0000769993-16-001808.txt : 20161109 0000769993-16-001808.hdr.sgml : 20161109 20161109143259 ACCESSION NUMBER: 0000769993-16-001808 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161109 DATE AS OF CHANGE: 20161109 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GOLDMAN SACHS GROUP INC CENTRAL INDEX KEY: 0000886982 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134019460 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 2129021000 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: GOLDMAN SACHS GROUP INC/ DATE OF NAME CHANGE: 20010104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COHEN ALAN M CENTRAL INDEX KEY: 0001279229 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14965 FILM NUMBER: 161983730 MAIL ADDRESS: STREET 1: 200 WEST STREET STREET 2: C/O GOLDMAN SACHS & CO CITY: NEW YORK STATE: NY ZIP: 10282 FORMER NAME: FORMER CONFORMED NAME: COHEN ALAN MARCES DATE OF NAME CHANGE: 20040209 4 1 ownershipdoc11062016083846.xml X0306 4 2016-11-07-05:00 false 0000886982 GOLDMAN SACHS GROUP INC GS 0001279229 COHEN ALAN M C/O GOLDMAN, SACHS & CO. 200 WEST STREET NEW YORK NY 10282 false true false false EVP, Global Head of Compliance Common Stock, par value $0.01 per share 2016-11-07-05:00 4 S false 5000 181.1881 D 61444 D Common Stock, par value $0.01 per share 9084 I See footnote Reflects a weighted average sale price of $181.1881 per share, at prices ranging from $180.76 to $181.48 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Held through a trust, the sole trustee of which is the Reporting Person's spouse and the sole beneficiary of which is an immediate family member of the Reporting Person. The Reporting Person disclaims beneficial ownership of these shares. /s/ Beverly L. O'Toole, Attorney-in-fact 2016-11-09-05:00