-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LNkfgBnmhPYASrGmTAUVTx/TD9TZBA8o3jJvyCB/udUgh0h0ingXQYZwNBiJGMn3 QPic4gts7GawrWgpOuNUFw== 0001137439-07-000079.txt : 20070214 0001137439-07-000079.hdr.sgml : 20070214 20070214140600 ACCESSION NUMBER: 0001137439-07-000079 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JACOB ASSET MANAGEMENT OF NEW YORK LLC CENTRAL INDEX KEY: 0001279256 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10765 FILM NUMBER: 07618022 BUSINESS ADDRESS: STREET 1: 507 PASEO DE LA PLAYA CITY: REDONDO BEACH STATE: CA ZIP: 90277 BUSINESS PHONE: 310-421-4942 MAIL ADDRESS: STREET 1: 507 PASEO DE LA PLAYA CITY: REDONDO BEACH STATE: CA ZIP: 90277 13F-HR 1 jam13f123106.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): /__/ is a restatement. /__/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jacob Asset Management of New York, LLC Address: 507 Paseo de la Playa Redondo Beach, CA 90277 Form 13F File Number: 28-10765 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ryan I. Jacob Title: Manager, Chief Executive Officer and Managing Member Phone: (310) 421-4943 Signature, Place, and Date of Signing: RYAN I. JACOB Redondo Beach, CA 2/14/07 Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) /_/ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /_/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 40 Form 13F Information Table Value Total: $ 85,612 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
JACOB ASSET MANAGEMENT OF NEW YORK, LLC FORM 13F INFORMATION TABLE AS OF 12/31/2006 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4) (COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) NAME OF TITLE OF CUSIP VALUE SHRS OR INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS (X$1000) PRN AMT* DISCRETION MANAGERS (SOLE) ADOBE SYSTEMS INC COMMON 00724F101 41 1,000 X 1,000 AGILE SOFTWARE CORP COMMON 00846X105 2,579 419,351 X 419,351 AIRSPAN NETWORKS COMMON 00950H102 2,286 617,900 X 617,900 AKAMAI TECHNOLOGIES COMMON 00971T101 90 1,700 X 1,700 APPLE COMPUTER INC COMMON 037833100 4,242 50,000 X 50,000 AUTOBYTEL.COM INC. COMMON 05275N106 3,495 998,573 X 998,573 BAIDU.COM COMMON 056752108 2,705 24,000 X 24,000 CNET NETWORKS INC. COMMON 12613R104 1,845 203,000 X 203,000 CTRIP.COM INTERNATIONAL ADR COMMON 22943F100 1,312 21,000 X 21,000 DELTATHREE.COM INC CL A COMMON 24783N102 677 537,240 X 537,240 DIGITAL INSIGHT CORP COMMON 25385P106 906 23,530 X 23,530 DIGITAL RIVER, INC COMMON 25388B104 938 16,821 X 16,821 E*TRADE FINANCIAL CORPORATIO COMMON 269246104 2,242 100,000 X 100,000 EBAY INC COMMON 278642103 30 1,000 X 1,000 ELECTRONIC ARTS COMMON 285512109 65 1,300 X 1,300 GOOGLE INC. COMMON 38259P508 5,065 11,000 X 11,000 HOLLYWOOD MEDIA CORP COMMON 436233100 3,030 719,700 X 719,700 INFOSPACE INC COMMON 45678T201 4,364 212,790 X 212,790 INTERWOVEN INC COMMON 46114T508 937 63,900 X 63,900 JUPITERMEDIA CORP COMMON 48207D101 929 117,255 X 117,255 MACROVISION CORP COMMON 555904101 933 33,000 X 33,000 MONSTER WORLDWIDE INC COMMON 611742107 2,197 47,100 X 47,100 MOVE INC. COMMON 62458M108 8 1,473 X 1,473 NAPSTER INC COMMON 630797108 4,218 1,161,988 X 1,161,988 NEWS CORP INC - CL A COMMON 65248E104 2,578 120,000 X 120,000 NOVELL INC COMMON 670006105 2,480 400,000 X 400,000 OPENWAVE SYSTEMS INC COMMON 683718308 2,507 271,653 X 271,653 RED HAT INC COMMON 756577102 3,220 140,000 X 140,000 SOHU.COM INC COMMON 83408W103 4,500 187,500 X 187,500 SUMTOTAL SYSTEMS INC COMMON 866615107 1,852 306,088 X 306,088 SUN MICROSYSTEMS INC COMMON 866810104 1,745 322,000 X 322,000 TD AMERITRADE HOLDING CORP COMMON 87236Y108 1,679 103,800 X 103,800 THQ INC COMMON 872443403 70 2,143 X 2,143 TAKE-TWO INTERACTIVE SOFTWAR COMMON 874054109 3,162 178,068 X 178,068 THE STREET.COM INC COMMON 88368Q103 965 108,449 X 108,449 WEBMETHODS INC COMMON 94768C108 4,089 555,607 X 555,607 YAHOO! INC COMMON 984332106 4,196 164,274 X 164,274 CDC CORP CL A COMMON G2022L106 3,881 408,513 X 408,513 SINA CORP COMMON G81477104 1,851 64,500 X 64,500 ALVARION LIMITED COMMON M0861T100 1,703 253,400 X 253,400 * All of the securities listed within this column are stated in SH.
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