-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VcAYA9ygJb7U0tFmfbJCyZCgiiWkdYH/60E2fKKPN/YU2ld9nxT/NZmtVzA+nhYe 6TvN2B0Cfjh45P2xOo5BNw== 0001137439-04-000172.txt : 20041112 0001137439-04-000172.hdr.sgml : 20041111 20041112111644 ACCESSION NUMBER: 0001137439-04-000172 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040930 FILED AS OF DATE: 20041112 DATE AS OF CHANGE: 20041112 EFFECTIVENESS DATE: 20041112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JACOB ASSET MANAGEMENT OF NEW YORK LLC CENTRAL INDEX KEY: 0001279256 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10765 FILM NUMBER: 041136626 BUSINESS ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2128685970 MAIL ADDRESS: STREET 1: 1675 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 jam13f93004.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): /__/ is a restatement. /__/ adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Jacob Asset Management of New York, LLC Address: 19 West 34th Street, Suite 816A New York, NY 10001 Form 13F File Number: 28-10765 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ryan I. Jacob Title: Manager, Chief Executive Officer and Managing Member Phone: (212) 868-5970 Signature, Place, and Date of Signing: /s/Ryan I. Jacob RYAN I. JACOB New York, NY 11/11/04 Report Type (Check only one.): /X/ 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) /_/ 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /_/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manger(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 48 Form 13F Information Table Value Total: $ 51,924 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
JACOB ASSET MANAGEMENT OF NEW YORK, LLC FORM 13F INFORMATION TABLE AS OF 9/30/2004 (COLUMN 1) (COLUMN 2) (COLUMN 3) (COLUMN 4) (COLUMN 5) (COLUMN 6) (COLUMN 7) (COLUMN 8) NAME OF TITLE OF CUSIP VALUE SHRS OR INVESTMENT OTHER VOTING AUTHORITY ISSUER CLASS (X$1000) PRN AMT* DISCRETION MANAGERS (SOLE) ADOBE SYS INC COMMON 00724F101 495 10,000 SOLE 10,000 AGILE SOFTWARE CORP DEL COMMON 00846X105 696 87,788 SOLE 87,788 AKAMAI TECHNOLOGIES INC COMMON 00971T101 14 1,000 SOLE 1,000 ALLOY INC COMMON 019855105 1,857 490,094 SOLE 490,094 APPLE COMPUTER INC COMMON 037833100 4 100 SOLE 100 ASK JEEVES INC COMMON 045174109 739 22,600 SOLE 22,600 AUTOBYTEL INC COMMON 05275N106 1,397 155,773 SOLE 155,773 CNET NETWORKS INC COMMON 12613R104 92 10,000 SOLE 10,000 CONEXANT SYSTEMS INC COMMON 207142100 165 102,309 SOLE 102,309 CTRIP COM INTL LTD COMMON 22943F100 2,217 63,878 SOLE 63,878 DIGIMARC CORP COMMON 253807101 958 106,000 SOLE 106,000 DIGITAL INSIGHT CORP COMMON 25385P106 1,780 130,600 SOLE 130,600 DIGITAL RIV INC COMMON 25388B104 2,209 74,191 SOLE 74,191 DOUBLECLICK INC COMMON 258609304 591 100,000 SOLE 100,000 E TRADE FINANCIAL CORP COMMON 269246104 982 86,000 SOLE 86,000 EBAY INC COMMON 278642103 9 100 SOLE 100 ELECTRONIC ARTS INC COMMON 285512109 5 100 SOLE 100 GETTY IMAGES INC COMMON 374276103 6 100 SOLE 100 HOMESTORE INC COMMON 437852106 1,493 646,387 SOLE 646,387 IAC INTERACTIVECORP COMMON 44919P102 661 30,000 SOLE 30,000 INFOSPACE INC COMMON 45678T201 649 13,686 SOLE 13,686 INTERNET SEC SYS INC COMMON 46060X107 1,214 71,407 SOLE 71,407 IVILLAGE INC COMMON 46588H105 305 50,833 SOLE 50,833 MARKETWATCH INC COMMON 570619106 2,323 186,019 SOLE 186,019 MATRIXONE INC COMMON 57685P304 445 87,961 SOLE 87,961 MCAFEE INC COMMON 579064106 302 15,000 SOLE 15,000 MONSTER WORLDWIDE INC COMMON 611742107 1,343 54,500 SOLE 54,500 NETEGRITY INC COMMON 64110P107 1,066 141,895 SOLE 141,895 NETFLIX COM INC COMMON 64110L106 1,425 92,400 SOLE 92,400 NUANCE COMMUNICATIONS INC COMMON 669967101 461 108,559 SOLE 108,559 OPENWAVE SYS INC COMMON 683718308 2,488 282,050 SOLE 282,050 ORBITZ INC COMMON 68556Y100 1,632 60,000 SOLE 60,000 PALMONE INC COMMON 69713P107 30 1,000 SOLE 1,000 PALMSOURCE INC COMMON 697154102 409 19,729 SOLE 19,729 PLUMTREE SOFTWARE INC COMMON 72940Q104 1,916 563,500 SOLE 563,500 ROXIO INC COMMON 780008108 2,361 459,400 SOLE 459,400 SAFENET INC COMMON 78645R107 1,440 54,576 SOLE 54,576 SHANDA INTERACTIVE ENTMT LTD COMMON 81941Q203 1,057 44,053 SOLE 44,053 SINA CORP COMMON G81477104 1,736 68,100 SOLE 68,100 SOHU COM INC COMMON 83408W103 2,026 121,800 SOLE 121,800 SUMTOTAL SYS INC COMMON 866615107 1,188 240,079 SOLE 240,079 SYCAMORE NETWORKS INC COMMON 871206108 1,956 517,400 SOLE 517,400 TAKE-TWO INTERACTIVE SOFTWARE COMMON 874054109 2,077 63,242 SOLE 63,242 THQ INC COMMON 872443403 356 18,304 SOLE 18,304 VALUECLICK INC COMMON 92046N102 1,956 207,165 SOLE 207,165 VERISIGN INC COMMON 92343E102 596 30,000 SOLE 30,000 WEBMETHODS INC COMMON 94768C108 2,755 517,807 SOLE 517,807 YAHOO INC COMMON 984332106 43 1,274 SOLE 1,274 * All of the securities listed within this column are stated in SH.
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