ DrugMax, Inc. COMMON 262240104 1,180 263,450 SH SOLE 263,450 - ------------------------------------------------------------------------------------------------------------------------------------
Page 3 of 8 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Duckwall-ALCO Stores, Inc. COMMON 264142100 908 62,20 SH SOLE 62,200 - ------------------------------------------------------------------------------------------------------------------------------------ EDGAR Online, Inc. COMMON 279765101 610 442,000 SH SOLE 442,000 - ------------------------------------------------------------------------------------------------------------------------------------ EZCORP, Inc. COMMON 302301106 842 81,80 SH SOLE 81,800 - ------------------------------------------------------------------------------------------------------------------------------------ Edelbrock Corporation COMMON 279434104 1,681 126,787 SH SOLE 126,787 - ------------------------------------------------------------------------------------------------------------------------------------ Electric City Corp. COMMON 284868106 1,068 542,200 SH SOLE 542,200 - ------------------------------------------------------------------------------------------------------------------------------------ Equity Marketing, Inc. COMMON 294724109 1,535 103,701 SH SOLE 103,701 - ------------------------------------------------------------------------------------------------------------------------------------ Evolving Systems, Inc. COMMON 30049R100 827 100,000 SH SOLE 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Exponent, Inc. COMMON 30214U102 1,036 46,00 SH SOLE 46,000 - ------------------------------------------------------------------------------------------------------------------------------------ Factory Card & Party Outlet Co. COMMON 303051106 1,225 102,500 SH SOLE 102,500 - ------------------------------------------------------------------------------------------------------------------------------------ Finlay Enterprises Inc. COMMON 317884203 1,025 56,90 SH SOLE 56,900 - ------------------------------------------------------------------------------------------------------------------------------------ Flanders Corporation COMMON 338494107 3,248 465,400 SH SOLE 465,400 - ------------------------------------------------------------------------------------------------------------------------------------ Flexsteel Industries, Inc. COMMON 339382103 1,008 48,80 SH SOLE 48,800 - ------------------------------------------------------------------------------------------------------------------------------------ Frozen Food Express Industries COMMON 359360104 1,204 174,500 SH SOLE 174,500 - ------------------------------------------------------------------------------------------------------------------------------------ General Electric COMMON 369604103 295 9,65 SH SOLE 9,659 - ------------------------------------------------------------------------------------------------------------------------------------ General Mills, Inc. COMMON 370334104 345 7,40 SH SOLE 7,400 - ------------------------------------------------------------------------------------------------------------------------------------ Gilat Satellite Networks Ltd. COMMON 2,225 250,800 SH SOLE 250,800 - ------------------------------------------------------------------------------------------------------------------------------------ Global Industries, Ltd. COMMON 379336100 1,184 200,600 SH SOLE 200,600 - ------------------------------------------------------------------------------------------------------------------------------------ Globecomm Systems Inc. COMMON 37956X103 1,091 194,800 SH SOLE 194,800 - ------------------------------------------------------------------------------------------------------------------------------------ Gulfmark Offshore, Inc. COMMON 402629109 1,320 84,00 SH SOLE 84,000 - ------------------------------------------------------------------------------------------------------------------------------------ Haggar Corp. COMMON 405173105 904 45,21 SH SOLE 45,214 - ------------------------------------------------------------------------------------------------------------------------------------ Harley Davidson Inc. COMMON 412822108 309 5,80 SH SOLE 5,800 - ------------------------------------------------------------------------------------------------------------------------------------
Page 4 of 8 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Harvest Natural Resources, Inc. COMMON 41754V103 2,558 175,100 SH SOLE 175,100 - ------------------------------------------------------------------------------------------------------------------------------------ Hauppauge Digital, Inc. COMMON 419131107 1,747 215,900 SH SOLE 215,900 - ------------------------------------------------------------------------------------------------------------------------------------ Healthcare Services Group, Inc. COMMON 421906108 2,712 164,852 SH SOLE 164,852 - ------------------------------------------------------------------------------------------------------------------------------------ Helen of Troy Ltd. COMMON G4388N106 1,275 41,10 SH SOLE 41,100 - ------------------------------------------------------------------------------------------------------------------------------------ Hooker Furniture Corporation COMMON 439038100 957 41,20 SH SOLE 41,200 - ------------------------------------------------------------------------------------------------------------------------------------ Horizon Health Corporation COMMON 44041Y104 1,346 59,30 SH SOLE 59,300 - ------------------------------------------------------------------------------------------------------------------------------------ Hycor Biomedical, Inc. COMMON 448623108 930 190,110 SH SOLE 190,110 - ------------------------------------------------------------------------------------------------------------------------------------ Integrated Electrical Services COMMON 4.58E+107 1,088 96,80 SH SOLE 96,800 - ------------------------------------------------------------------------------------------------------------------------------------ International Business Machine COMMON 459200101 579 6,30 SH SOLE 6,300 - ------------------------------------------------------------------------------------------------------------------------------------ JDS Uniphase Corp. COMMON 46612J101 65 16,08 SH SOLE 16,080 - ------------------------------------------------------------------------------------------------------------------------------------ Johnson & Johnson COMMON 478160104 289 5,70 SH SOLE 5,700 - ------------------------------------------------------------------------------------------------------------------------------------ KCS Energy, Inc. COMMON 482434206 963 90,00 SH SOLE 90,000 - ------------------------------------------------------------------------------------------------------------------------------------ Kraft Foods Inc. COMMON 50075N104 227 7,10 SH SOLE 7,100 - ------------------------------------------------------------------------------------------------------------------------------------ Landec Corporation COMMON 514766104 1,656 191,850 SH SOLE 191,850 - ------------------------------------------------------------------------------------------------------------------------------------ Layne Christensen Co. COMMON 521050104 3,084 210,200 SH SOLE 210,200 - ------------------------------------------------------------------------------------------------------------------------------------ Lesco Inc. COMMON 526872106 1,538 121,989 SH SOLE 121,989 - ------------------------------------------------------------------------------------------------------------------------------------ Lifecell Corp. COMMON 531927101 2,221 270,900 SH SOLE 270,900 - ------------------------------------------------------------------------------------------------------------------------------------ Lifeline Systems Inc. COMMON 532192101 1,665 87,62 SH SOLE 87,620 - ------------------------------------------------------------------------------------------------------------------------------------ MapInfo Corp. COMMON 565105103 1,067 83,30 SH SOLE 83,300 - ------------------------------------------------------------------------------------------------------------------------------------ Marinemax Inc. COMMON 567908108 1,605 60,40 SH SOLE 60,400 - ------------------------------------------------------------------------------------------------------------------------------------ Matrix Service Co. COMMON 576853105 2,952 218,200 SH SOLE 218,200 - ------------------------------------------------------------------------------------------------------------------------------------
Page 5 of 8 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Matrixx Initiatives COMMON 57685L105 747 82,80 SH SOLE 82,800 - ------------------------------------------------------------------------------------------------------------------------------------ Maxim Pharmaceuticals, Inc. COMMON 57772M107 518 60,50 SH SOLE 60,500 - ------------------------------------------------------------------------------------------------------------------------------------ Maxwell Technologies Inc. COMMON 577767106 831 63,40 SH SOLE 63,400 - ------------------------------------------------------------------------------------------------------------------------------------ Measurement Specialties Inc. COMMON 583421102 1,647 85,00 SH SOLE 85,000 - ------------------------------------------------------------------------------------------------------------------------------------ Medical Action Industries Inc. COMMON 58449L100 1,261 61,70 SH SOLE 61,700 - ------------------------------------------------------------------------------------------------------------------------------------ Metal Management, Inc. COMMON 1,504 41,00 SH SOLE 41,000 - ------------------------------------------------------------------------------------------------------------------------------------ Michael Baker Corporation COMMON 57149106 2,040 161,000 SH SOLE 161,000 - ------------------------------------------------------------------------------------------------------------------------------------ Modtech Holdings COMMON 60783C100 2,207 298,600 SH SOLE 298,600 - ------------------------------------------------------------------------------------------------------------------------------------ Moldflow Corporation COMMON 608507109 2,025 201,500 SH SOLE 201,500 - ------------------------------------------------------------------------------------------------------------------------------------ Monaco Coach Corporation COMMON 60886R103 938 35,00 SH SOLE 35,000 - ------------------------------------------------------------------------------------------------------------------------------------ Monarch Casino & Resort, Inc. COMMON 609027107 1,460 105,200 SH SOLE 105,200 - ------------------------------------------------------------------------------------------------------------------------------------ Monmouth Real Estate Investment COMMON 609720107 1,074 121,105 SH SOLE 121,105 - ------------------------------------------------------------------------------------------------------------------------------------ Monro Muffler/ Brake Inc. COMMON 610236101 1,553 62,15 SH SOLE 62,150 - ------------------------------------------------------------------------------------------------------------------------------------ Multimedia Games, Inc. COMMON 625453105 1,089 44,00 SH SOLE 44,000 - ------------------------------------------------------------------------------------------------------------------------------------ NASDAQ 100 Shares UNIT 631100104 217 6,06 SH SOLE 6,065 SER 1 - ------------------------------------------------------------------------------------------------------------------------------------ National Dentex Corp. COMMON 63563H109 756 27,80 SH SOLE 27,800 - ------------------------------------------------------------------------------------------------------------------------------------ Network Engines Inc. COMMON 64121A107 457 120,000 SH SOLE 120,000 - ------------------------------------------------------------------------------------------------------------------------------------ Newpark Resources Inc. COMMON 651718504 1,066 205,000 SH SOLE 205,000 - ------------------------------------------------------------------------------------------------------------------------------------ Noble International, Ltd. COMMON 655053106 1,043 40,00 SH SOLE 40,000 - ------------------------------------------------------------------------------------------------------------------------------------ OMI Corp. COMMON Y6476W104 1,390 121,500 SH SOLE 121,500 - ------------------------------------------------------------------------------------------------------------------------------------ OMNI Energy Services Corp. COMMON 68210T208 2,596 337,550 SH SOLE 337,550 - ------------------------------------------------------------------------------------------------------------------------------------
Page 6 of 8 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Option Care, Inc. COMMON 683948103 1,629 141,750 SH SOLE 141,750 - ------------------------------------------------------------------------------------------------------------------------------------ PLATO Learning Inc. COMMON 72764Y100 1,686 167,300 SH SOLE 167,300 - ------------------------------------------------------------------------------------------------------------------------------------ Penford Corporation COMMON 707051108 1,341 80,50 SH SOLE 80,500 - ------------------------------------------------------------------------------------------------------------------------------------ PetMed Express, Inc. COMMON 716382106 1,721 156,500 SH SOLE 156,500 - ------------------------------------------------------------------------------------------------------------------------------------ Pfizer COMMON 717081103 257 7,34 SH SOLE 7,345 - ------------------------------------------------------------------------------------------------------------------------------------ Poore Brothers, Inc. COMMON 732813100 1,078 337,800 SH SOLE 337,800 - ------------------------------------------------------------------------------------------------------------------------------------ Printronix COMMON 742578107 764 51,70 SH SOLE 51,700 - ------------------------------------------------------------------------------------------------------------------------------------ Prudential Financial, Inc. COMMON 744320102 423 9,45 SH SOLE 9,454 - ------------------------------------------------------------------------------------------------------------------------------------ Psychemedics Corp. COMMON 744375205 799 69,50 SH SOLE 69,500 - ------------------------------------------------------------------------------------------------------------------------------------ Q.E.P., Inc. COMMON 74727K102 1,380 85,20 SH SOLE 85,204 - ------------------------------------------------------------------------------------------------------------------------------------ Quixote Corporation COMMON 749056107 988 47,03 SH SOLE 47,038 - ------------------------------------------------------------------------------------------------------------------------------------ RC2 Corp. COMMON 749388104 1,969 71,60 SH SOLE 71,600 - ------------------------------------------------------------------------------------------------------------------------------------ RF Monolithics, Inc. COMMON 74955F106 1,849 174,900 SH SOLE 174,900 - ------------------------------------------------------------------------------------------------------------------------------------ Raven Industries Inc. COMMON 754212108 978 32,00 SH SOLE 32,000 - ------------------------------------------------------------------------------------------------------------------------------------ Rentrak Corporation COMMON 760174102 1,747 199,200 SH SOLE 199,200 - ------------------------------------------------------------------------------------------------------------------------------------ Rewards Network, Inc. COMMON 761557107 417 41,70 SH SOLE 41,700 - ------------------------------------------------------------------------------------------------------------------------------------ Rex Stores Corp. COMMON 761624105 1,031 65,50 SH SOLE 65,500 - ------------------------------------------------------------------------------------------------------------------------------------ Rimage Corp. COMMON 766721104 1,803 116,300 SH SOLE 116,300 - ------------------------------------------------------------------------------------------------------------------------------------ Rush Enterprises, Inc. CLASS A 781846209 896 77,20 SH SOLE 77,200 - ------------------------------------------------------------------------------------------------------------------------------------ Rush Enterprises, Inc. CLASS B 781846308 895 77,25 SH SOLE 77,250 - ------------------------------------------------------------------------------------------------------------------------------------ S & P Depository Receipts COMMON 78462F103 444 3,93 SH SOLE 3,930 - ------------------------------------------------------------------------------------------------------------------------------------ SFBC International COMMON 784121105 1,542 51,60 SH SOLE 51,600 - ------------------------------------------------------------------------------------------------------------------------------------
Page 7 of 8 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Sanders Morris Harris Group Inc. COMMON 80000Q104 1,709 142,500 SH SOLE 142,500 - ------------------------------------------------------------------------------------------------------------------------------------ Sonic Innovations, Inc. COMMON 83545M109 1,577 130,000 SH SOLE 130,000 - ------------------------------------------------------------------------------------------------------------------------------------ Southwest Airlines Co. COMMON 844741108 886 62,37 SH SOLE 62,373 - ------------------------------------------------------------------------------------------------------------------------------------ Starcraft Corporation COMMON 855269106 573 40,95 SH SOLE 40,950 - ------------------------------------------------------------------------------------------------------------------------------------ Stewart Enterprises, Inc. COMMON 860370105 1,338 184,000 SH SOLE 184,000 - ------------------------------------------------------------------------------------------------------------------------------------ Stratex Networks, Inc. COMMON 86279T109 950 200,000 SH SOLE 200,000 - ------------------------------------------------------------------------------------------------------------------------------------ SunOpta Inc. COMMON 8676EP108 1,187 120,000 SH SOLE 120,000 - ------------------------------------------------------------------------------------------------------------------------------------ Synagro Technologies, Inc. COMMON 871562203 1,076 373,700 SH SOLE 373,700 - ------------------------------------------------------------------------------------------------------------------------------------ T. Rowe Price Group, Inc. COMMON 741477103 517 9,60 SH SOLE 9,600 - ------------------------------------------------------------------------------------------------------------------------------------ TBC Corp. COMMON 872180104 1,007 34,30 SH SOLE 34,300 - ------------------------------------------------------------------------------------------------------------------------------------ Tandy Brands Accessories COMMON 875378101 1,434 109,100 SH SOLE 109,100 - ------------------------------------------------------------------------------------------------------------------------------------ Team Inc. COMMON 878155100 2,108 156,600 SH SOLE 156,600 - ------------------------------------------------------------------------------------------------------------------------------------ Tejon Ranch Co. COMMON 879080109 1,166 31,53 SH SOLE 31,537 - ------------------------------------------------------------------------------------------------------------------------------------ TeleCommunication Systems Inc. COMMON 87929J103 429 59,60 SH SOLE 59,600 - ------------------------------------------------------------------------------------------------------------------------------------ The Clorox Company COMMON 189054109 301 6,15 SH SOLE 6,150 - ------------------------------------------------------------------------------------------------------------------------------------ The Keith Companies, Inc. COMMON 487539108 1,193 84,20 SH SOLE 84,200 - ------------------------------------------------------------------------------------------------------------------------------------ The Management Network Group COMMON 561693102 1,458 373,000 SH SOLE 373,000 - ------------------------------------------------------------------------------------------------------------------------------------ The Middleby Corporation COMMON 596278101 2,302 50,50 SH SOLE 50,500 - ------------------------------------------------------------------------------------------------------------------------------------ TradeStation Group, Inc. COMMON 89267P105 569 85,00 SH SOLE 85,000 - ------------------------------------------------------------------------------------------------------------------------------------ TranSwitch Corporation COMMON 894065101 808 350,000 SH SOLE 350,000 - ------------------------------------------------------------------------------------------------------------------------------------ Transport Corporation of America COMMON 89385P102 954 134,400 SH SOLE 134,400 - ------------------------------------------------------------------------------------------------------------------------------------
Page 8 of 8 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ Trinity Biotech PLC COMMON 918 241,600 SH SOLE 241,600 - ------------------------------------------------------------------------------------------------------------------------------------ Twin Disc, Incorporated COMMON 901476101 912 45,50 SH SOLE 45,500 - ------------------------------------------------------------------------------------------------------------------------------------ Tyler Technologies, Inc. COMMON 902252105 1,195 123,100 SH SOLE 123,100 - ------------------------------------------------------------------------------------------------------------------------------------ U. S. Global Investors, Inc. COMMON 902952100 929 226,500 SH SOLE 226,500 - ------------------------------------------------------------------------------------------------------------------------------------ USA Truck, Inc. COMMON 902925106 1,123 116,300 SH SOLE 116,300 - ------------------------------------------------------------------------------------------------------------------------------------ Ultimate Electronics, Inc. COMMON 903849107 1,323 202,600 SH SOLE 202,600 - ------------------------------------------------------------------------------------------------------------------------------------ Universal Electronics, Inc. COMMON 913483103 1,049 79,50 SH SOLE 79,500 - ------------------------------------------------------------------------------------------------------------------------------------ Urecoats Industries, Inc. COMMON 91724E400 213 217,000 SH SOLE 217,000 - ------------------------------------------------------------------------------------------------------------------------------------ Vasogen Inc. COMMON 92232F103 1,077 176,300 SH SOLE 176,300 - ------------------------------------------------------------------------------------------------------------------------------------ Versar COMMON 925297103 1,200 358,300 SH SOLE 358,300 - ------------------------------------------------------------------------------------------------------------------------------------ Wal Mart COMMON 931142103 214 3,59 SH SOLE 3,590 - ------------------------------------------------------------------------------------------------------------------------------------ Water Pik Technologies, Inc. COMMON 94113U100 1,417 100,600 SH SOLE 100,600 - ------------------------------------------------------------------------------------------------------------------------------------ White Electronic Designs COMMON 963801105 1,112 145,000 SH SOLE 145,000 - ------------------------------------------------------------------------------------------------------------------------------------ Willbros Group, Inc. COMMON 969199108 1,951 130,000 SH SOLE 130,000 - ------------------------------------------------------------------------------------------------------------------------------------ World Airways, Inc. COMMON 98142H105 864 236,740 SH SOLE 236,740 - ------------------------------------------------------------------------------------------------------------------------------------ World Fuel Services Corp. COMMON 981475106 1,455 39,60 SH SOLE 39,600 - ------------------------------------------------------------------------------------------------------------------------------------ Young Innovations, Inc. COMMON 987520103 883 24,90 SH SOLE 24,900 - ------------------------------------------------------------------------------------------------------------------------------------ Yum Brands, Inc. COMMON 895953107 308 8,10 SH SOLE 8,100 - ------------------------------------------------------------------------------------------------------------------------------------ Zevex International, Inc. COMMON 98950E400 576 197,900 SH SOLE 197,900 - ------------------------------------------------------------------------------------------------------------------------------------ TOTAL 196,849 - ------------------------------------------------------------------------------------------------------------------------------------
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